Vault-13

FIRST TR EXCHANGE TRADED FD NXTG

INDXX NEXTG ETF · ETP · CUSIP 33737K205

110 institutional holders -1 vs Q2 2023
2,483,3432.5m shares reported held*
$168.5mreported value*
6 new 22 added 55 reduced 8 sold out net sold ≈ $23.4m (-346.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $67.84. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 125Q4 22: 115Q1 23: 111Q2 23: 111Q3 23: 110110Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022125
Q4 2022115
Q1 2023111
Q2 2023111
Q3 2023110

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 28 bought or addedQ4 22: 82 cut or sold outQ4 22Q1 23: 26 bought or addedQ1 23: 76 cut or sold outQ1 23Q2 23: 33 bought or addedQ2 23: 65 cut or sold outQ2 23Q3 23: 28 bought or addedQ3 23: 63 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222882
Q1 20232676
Q2 20233365
Q3 20232863

Biggest buyers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +30,919+30.9k
AMERIPRISE FINANCIAL INC New +7,631+7.6k
Cetera Advisor Networks LLC Added +7,498+7.5k
NewEdge Wealth, LLC Added +6,116+6.1k
Kestra Advisory Services, LLC Added +5,657+5.7k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +3,162+3.2k
BENJAMIN F. EDWARDS & COMPANY, INC. Added +1,884+1.9k
COMERICA BANK New +1,545+1.5k
Concentrum Wealth Management Added +1,509+1.5k
INDEPENDENT FINANCIAL GROUP, LLC Added +945+945

