FIRST TR EXCHANGE-TRADED ALP FNY
MID CP GR ALPH · ETP · CUSIP 33737M102
82
institutional holders
-5 vs Q3 2022
2.7m
shares reported held*
$147.2mreported value*
6 new
26 added
35 reduced
8 sold out
net sold ≈ $12.4m (-227.5k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $55.39. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 87 |
| Q4 2022 | 82 |
Biggest buyers
| LPL Financial LLC | Added | +69.7k |
| Baird Financial Group, Inc. | Added | +33.2k |
| BENJAMIN F. EDWARDS & COMPANY, INC. | Added | +30.6k |
| ROYAL BANK OF CANADA | Added | +20.7k |
| MONEY CONCEPTS CAPITAL CORP | Added | +11.4k |
| Raymond James Financial Services Advisors, Inc. | Added | +11.2k |
| CITADEL ADVISORS LLC | Added | +9.5k |
| Mutual Advisors, LLC | New | +5.6k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | Added | +5.5k |
| OSAIC HOLDINGS, INC. | Added | +5.2k |
Biggest sellers
| J Arnold Wealth Management Co | Reduced | -162.5k |
| Alpha Omega Group, Inc. | Reduced | -92.1k |
| WELLS FARGO & COMPANY/MN | Reduced | -69.9k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Sold out | -27.0k |
| Private Advisor Group, LLC | Reduced | -16.9k |
| MORGAN STANLEY | Reduced | -15.3k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Sold out | -11.6k |
| AE Wealth Management LLC | Sold out | -7.8k |
| Kestra Advisory Services, LLC | Reduced | -7.3k |
| Mariner, LLC | Reduced | -5.9k |
Biggest calls
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| LPL Financial LLC 0.03% of their portfolio | 525.4k $29.6m | Added +69.7k |
| UBS Group AG 0.01% of their portfolio | 317.7k $17.9m | Reduced -1.9k |
| MORGAN STANLEY 0.00% of their portfolio | 283.4k $16.0m | Reduced -15.3k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 271.2k $15.3m | Reduced -69.9k |
| Savior LLC 8.45% of their portfolio | 167.6k $9.4m | Reduced -316 |
| OSAIC HOLDINGS, INC. 0.01% of their portfolio | 73.5k $4.1m | Added +5.2k |
| Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio | 72.9k $4.1m | Added +11.2k |
| Kingsview Wealth Management, LLC 0.16% of their portfolio | 64.5k $3.6m | Added +2.1k |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.16% of their portfolio | 61.5k $3.5m | Added +30.6k |
| Private Advisor Group, LLC 0.02% of their portfolio | 56.3k $576.9k | Reduced -16.9k |
| Cetera Investment Advisers 0.03% of their portfolio | 54.6k $3.1m | Added +1.3k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 50.0k $2.8m | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio | 44.2k $2.5m | Reduced -3.1k |
| Baird Financial Group, Inc. 0.01% of their portfolio | 43.2k $2.4m | Added +33.2k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 42.1k $2.4m | Added +9.5k |
| KCM INVESTMENT ADVISORS LLC 0.10% of their portfolio | 40.8k $2.3m | Added +225 |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 38.4k $2.2m | Added +735 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 34.9k $2.0m | Added +20.7k |
| Kestra Advisory Services, LLC 0.02% of their portfolio | 30.0k $1.7m | Reduced -7.3k |
| Purus Wealth Management, LLC 1.24% of their portfolio | 24.3k $1.4m | Reduced -302 |
| Atria Wealth Solutions, Inc. 0.02% of their portfolio | 19.3k $1.1m | Added +202 |
| MTM Investment Management, LLC 0.55% of their portfolio | 18.6k $1.1m | Reduced -856 |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 15.7k $887.7k | Reduced -1.6k |
| Equitable Holdings, Inc. 0.02% of their portfolio | 15.6k $878.2k | Reduced -158 |
| ARS Wealth Advisors Group, LLC 0.14% of their portfolio | 15.5k $876.1k | Reduced -333 |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 12.3k $693.0k | Reduced -622 |
| Braun-Bostich & Associates Inc. 1.98% of their portfolio | 12.2k $687.5k | Added +4.3k |
| MONEY CONCEPTS CAPITAL CORP 0.03% of their portfolio | 11.9k $669.3k | Added +11.4k |
| Cetera Advisor Networks LLC 0.01% of their portfolio | 11.5k $649.3k | Added +18 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 11.5k $647.9k | Added +5.5k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 10.7k $602.4k | Reduced -2.2k |
