Vault-13

FIRST TR EXCH TRD ALPHDX FD FEMS

EM SML CP ALPH · ETP · CUSIP 33737J307

70 institutional holders -4 vs Q3 2024
4,791,8284.8m shares reported held*
$180.7mreported value*
7 new 21 added 26 reduced 10 sold out net sold ≈ $13.9m (-367.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $37.71. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 48Q4 22: 59Q1 23: 74Q2 23: 70Q3 23: 72Q4 23: 78Q1 24: 72Q2 24: 76Q3 24: 74Q4 24: 7070Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202248
Q4 202259
Q1 202374
Q2 202370
Q3 202372
Q4 202378
Q1 202472
Q2 202476
Q3 202474
Q4 202470

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 52 bought or addedQ1 23: 20 cut or sold outQ2 23: 42 bought or addedQ2 23: 32 cut or sold outQ2 23Q3 23: 39 bought or addedQ3 23: 30 cut or sold outQ4 23: 35 bought or addedQ4 23: 38 cut or sold outQ4 23Q1 24: 35 bought or addedQ1 24: 41 cut or sold outQ2 24: 35 bought or addedQ2 24: 36 cut or sold outQ2 24Q3 24: 36 bought or addedQ3 24: 31 cut or sold outQ4 24: 28 bought or addedQ4 24: 36 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20235220
Q2 20234232
Q3 20233930
Q4 20233538
Q1 20243541
Q2 20243536
Q3 20243631
Q4 20242836