Biggest sellers

JANE STREET GROUP, LLC Reduced -98,726-98.7k
MORGAN STANLEY Reduced -71,786-71.8k
ROYAL BANK OF CANADA Reduced -25,313-25.3k
CITADEL ADVISORS LLC Reduced -22,594-22.6k
FLOW TRADERS U.S. LLC Sold out -18,935-18.9k
UBS Group AG Reduced -18,027-18.0k
AVANTAX ADVISORY SERVICES, INC. Reduced -17,280-17.3k
STIFEL FINANCIAL CORP Reduced -16,715-16.7k
LPL Financial LLC Reduced -16,702-16.7k
RAYMOND JAMES & ASSOCIATES Reduced -13,163-13.2k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 UBS Group AG 0.01% of their portfolio ZURICH, V8 293,898293.9k $19.9m $19.9m 0.01% Reduced -18.0k -18,027
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 281,360281.4k $19.1m $19.1m 0.00% Reduced -71.8k -71,786
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 261,642261.6k $17.8m $17.8m 0.01% Reduced -16.7k -16,702
4 AVANTAX ADVISORY SERVICES, INC. 0.11% of their portfolio DALLAS, TX 138,275138.3k $9.4m $9.4m 0.11% Reduced -17.3k -17,280
5 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 93,51793.5k $6.3m $6.3m 0.00% Reduced -25.3k -25,313
6 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 91,35791.4k $6.2m $6.2m 0.02% Reduced -6.3k -6,258
7 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 89,70689.7k $6.1m $6.1m 0.01% Reduced -13.2k -13,163
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 73,81273.8k $5.0m $5.0m 0.00% Reduced -3.8k -3,845
9 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 69,56569.6k $4.7m $4.7m 0.00% Reduced -4.3k -4,332
10 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 55,81155.8k $3.8m $3.8m 0.04% Added +5.7k +5,657
11 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 51,27651.3k $3.5m $3.5m 0.01% Reduced -98.7k -98,726
12 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 50,76050.8k $3.4m $3.4m 0.01% Reduced -11.0k -10,959
13 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 50,66050.7k $3.4m $3.4m 0.00% Reduced -16.7k -16,715
14 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 49,36749.4k $3.4m $3.4m 0.03% Reduced -2.1k -2,129
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 48,65048.6k $3.3m $3.3m 0.01% Added +30.9k +30,919
16 BENJAMIN F. EDWARDS & COMPANY, INC. 0.11% of their portfolio ST. LOUIS, MO 43,82243.8k $3.0m $3.0m 0.11% Added +1.9k +1,884
17 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 42,17342.2k $2.9m $2.9m 0.01% Reduced -3.9k -3,921
18 Mariner, LLC 0.01% of their portfolio Overland Park, KS 41,45441.5k $2.8m $2.8m 0.01% Reduced -3.0k -2,982
19 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 39,14839.1k $2.7m $2.7m 0.00% Reduced -3.8k -3,813
20 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 38,90138.9k $2.6m $2.6m 0.02% Reduced -1.0k -1,001
21 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 27,87927.9k $1.9m $1.9m 0.01% Reduced -801 -801
22 First PREMIER Bank 0.55% of their portfolio SIOUX FALLS, SD 26,59026.6k $1.8m $1.8m 0.55% Added +43 +43
23 Concentrum Wealth Management 0.99% of their portfolio SAN JOSE, CA 24,01124.0k $1.6m $1.6m 0.99% Added +1.5k +1,509
24 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 21,99122.0k $1.5m $1.5m 0.01% Added +7.5k +7,498
25 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 21,57121.6k $1.5m $1.5m 0.02% Added +118 +118
26 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 20,17220.2k $1.4m $1.4m 0.00% Reduced -223 -223
27 WEALTH ADVISORS, INC. 0.59% of their portfolio RANCHO SANTA FE, CA 19,50019.5k $1.3m $1.3m 0.59% Unchanged
28 INDEPENDENT FINANCIAL GROUP, LLC 0.08% of their portfolio SAN DIEGO, CA 18,77218.8k $1.3m $1.3m 0.08% Added +945 +945
29 Pacific Sun Financial Corp 0.88% of their portfolio LOS ANGELES, CA 18,72618.7k $1.3m $1.3m 0.88% Reduced -850 -850
30 Migdal Insurance & Financial Holdings Ltd. 0.03% of their portfolio Petach Tikva, L3 18,26618.3k $1.2m $1.2m 0.03% Reduced -2.1k -2,135
31 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 16,69416.7k $1.1m $1.1m 0.04% Reduced -1.1k -1,125
32 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 15,59515.6k $1.1m $1.1m 0.02% Reduced -2.3k -2,285
33 NewEdge Wealth, LLC 0.03% of their portfolio STAMFORD, CT 15,13915.1k $1.0m $1.0m 0.03% Added +6.1k +6,116
34 WealthCare Investment Partners, LLC 0.62% of their portfolio PORTSMOUTH, RI 15,05115.1k $1.0m $1.0m 0.62% Added +344 +344
35 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 13,83213.8k $938.6k $938.6k 0.01% Added +100 +100
36 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 13,41113.4k $910.9k $910.9k 0.00% Reduced -878 -878
37 Flaharty Asset Management, LLC 0.15% of their portfolio CLEARWATER, FL 12,82512.8k $870.3k $870.3k 0.15% Reduced -330 -330
38 CWM, LLC 0.00% of their portfolio OMAHA, NE 10,42310.4k $707.0k $707.0k 0.00% Unchanged
39 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 10,12710.1k $687.2k $687.2k 0.00% Reduced -2.6k -2,642
40 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 9,5249.5k $646.3k $646.3k 0.01% Added +11 +11
41 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 8,9999.0k $610.7k $610.7k 0.00% Reduced -2.8k -2,792
42 Stonebridge Financial Planning Group, LLC 0.38% of their portfolio ORLANDO, FL 8,6348.6k $585.9k $585.9k 0.38% Added +2 +2
43 LANARK FINANCIAL, INC. 0.06% of their portfolio BIRMINGHAM, AL 8,5808.6k $582.0k $582.0k 0.06% First filing
44 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 8,4778.5k $575.2k $575.2k 0.02% Reduced -2.0k -1,956
45 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 8,3138.3k $564.1k $564.1k 0.01% Reduced -971 -971
46 CREATIVE FINANCIAL DESIGNS INC /ADV 0.06% of their portfolio KOKOMO, IN 8,1178.1k $550.8k $550.8k 0.06% Reduced -368 -368
47 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 8,0968.1k $549.4k $549.4k 0.01% Added +519 +519