| Mariner, LLC 0.00% of their portfolio | 10.1k $570.0k | Reduced -5.9k |
| Clarus Wealth Advisors 0.37% of their portfolio | 9.7k $561.4k | Added +1.2k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 9.1k $514.0k | Added +56 |
| GREAT VALLEY ADVISOR GROUP, INC. 0.03% of their portfolio | 9.0k $506.6k | Added +571 |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 9.0k $506.0k | Reduced -545 |
| D.A. DAVIDSON & CO. 0.01% of their portfolio | 8.8k $497.5k | Unchanged |
| Stonebridge Financial Planning Group, LLC 0.32% of their portfolio | 8.6k $482.1k | Reduced -1.1k |
| Tower Research Capital LLC (TRC) 0.02% of their portfolio | 8.0k $453.0k | Reduced -3.2k |
| Dominguez Wealth Management Solutions, Inc. 0.45% of their portfolio | 8.0k $449.4k | First filing |
| IFP Advisors, Inc 0.01% of their portfolio | 7.4k $319.0k | Reduced -491 |
| Stratos Wealth Partners, LTD. 0.01% of their portfolio | 7.2k $407.0k | Reduced -14 |
| Sigma Planning Corp 0.01% of their portfolio | 7.1k $398.4k | Reduced -64 |
| Element Wealth, LLC 0.32% of their portfolio | 6.9k $389.2k | Reduced -168 |
| Thrivent Financial for Lutherans 0.00% of their portfolio | 6.8k $381.0k | Reduced -1.1k |
| Alpha Omega Group, Inc. 0.49% of their portfolio | 6.1k $345.5k | Reduced -92.1k |
| Integrated Wealth Concepts LLC 0.01% of their portfolio | 5.7k $324.0k | Added +1.0k |
| Mutual Advisors, LLC 0.01% of their portfolio | 5.6k $315.7k | New |
| Beacon Pointe Advisors, LLC 0.01% of their portfolio | 5.5k $310.1k | Unchanged |
| First Heartland Consultants, Inc. 0.05% of their portfolio | 5.3k $299.5k | Reduced -125 |
| Ignite Planners, LLC 0.13% of their portfolio | 5.1k $310.1k | Reduced -674 |
| Koshinski Asset Management, Inc. 0.02% of their portfolio | 4.5k $253.8k | Reduced -1.5k |
| Keystone Wealth Services, LLC 0.11% of their portfolio | 4.4k $248.0k | Unchanged |
| WMG Financial Advisors, LLC 0.20% of their portfolio | 4.3k $239.8k | Unchanged |
| Financial Advocates Investment Management 0.02% of their portfolio | 4.1k $232.5k | Reduced -934 |
| IHT Wealth Management, LLC 0.01% of their portfolio | 4.1k $229.2k | Reduced -2.4k |
| Dynamic Advisor Solutions LLC 0.01% of their portfolio | 3.8k $215.6k | Reduced -369 |
| CoreCap Advisors, LLC 0.02% of their portfolio | 3.8k $213.7k | Reduced -195 |
| 1776 Wealth LLC 0.15% of their portfolio | 3.6k $205.0k | New |
| CWM, LLC 0.00% of their portfolio | 3.2k $183.0k | Reduced -303 |
| Geneos Wealth Management Inc. 0.01% of their portfolio | 3.0k $169.2k | Added +1 |
| CENTAURUS FINANCIAL, INC. 0.01% of their portfolio | 2.4k $134.0k | Reduced -81 |
| Founders Financial Alliance, LLC 0.05% of their portfolio | 2.1k $117.5k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 2.0k $113.0k | New |
| US BANCORP \DE\ 0.00% of their portfolio | 1.9k $109.8k | Added +1.7k |
| HARBOUR INVESTMENTS, INC. 0.01% of their portfolio | 1.6k $87.5k | Reduced -84 |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 1.5k $82.1k | Unchanged |
| J Arnold Wealth Management Co 0.03% of their portfolio | 1.2k $68.1k | Reduced -162.5k |
| Allworth Financial LP 0.00% of their portfolio | 1.2k $66.4k | Added +734 |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 1.1k $60.3k | Added +2 |
| Worth Asset Management, LLC 0.03% of their portfolio | 885 $49.9k | New |
| Global Retirement Partners, LLC 0.00% of their portfolio | 879 $49.6k | Unchanged |
| Tyler-Stone Wealth Management 0.02% of their portfolio | 442 $25.0k | Added +1 |
| TD Waterhouse Canada Inc. 0.00% of their portfolio | 436 $24.2k | Unchanged |
| Pacifica Partners Inc. 0.01% of their portfolio | 250 $14.1k | Unchanged |
| PRIVATE TRUST CO NA 0.00% of their portfolio | 169 $10.0k | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 105 $5.9k | New |
| Transamerica Financial Advisors, LLC 0.00% of their portfolio | 44 $3.0k | Added +1 |
| FMR LLC 0.00% of their portfolio | 36 $2.0k | Unchanged |
| TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio | 20 $1.1k | Unchanged |
| ASSETMARK, INC 0.00% of their portfolio | 9 $508 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |