Vault-13

FIRST TR EXCHANGE TRADED FD NXTG

INDXX NEXTG ETF · ETP · CUSIP 33737K205

111 institutional holders -4 vs Q4 2022
2,932,5172.9m shares reported held*
$203.7mreported value*
8 new 18 added 64 reduced 12 sold out net sold ≈ $45.7m (-688.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $69.47. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 125Q4 22: 115Q1 23: 111111Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022125
Q4 2022115
Q1 2023111

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 28 bought or addedQ4 22: 82 cut or sold outQ4 22Q1 23: 26 bought or addedQ1 23: 76 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222882
Q1 20232676

Biggest buyers

Raymond James Financial Services Advisors, Inc. Added +31,228+31.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +26,685+26.7k
Migdal Insurance & Financial Holdings Ltd. Added +19,066+19.1k
CPR Investments Inc. New +12,635+12.6k
PRUDENTIAL PLC New +4,000+4.0k
IAMS WEALTH MANAGEMENT, LLC New +3,904+3.9k
Interchange Capital Partners, LLC New +3,830+3.8k
KESTRA PRIVATE WEALTH SERVICES, LLC New +3,036+3.0k
Householder Group Estate & Retirement Specialist, LLC New +1,843+1.8k
CITADEL ADVISORS LLC Added +1,663+1.7k