Biggest buyers

OLD MISSION CAPITAL LLC Added +107,760+107.8k
Arax Advisory Partners New +79,399+79.4k
Independent Advisor Alliance New +74,261+74.3k
Merit Financial Group, LLC Added +69,762+69.8k
JANE STREET GROUP, LLC Added +55,816+55.8k
JONES FINANCIAL COMPANIES LLLP Added +33,698+33.7k
CITADEL ADVISORS LLC New +28,677+28.7k
ENVESTNET ASSET MANAGEMENT INC Added +25,708+25.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +20,608+20.6k
CWM, LLC New +19,233+19.2k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -354,879-354.9k
Cetera Investment Advisers Reduced -135,179-135.2k
ROYAL BANK OF CANADA Reduced -68,297-68.3k
AllGen Financial Advisors, Inc. Sold out -66,104-66.1k
MORGAN STANLEY Reduced -51,993-52.0k
Integrated Wealth Concepts LLC Reduced -38,156-38.2k
FLOW TRADERS U.S. LLC Sold out -34,822-34.8k
MML INVESTORS SERVICES, LLC Reduced -34,646-34.6k
OSAIC HOLDINGS, INC. Reduced -28,971-29.0k
BANK OF AMERICA CORP /DE/ Sold out -28,316-28.3k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 662,769662.8k $25.0m $25.0m 0.00% Reduced -52.0k -51,993
2 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 558,447558.4k $21.1m $21.1m 0.01% First filing
3 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 548,130548.1k $20.7m $20.7m 0.00% Reduced -354.9k -354,879
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 424,504424.5k $16.0m $16.0m 0.01% Added +4.2k +4,249
5 Cornerstone Planning Group LLC 2.63% of their portfolio FAIRFIELD, NJ 285,729285.7k $10.7m $10.7m 2.63% Added +16.0k +15,995
6 Steward Partners Investment Advisory, LLC 0.08% of their portfolio STAMFORD, CT 227,025227.0k $8.6m $8.6m 0.08% Reduced -22.3k -22,292
7 UBS Group AG 0.00% of their portfolio ZURICH, V8 154,875154.9k $5.8m $5.8m 0.00% Added +11.5k +11,512
8 626 Financial, LLC 2.95% of their portfolio PORTAGE, MI 144,845144.8k $5.5m $5.5m 2.95% Added +832 +832
9 OLD MISSION CAPITAL LLC 0.12% of their portfolio CHICAGO, IL 138,717138.7k $5.2m $5.2m 0.12% Added +107.8k +107,760
10 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 108,943108.9k $4.1m $4.1m 0.02% Reduced -4.8k -4,823
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 92,39492.4k $3.5m $3.5m 0.00% Reduced -68.3k -68,297
12 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 90,69090.7k $3.4m $3.4m 0.04% Reduced -38.2k -38,156
13 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 85,03085.0k $3.2m $3.2m 0.01% Added +55.8k +55,816
14 Merit Financial Group, LLC 0.06% of their portfolio ALPHARETTA, GA 82,13082.1k $3.1m $3.1m 0.06% Added +69.8k +69,762
15 Arax Advisory Partners 0.19% of their portfolio NEW YORK, NY 79,39979.4k $3.0m $3.0m 0.19% New
16 Independent Advisor Alliance 0.04% of their portfolio CHARLOTTE, NC 74,26174.3k $2.8m $2.8m 0.04% New
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 72,32672.3k $2.7m $2.7m 0.00% Added +25.7k +25,708
18 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 70,73670.7k $2.7m $2.7m 0.02% Reduced -1.3k -1,270
19 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 69,41069.4k $2.6m $2.6m 0.00% Added +33.7k +33,698
20 Archer Investment Corp 0.68% of their portfolio Carmel, IN 67,41567.4k $2.5m $2.5m 0.68% Added +992 +992
21 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 58,16258.2k $2.2m $2.2m 0.00% Reduced -135.2k -135,179
22 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 55,00155.0k $2.1m $2.1m 0.00% Reduced -29.0k -28,971
23 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 48,20448.2k $1.8m $1.8m 0.01% Reduced -4.1k -4,121
24 Quad-Cities Investment Group, LLC 0.80% of their portfolio DAVENPORT, IA 43,32743.3k $1.6m $1.6m 0.80% Added +980 +980
25 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 42,58642.6k $1.6m $1.6m 0.00% Added +1.4k +1,433
26 Trivium Point Advisory, LLC 0.18% of their portfolio WILTON, CT 38,22838.2k $1.4m $1.4m 0.18% Added +5.2k +5,213
27 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 36,99437.0k $1.4m $1.4m 0.00% Reduced -16.2k -16,151
28 RVW Wealth, LLC 0.12% of their portfolio LOS ANGELES, CA 34,70134.7k $1.3m $1.3m 0.12% Reduced -399 -399
29 HBW ADVISORY SERVICES LLC 0.13% of their portfolio SIMI VALLEY, CA 33,82133.8k $1.3m $1.3m 0.13% Added +2.1k +2,087
30 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 30,25830.3k $1.1m $1.1m 0.00% Reduced -108 -108
31 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 28,67728.7k $1.1m $1.1m 0.00% New
32 LeClair Wealth Partners LLC 0.72% of their portfolio DUBLIN, OH 28,49228.5k $1.1m $1.1m 0.72% First filing
33 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 28,30828.3k $1.1m $1.1m 0.00% Reduced -3.9k -3,871
34 SFI Advisors, LLC 0.56% of their portfolio Montclair, NJ 21,25521.3k $801.9k $801.9k 0.56% Reduced -1.6k -1,551
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 20,60820.6k $777.5k $777.5k 0.00% New
36 WORLD EQUITY GROUP, INC. 0.16% of their portfolio SCHAUMBURG, IL 20,04520.0k $756.2k $756.2k 0.16% Added +1.3k +1,342
37 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 19,42019.4k $732.6k $732.6k 0.01% Added +331 +331
38 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 19,29019.3k $727.7k $727.7k 0.01% Reduced -25 -25
39 CWM, LLC 0.00% of their portfolio OMAHA, NE 19,23319.2k $726.0k $726.0k 0.00% New
40 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 18,78318.8k $709.0k $709.0k 0.00% Reduced -34.6k -34,646
41 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 14,01214.0k $528.6k $528.6k 0.00% Added +3.9k +3,890
42 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 11,37711.4k $429.0k $429.0k 0.00% Reduced -1.5k -1,513
43 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 10,29710.3k $388.5k $388.5k 0.03% Added +405 +405
44 STONEHAVEN WEALTH & TAX SOLUTIONS, LLC 0.42% of their portfolio APPLETON, WI 10,27810.3k $387.8k $387.8k 0.42% First filing
45 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 10,23510.2k $375.0k $375.0k 0.01% Unchanged
46 Gladstone Institutional Advisory LLC 0.01% of their portfolio Bedminster, NJ 6,2196.2k $234.6k $234.6k 0.01% Reduced -1.1k -1,096
47 Richmond Investment Services, LLC 0.13% of their portfolio Mequon, WI 5,9546.0k $224.6k $224.6k 0.13% First filing
48 TWO SIGMA SECURITIES, LLC 0.04% of their portfolio NEW YORK, NY 5,6885.7k $214.6k $214.6k 0.04% New
49 American Financial Advisors, LLC 0.03% of their portfolio Marietta, GA 5,6485.6k $213.1k $213.1k 0.03% Reduced -20 -20
50 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 5,4895.5k $207.1k $207.1k 0.02% Reduced -1.7k -1,721
51 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 4,9064.9k $185.1k $185.1k 0.01% Added +15 +15
52 Pinnacle Bancorp, Inc. 0.06% of their portfolio BEATRICE, NE 4,8804.9k $184.1k $184.1k 0.06% Unchanged
53 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 4,7744.8k $180.1k $180.1k 0.00% Added +187 +187
54 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,1862.2k $82.5k $82.5k 0.00% Reduced -2.2k -2,210
55 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,0052.0k $75.6k $75.6k 0.00% Reduced -85 -85
56 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,3111.3k $49.5k $49.5k 0.00% Reduced -200 -200
57 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 1,1371.1k $42.9k $42.9k 0.00% Added +1.1k +1,052
58 IMG Wealth Management, Inc. 0.02% of their portfolio JACKSONVILLE, FL 601601 $22.7k $22.7k 0.02% First filing
59 Hexagon Capital Partners LLC 0.00% of their portfolio ROGERS, AR 416416 $15.7k $15.7k 0.00% Unchanged
60 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 373373 $14.1k $14.1k 0.00% Unchanged
61 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 356356 $13.4k $13.4k 0.00% Reduced -130 -130
62 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 135135 $5.1k $5.1k 0.00% Unchanged
63 POM Investment Strategies, LLC 0.00% of their portfolio RALEIGH, NC 104104 $3.9k $3.9k 0.00% Unchanged
64 Cullen/Frost Bankers, Inc. 0.00% of their portfolio San Antonio, TX 102102 $3.8k $3.8k 0.00% New
65 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 6060 $2.3k $2.3k 0.00% Unchanged
66 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 5757 $2.1k $2.1k 0.00% Reduced -7 -7
67 Davis Capital Management 0.00% of their portfolio JACKSONVILLE, FL 3434 $1.3k $1.3k 0.00% Unchanged
68 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 2525 $943 $943 0.00% Unchanged
69 JFS WEALTH ADVISORS, LLC 0.00% of their portfolio HERMITAGE, PA 11 $40 $40 0.00% Unchanged
70 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged