Vault-13

FIRST TR EXCH TRD ALPHDX FD FSZ

SWITZLND ALPHA · ETP · CUSIP 33737J232

25 institutional holders -2 vs Q1 2026
269,766269.8k shares reported held*
$22.1mreported value*
1 new 7 added 11 reduced 3 sold out net sold ≈ $3.9m (-48.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $82.02.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 19Q4 22: 25Q1 23: 21Q2 23: 23Q3 23: 24Q4 23: 26Q1 24: 25Q2 24: 26Q3 24: 22Q4 24: 27Q1 25: 26Q2 25: 31Q3 25: 27Q4 25: 25Q1 26: 27Q2 26: 2525Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202219
Q4 202225
Q1 202321
Q2 202323
Q3 202324
Q4 202326
Q1 202425
Q2 202426
Q3 202422
Q4 202427
Q1 202526
Q2 202531
Q3 202527
Q4 202525
Q1 202627
Q2 202625

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 24: 9 bought or addedQ3 24: 13 cut or sold outQ4 24: 13 bought or addedQ4 24: 9 cut or sold outQ4 24Q1 25: 9 bought or addedQ1 25: 14 cut or sold outQ2 25: 10 bought or addedQ2 25: 15 cut or sold outQ2 25Q3 25: 14 bought or addedQ3 25: 13 cut or sold outQ4 25: 10 bought or addedQ4 25: 18 cut or sold outQ4 25Q1 26: 12 bought or addedQ1 26: 11 cut or sold outQ2 26: 8 bought or addedQ2 26: 14 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024913
Q4 2024139
Q1 2025914
Q2 20251015
Q3 20251413
Q4 20251018
Q1 20261211
Q2 2026814

Biggest buyers

Hyposwiss Advisors SA Added +1,000+1.0k
Climber Capital SA Added +805+805
LPL Financial LLC Added +408+408
ROYAL BANK OF CANADA Added +281+281
PGIM Custom Harvest LLC Added +263+263
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +187+187
UBS Group AG Added +122+122
Integrated Wealth Concepts LLC New +90+90

Biggest sellers

CITADEL ADVISORS LLC Reduced -23,191-23.2k
FLOW TRADERS U.S. LLC Sold out -9,033-9.0k
JANE STREET GROUP, LLC Reduced -5,684-5.7k
Beacon Pointe Advisors, LLC Sold out -5,614-5.6k
MORGAN STANLEY Reduced -4,940-4.9k
SSA SWISS ADVISORS AG Reduced -920-920
Ashton Thomas Private Wealth, LLC Sold out -875-875
Vontobel Holding Ltd. Reduced -350-350
JPMORGAN CHASE & CO Reduced -208-208
SYON CAPITAL LLC Reduced -111-111

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +2.4 pts · filed 2025-10-22 40.8% +2.4 pts 428.7k≈ $35.2m 2025-10-22

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Vontobel Holding Ltd. 0.03% of their portfolio ZURICH, V8 110,440110.4k $9.1m $9.1m 0.03% Reduced -350 -350
2 SSA SWISS ADVISORS AG 0.96% of their portfolio ZURICH, V8 31,32531.3k $2.6m $2.6m 0.96% Reduced -920 -920
3 COTTONWOOD CAPITAL ADVISORS, LLC 1.07% of their portfolio SALT LAKE CITY, UT 21,60721.6k $1.8m $1.8m 1.07% Reduced -107 -107
4 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 19,78019.8k $1.6m $1.6m 0.00% Reduced -5.7k -5,684
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 12,94712.9k $1.1m $1.1m 0.00% Added +187 +187
6 Climber Capital SA 0.45% of their portfolio NYON, V8 8,9458.9k $732.3k $732.3k 0.45% Added +805 +805
7 PGIM Custom Harvest LLC 0.01% of their portfolio NEWARK, NJ 7,8267.8k $642.0k $642.0k 0.01% Added +263 +263
8 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 7,3537.4k $603.2k $603.2k 0.00% Reduced -4.9k -4,940
9 SYON CAPITAL LLC 0.03% of their portfolio SAN FRANCISCO, CA 7,1087.1k $583.1k $583.1k 0.03% Reduced -111 -111
10 Genesee Capital Advisors, LLC 0.17% of their portfolio AUBURN, NY 6,7626.8k $554.7k $554.7k 0.17% Unchanged
11 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 6,4316.4k $527.5k $527.5k 0.00% Reduced -103 -103
12 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 6,1816.2k $507.0k $507.0k 0.00% Added +408 +408
13 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 4,8234.8k $395.6k $395.6k 0.00% Reduced -23.2k -23,191
14 Hyposwiss Advisors SA 0.34% of their portfolio GENEVA, V8 4,4204.4k $362.6k $362.6k 0.34% Added +1.0k +1,000
15 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 4,0364.0k $331.1k $331.1k 0.00% Reduced -99 -99
16 BFI Infinity Ltd. 0.13% of their portfolio ZURICH, V8 3,3003.3k $270.4k $270.4k 0.13% Unchanged
17 MTM Investment Management, LLC 0.04% of their portfolio SPARTANBURG, SC 1,8661.9k $153.1k $153.1k 0.04% Unchanged
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,2401.2k $102.0k $102.0k 0.00% Added +281 +281
19 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,1441.1k $93.8k $93.8k 0.00% Added +122 +122
20 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,0121.0k $83.0k $83.0k 0.00% Unchanged
21 Golden State Wealth Management, LLC 0.01% of their portfolio SANTA ANA, CA 897897 $73.6k $73.6k 0.01% Unchanged
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 115115 $9.6k $9.6k 0.00% Reduced -208 -208
23 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 9090 $7.4k $7.4k 0.00% New
24 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 8080 $6.6k $6.6k 0.00% Unchanged
25 Transamerica Financial Advisors, LLC 0.00% of their portfolio CEDAR RAPIDS, IA 3838 $3.1k $3.1k 0.00% Reduced -1 -1