Biggest sellers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -148,330-148.3k
LPL Financial LLC Reduced -90,556-90.6k
STIFEL FINANCIAL CORP Reduced -72,891-72.9k
OLD MISSION CAPITAL LLC Sold out -72,155-72.2k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -61,721-61.7k
ROYAL BANK OF CANADA Reduced -44,396-44.4k
UBS Group AG Reduced -41,074-41.1k
AVANTAX ADVISORY SERVICES, INC. Reduced -35,291-35.3k
JANE STREET GROUP, LLC Reduced -27,778-27.8k
MORGAN STANLEY Reduced -25,415-25.4k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 371,646371.6k $25.8m $25.8m 0.00% Reduced -25.4k -25,415
2 UBS Group AG 0.01% of their portfolio ZURICH, V8 344,301344.3k $23.9m $23.9m 0.01% Reduced -41.1k -41,074
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 274,964275.0k $19.1m $19.1m 0.01% Reduced -90.6k -90,556
4 AVANTAX ADVISORY SERVICES, INC. 0.14% of their portfolio DALLAS, TX 159,448159.4k $11.1m $11.1m 0.14% Reduced -35.3k -35,291
5 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 130,307130.3k $9.1m $9.1m 0.01% Reduced -3.1k -3,057
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 120,230120.2k $8.4m $8.4m 0.00% Reduced -44.4k -44,396
7 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 104,592104.6k $7.3m $7.3m 0.03% Reduced -3.5k -3,544
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 88,71488.7k $6.2m $6.2m 0.00% Reduced -9.1k -9,108
9 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 83,72483.7k $5.8m $5.8m 0.01% Added +31.2k +31,228
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 79,34479.3k $5.5m $5.5m 0.00% Reduced -16.4k -16,450
11 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 73,95774.0k $5.1m $5.1m 0.01% Reduced -72.9k -72,891
12 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 72,15772.2k $5.0m $5.0m 0.01% Reduced -7.7k -7,656
13 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 55,97456.0k $3.9m $3.9m 0.01% Reduced -27.8k -27,778
14 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 55,52355.5k $3.9m $3.9m 0.04% Reduced -1.1k -1,062
15 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 48,62848.6k $3.4m $3.4m 0.01% Reduced -61.7k -61,721
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 47,85347.9k $3.3m $3.3m 0.01% Added +26.7k +26,685
17 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 46,97347.0k $3.3m $3.3m 0.04% Reduced -1.9k -1,948
18 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 46,20246.2k $3.2m $3.2m 0.03% Reduced -1.2k -1,173
19 Mariner, LLC 0.01% of their portfolio Overland Park, KS 45,15745.2k $3.1m $3.1m 0.01% Reduced -15.6k -15,606
20 BENJAMIN F. EDWARDS & COMPANY, INC. 0.12% of their portfolio ST. LOUIS, MO 42,19342.2k $2.9m $2.9m 0.12% Added +700 +700
21 First PREMIER Bank 0.62% of their portfolio SIOUX FALLS, SD 30,48130.5k $2.1m $2.1m 0.62% Reduced -1.9k -1,850
22 Sigma Planning Corp 0.07% of their portfolio ANN ARBOR, MI 29,29129.3k $2.0m $2.0m 0.07% Reduced -929 -929
23 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 28,26828.3k $2.0m $2.0m 0.00% Added +1.7k +1,663
24 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 26,18726.2k $1.8m $1.8m 0.01% Reduced -183 -183
25 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 24,39424.4k $1.7m $1.7m 0.02% Reduced -4.2k -4,248
26 Concentrum Wealth Management 1.15% of their portfolio SAN JOSE, CA 22,29122.3k $1.5m $1.5m 1.15% Reduced -690 -690
27 Migdal Insurance & Financial Holdings Ltd. 0.03% of their portfolio Petach Tikva, L3 20,64820.6k $1.4m $1.4m 0.03% Added +19.1k +19,066
28 WEALTH ADVISORS, INC. 0.64% of their portfolio RANCHO SANTA FE, CA 19,50019.5k $1.3m $1.3m 0.64% Unchanged
29 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 17,94517.9k $1.2m $1.2m 0.02% Reduced -14.2k -14,192
30 INDEPENDENT FINANCIAL GROUP, LLC 0.10% of their portfolio SAN DIEGO, CA 17,68517.7k $1.2m $1.2m 0.10% Reduced -1.3k -1,295
31 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 17,09417.1k $1.2m $1.2m 0.00% Reduced -5.8k -5,844
32 Belpointe Asset Management LLC 0.06% of their portfolio RENO, NV 16,35616.4k $1.1m $1.1m 0.06% Reduced -1.3k -1,284
33 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 16,10216.1k $1.1m $1.1m 0.01% Reduced -880 -880
34 Flaharty Asset Management, LLC 0.20% of their portfolio CLEARWATER, FL 15,96316.0k $1.1m $1.1m 0.20% Reduced -999 -999
35 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 15,42415.4k $1.1m $1.1m 0.00% Reduced -2.0k -2,011
36 WealthCare Investment Partners, LLC 0.62% of their portfolio PORTSMOUTH, RI 14,66114.7k $1.0m $1.0m 0.62% Added +1.1k +1,113
37 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 13,61213.6k $945.9k $945.9k 0.01% Added +340 +340
38 Gladstone Institutional Advisory LLC 0.06% of their portfolio Bedminster, NJ 13,31513.3k $925.3k $925.3k 0.06% Reduced -255 -255
39 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 13,20113.2k $917.3k $917.3k 0.01% Added +1.1k +1,072
40 CPR Investments Inc. 0.84% of their portfolio Rochester, MI 12,63512.6k $878.0k $878.0k 0.84% New
41 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 11,68611.7k $812.1k $812.1k 0.00% Reduced -1.1k -1,119
42 CWM, LLC 0.01% of their portfolio OMAHA, NE 10,97411.0k $763.0k $763.0k 0.01% Reduced -1.1k -1,059
43 Snowden Capital Advisors LLC 0.03% of their portfolio New York, NY 10,95211.0k $761.0k $761.0k 0.03% Reduced -20.4k -20,365
44 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 10,24010.2k $711.6k $711.6k 0.01% Reduced -3.4k -3,428
45 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 9,5139.5k $661.1k $661.1k 0.01% Reduced -97 -97
46 Kovack Advisors, Inc. 0.08% of their portfolio FT. LAUDERDALE, FL 8,7878.8k $610.6k $610.6k 0.08% Added +15 +15
47 Stonebridge Financial Planning Group, LLC 0.39% of their portfolio ORLANDO, FL 8,7408.7k $607.4k $607.4k 0.39% Reduced -4.4k -4,368