48 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 7,9808.0k $541.5k $541.5k 0.01% Reduced -38 -38
49 1776 Wealth LLC 0.29% of their portfolio ATLANTA, GA 7,9598.0k $540.1k $540.1k 0.29% Unchanged
50 Cornerstone Wealth Management, LLC 0.05% of their portfolio ST. PETERS, MO 7,8467.8k $532.6k $532.6k 0.05% Reduced -394 -394
51 Gladstone Institutional Advisory LLC 0.03% of their portfolio Bedminster, NJ 7,6757.7k $520.8k $520.8k 0.03% Reduced -5.0k -4,987
52 J.W. COLE ADVISORS, INC. 0.04% of their portfolio TAMPA, FL 7,6577.7k $519.6k $519.6k 0.04% Added +28 +28
53 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 7,6317.6k $517.8k $517.8k 0.00% New
54 Moors & Cabot, Inc. 0.03% of their portfolio BOSTON, MA 6,6496.6k $451.2k $451.2k 0.03% Reduced -619 -619
55 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 6,4736.5k $439.3k $439.3k 0.00% Reduced -22.6k -22,594
56 Ignite Planners, LLC 0.13% of their portfolio SAN CLEMENTE, CA 6,4256.4k $429.6k $429.6k 0.13% Reduced -136 -136
57 Arkadios Wealth Advisors 0.04% of their portfolio ATLANTA, GA 6,2796.3k $426.1k $426.1k 0.04% Added +28 +28
58 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 5,9756.0k $405.5k $405.5k 0.00% Reduced -23 -23
59 Ameritas Advisory Services, LLC 0.02% of their portfolio Lincoln, NE 5,6735.7k $379.3k $379.3k 0.02% Reduced -406 -406
60 Gateway Wealth Partners, LLC 0.07% of their portfolio APPLETON, WI 5,5345.5k $375.5k $375.5k 0.07% Reduced -119 -119
61 Capital Investment Advisory Services, LLC 0.03% of their portfolio RALEIGH, NC 5,0305.0k $341.3k $341.3k 0.03% Unchanged
62 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 4,9715.0k $337.3k $337.3k 0.00% Added +1 +1
63 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 4,8964.9k $332.9k $332.9k 0.01% Reduced -37 -37
64 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 4,7534.8k $322.6k $322.6k 0.02% Reduced -217 -217
65 Aptus Capital Advisors, LLC 0.01% of their portfolio FAIRHOPE, AL 4,6054.6k $312.5k $312.5k 0.01% Reduced -20 -20
66 GUARDIAN WEALTH ADVISORS, LLC / NC 0.05% of their portfolio RALEIGH, NC 4,6054.6k $312.5k $312.5k 0.05% Reduced -20 -20
67 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 4,2524.3k $288.5k $288.5k 0.02% Reduced -7.9k -7,900
68 Banco Santander, S.A. 0.00% of their portfolio Madrid, U3 4,1904.2k $284.3k $284.3k 0.00% Reduced -560 -560
69 Marks Group Wealth Management, Inc 0.03% of their portfolio MINNETONKA, MN 4,0004.0k $271.4k $271.4k 0.03% Unchanged
70 Ashton Thomas Private Wealth, LLC 0.02% of their portfolio SCOTTSDALE, AZ 3,8773.9k $263.1k $263.1k 0.02% Reduced -102 -102
71 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 3,1623.2k $214.6k $214.6k 0.00% New
72 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 3,1013.1k $210.4k $210.4k 0.01% Added +2 +2
73 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 3,0493.0k $206.9k $206.9k 0.02% Reduced -773 -773
74 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 2,9883.0k $202.8k $202.8k 0.00% Added +98 +98
75 Stelac Advisory Services LLC 0.09% of their portfolio NEW YORK, NY 2,5512.6k $173.1k $173.1k 0.09% Unchanged
76 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,3152.3k $157.1k $157.1k 0.00% Unchanged
77 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 2,0902.1k $141.8k $141.8k 0.00% Reduced -200 -200
78 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,6611.7k $112.7k $112.7k 0.00% Added +680 +680
79 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,5451.5k $104.8k $104.8k 0.00% New
80 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,4421.4k $97.8k $97.8k 0.00% Reduced -1.9k -1,884
81 EDMOND DE ROTHSCHILD HOLDING S.A. 0.00% of their portfolio CHAMBESY, V8 1,3501.4k $91.6k $91.6k 0.00% Unchanged
82 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 1,2411.2k $84.2k $84.2k 0.00% Unchanged
83 FMR LLC 0.00% of their portfolio BOSTON, MA 1,1231.1k $76.2k $76.2k 0.00% Reduced -139 -139
84 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 850850 $57.7k $57.7k 0.01% Unchanged
85 Householder Group Estate & Retirement Specialist, LLC 0.02% of their portfolio SCOTTSDALE, AZ 805805 $54.6k $54.6k 0.02% First filing
86 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 768768 $51.3k $51.3k 0.00% Added +1 +1
87 CENTRAL TRUST Co 0.00% of their portfolio JEFFERSON CITY, MO 410410 $27.8k $27.8k 0.00% Unchanged
88 Core Wealth Advisors, Inc. 0.01% of their portfolio LAKELAND, FL 369369 $25.0k $25.0k 0.01% Unchanged
89 Richard W. Paul & Associates, LLC 0.01% of their portfolio NOVI, MI 362362 $24.6k $24.6k 0.01% Reduced -20 -20
90 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 343343 $23.2k $23.2k 0.00% Unchanged
91 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 335335 $22.7k $22.7k 0.00% Unchanged
92 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 332332 $22.5k $22.5k 0.00% Reduced -26 -26
93 New England Capital Financial Advisors LLC 0.01% of their portfolio MERIDEN, CT 252252 $17.1k $17.1k 0.01% Added +2 +2
94 Archer Investment Corp 0.01% of their portfolio Carmel, IN 221221 $15.0k $15.0k 0.01% Unchanged
95 Beacon Capital Management, LLC 0.00% of their portfolio FRANKLIN, TN 179179 $12.8k $12.8k 0.00% Unchanged
96 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 149149 $10.1k $10.1k 0.00% Reduced -1.6k -1,569
97 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 125125 $8.5k $8.5k 0.00% Unchanged
98 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 125125 $8.4k $8.4k 0.00% New
99 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 118118 $8.0k $8.0k 0.00% Unchanged
100 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 100100 $6.7k $6.7k 0.00% Reduced -150 -150