Vault-13

FIRST TR EXCH TRD ALPHDX FD NFTY

INDIA NFTY50 EQW · ETP · CUSIP 33737J802

25 institutional holders +5 vs Q3 2022
1,511,1891.5m shares reported held*
$66.0mreported value*
6 new 9 added 5 reduced 3 sold out net bought ≈ $26.1m (+597.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $43.67. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 20Q4 22: 2525Q3 22Q4 22
Numbers
QuarterHolders
Q3 202220
Q4 202225

Biggest buyers

FIRST TRUST ADVISORS LP Added +524,892+524.9k
BENJAMIN F. EDWARDS & COMPANY, INC. New +52,845+52.8k
Archer Investment Corp Added +27,260+27.3k
LPL Financial LLC Added +17,491+17.5k
STIFEL FINANCIAL CORP New +14,661+14.7k
Cambridge Investment Research Advisors, Inc. New +11,221+11.2k
COMMONWEALTH EQUITY SERVICES, LLC New +7,576+7.6k
OLD MISSION CAPITAL LLC Added +7,354+7.4k
BECK CAPITAL MANAGEMENT, LLC New +5,437+5.4k
Migdal Insurance & Financial Holdings Ltd. Added +4,000+4.0k

Biggest sellers

CITADEL ADVISORS LLC Reduced -25,265-25.3k
FLOW TRADERS U.S. LLC Reduced -20,726-20.7k
JANE STREET GROUP, LLC Sold out -11,632-11.6k
Laurel Wealth Advisors, Inc. Sold out -10,838-10.8k
COTTONWOOD CAPITAL ADVISORS, LLC Reduced -8,420-8.4k
UBS Group AG Sold out -1,278-1.3k
HARBOUR INVESTMENTS, INC. Reduced -1,142-1.1k
Transamerica Financial Advisors, LLC Reduced -419-419

Biggest calls

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.06% of their portfolio Wheaton, IL 1,221,5121.2m $53.3m $53.3m 0.06% Added +524.9k +524,892
2 BENJAMIN F. EDWARDS & COMPANY, INC. 0.10% of their portfolio ST. LOUIS, MO 52,84552.8k $2.3m $2.3m 0.10% New
3 Archer Investment Corp 0.68% of their portfolio Carmel, IN 39,97740.0k $1.7m $1.7m 0.68% Added +27.3k +27,260
4 OLD MISSION CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 29,10829.1k $1.3m $1.3m 0.06% Added +7.4k +7,354
5 GREAT VALLEY ADVISOR GROUP, INC. 0.05% of their portfolio WILMINGTON, DE 23,32423.3k $1.0m $1.0m 0.05% Added +268 +268
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 23,11823.1k $1.0m $1.0m 0.00% Added +17.5k +17,491
7 COTTONWOOD CAPITAL ADVISORS, LLC 0.59% of their portfolio SALT LAKE CITY, UT 15,03815.0k $656.7k $656.7k 0.59% Reduced -8.4k -8,420
8 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 14,66114.7k $640.2k $640.2k 0.00% New
9 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 11,53311.5k $503.0k $503.0k 0.00% Added +1.4k +1,355
10 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 11,22111.2k $490.0k $490.0k 0.00% New
11 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 11,10311.1k $484.9k $484.9k 0.00% Added +1.7k +1,717
12 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 10,16310.2k $445.0k $445.0k 0.00% Unchanged
13 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 9,0769.1k $396.0k $396.0k 0.02% Reduced -20.7k -20,726
14 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 7,5767.6k $330.0k $330.0k 0.00% New
15 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 6,6206.6k $289.1k $289.1k 0.00% Reduced -25.3k -25,265
16 Sandy Spring Bank 0.02% of their portfolio Olney, MD 6,5506.5k $286.0k $286.0k 0.02% Unchanged
17 Transamerica Financial Advisors, LLC 0.04% of their portfolio CEDAR RAPIDS, IA 5,6515.7k $247.0k $247.0k 0.04% Reduced -419 -419
18 BECK CAPITAL MANAGEMENT, LLC 0.10% of their portfolio AUSTIN, TX 5,4375.4k $237.4k $237.4k 0.10% New
19 Migdal Insurance & Financial Holdings Ltd. 0.00% of their portfolio Petach Tikva, L3 5,0005.0k $220.0k $220.0k 0.00% Added +4.0k +4,000
20 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 622622 $27.2k $27.2k 0.00% New
21 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 430430 $18.8k $18.8k 0.00% Unchanged
22 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 222222 $9.7k $9.7k 0.00% First filing
23 Coppell Advisory Solutions Corp. 0.00% of their portfolio COPPELL, TX 222222 $9.7k $9.7k 0.00% First filing
24 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 150150 $6.5k $6.5k 0.00% Added +80 +80
25 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 3030 $1.3k $1.3k 0.00% Reduced -1.1k -1,142