48 Cornerstone Wealth Management, LLC 0.06% of their portfolio ST. PETERS, MO 8,4828.5k $589.4k $589.4k 0.06% First filing
49 CREATIVE FINANCIAL DESIGNS INC /ADV 0.08% of their portfolio KOKOMO, IN 8,3128.3k $577.6k $577.6k 0.08% Reduced -8.0k -8,032
50 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 8,2608.3k $574.0k $574.0k 0.02% Reduced -237 -237
51 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 8,0098.0k $556.6k $556.6k 0.01% Reduced -840 -840
52 J.W. COLE ADVISORS, INC. 0.04% of their portfolio TAMPA, FL 7,5057.5k $521.5k $521.5k 0.04% Added +70 +70
53 Moors & Cabot, Inc. 0.03% of their portfolio BOSTON, MA 7,2227.2k $501.8k $501.8k 0.03% Reduced -65 -65
54 1776 Wealth LLC 0.30% of their portfolio ATLANTA, GA 7,1787.2k $498.8k $498.8k 0.30% Unchanged
55 Ignite Planners, LLC 0.20% of their portfolio SAN CLEMENTE, CA 6,9086.9k $477.0k $477.0k 0.20% Added +1 +1
56 Arkadios Wealth Advisors 0.06% of their portfolio ATLANTA, GA 6,6866.7k $464.6k $464.6k 0.06% Reduced -63 -63
57 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 6,4876.5k $450.8k $450.8k 0.00% Added +205 +205
58 Ameritas Advisory Services, LLC 0.02% of their portfolio Lincoln, NE 6,1366.1k $426.4k $426.4k 0.02% Reduced -3.1k -3,073
59 Banco Santander, S.A. 0.01% of their portfolio Madrid, U3 5,9806.0k $415.6k $415.6k 0.01% Reduced -10 -10
60 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 5,7545.8k $399.8k $399.8k 0.02% Reduced -231 -231
61 Gateway Wealth Partners, LLC 0.06% of their portfolio APPLETON, WI 5,4765.5k $380.5k $380.5k 0.06% Reduced -815 -815
62 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 5,3525.4k $371.9k $371.9k 0.01% Reduced -145 -145
63 Aptus Capital Advisors, LLC 0.01% of their portfolio FAIRHOPE, AL 5,0055.0k $347.8k $347.8k 0.01% Reduced -778 -778
64 GUARDIAN WEALTH ADVISORS, LLC / NC 0.06% of their portfolio RALEIGH, NC 5,0055.0k $347.8k $347.8k 0.06% Reduced -778 -778
65 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 4,9344.9k $343.6k $343.6k 0.01% Reduced -99 -99
66 SILVER OAK SECURITIES, INCORPORATED 0.05% of their portfolio JACKSON, TN 4,6794.7k $325.0k $325.0k 0.05% Reduced -154 -154
67 StoneX Group Inc. 0.03% of their portfolio NEW YORK, NY 4,3994.4k $305.6k $305.6k 0.03% Added +586 +586
68 Strategic Blueprint, LLC 0.03% of their portfolio ATLANTA, GA 4,1874.2k $290.9k $290.9k 0.03% Reduced -162 -162
69 PRUDENTIAL PLC 0.00% of their portfolio LONDON, X0 4,0004.0k $278.0k $278.0k 0.00% New
70 Marks Group Wealth Management, Inc 0.04% of their portfolio MINNETONKA, MN 4,0004.0k $278.0k $278.0k 0.04% Unchanged
71 IAMS WEALTH MANAGEMENT, LLC 0.22% of their portfolio OMAHA, NE 3,9043.9k $269.3k $269.3k 0.22% New
72 Interchange Capital Partners, LLC 0.15% of their portfolio PITTSBURGH, PA 3,8303.8k $266.2k $266.2k 0.15% New
73 Ashton Thomas Private Wealth, LLC 0.02% of their portfolio SCOTTSDALE, AZ 3,7863.8k $263.1k $263.1k 0.02% Reduced -1.0k -1,023
74 ICA Group Wealth Management, LLC 0.06% of their portfolio DENVER, CO 3,7383.7k $259.8k $259.8k 0.06% Reduced -140 -140
75 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 3,4553.5k $240.1k $240.1k 0.00% Reduced -117 -117
76 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 3,0363.0k $211.0k $211.0k 0.01% New
77 Stelac Advisory Services LLC 0.08% of their portfolio NEW YORK, NY 2,5512.6k $177.3k $177.3k 0.08% Unchanged
78 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 2,4902.5k $173.0k $173.0k 0.00% Unchanged
79 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,3442.3k $162.9k $162.9k 0.00% Added +1 +1
80 Householder Group Estate & Retirement Specialist, LLC 0.05% of their portfolio SCOTTSDALE, AZ 1,8431.8k $128.0k $128.0k 0.05% New
81 FMR LLC 0.00% of their portfolio BOSTON, MA 1,7301.7k $120.2k $120.2k 0.00% Added +919 +919
82 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,6521.7k $76.8k $76.8k 0.00% Reduced -2.0k -2,014
83 EDMOND DE ROTHSCHILD HOLDING S.A. 0.00% of their portfolio CHAMBESY, V8 1,3501.4k $93.8k $93.8k 0.00% Unchanged
84 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 1,2411.2k $86.2k $86.2k 0.00% Unchanged
85 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,0671.1k $71.6k $71.6k 0.00% Reduced -2 -2
86 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 981981 $68.3k $68.3k 0.00% Reduced -981 -981
87 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 850850 $59.1k $59.1k 0.01% Unchanged
88 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 541541 $37.6k $37.6k 0.00% Added +8 +8
89 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 507507 $35.2k $35.2k 0.00% Unchanged
90 CENTRAL TRUST Co 0.00% of their portfolio JEFFERSON CITY, MO 410410 $28.5k $28.5k 0.00% Unchanged
91 Richard W. Paul & Associates, LLC 0.01% of their portfolio NOVI, MI 375375 $26.1k $26.1k 0.01% Reduced -3 -3
92 Core Wealth Advisors, Inc. 0.01% of their portfolio LAKELAND, FL 369369 $25.6k $25.6k 0.01% Unchanged
93 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 357357 $24.8k $24.8k 0.00% Unchanged
94 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 357357 $24.6k $24.6k 0.00% New
95 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 250250 $17.4k $17.4k 0.00% Unchanged
96 New England Capital Financial Advisors LLC 0.01% of their portfolio MERIDEN, CT 249249 $17.3k $17.3k 0.01% Added +1 +1
97 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 228228 $16.0k $16.0k 0.00% Unchanged
98 Archer Investment Corp 0.01% of their portfolio Carmel, IN 221221 $15.4k $15.4k 0.01% Reduced -678 -678
99 Beacon Capital Management, LLC 0.00% of their portfolio FRANKLIN, TN 179179 $12.4k $12.4k 0.00% Unchanged
100 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 154154 $10.7k $10.7k 0.00% Unchanged