Vault-13

FIRST TR EXCH TRD ALPHDX FD FSZ

SWITZLND ALPHA · ETP · CUSIP 33737J232

24 institutional holders +1 vs Q2 2023
1,335,1701.3m shares reported held*
$77.0mreported value*
5 new 3 added 14 reduced 4 sold out net sold ≈ $25.8m (-446.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $57.68.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 19Q4 22: 25Q1 23: 21Q2 23: 23Q3 23: 2424Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202219
Q4 202225
Q1 202321
Q2 202323
Q3 202324

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 18 bought or addedQ4 22: 7 cut or sold outQ4 22Q1 23: 9 bought or addedQ1 23: 15 cut or sold outQ1 23Q2 23: 13 bought or addedQ2 23: 9 cut or sold outQ2 23Q3 23: 8 bought or addedQ3 23: 18 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022187
Q1 2023915
Q2 2023139
Q3 2023818

Biggest buyers

JANE STREET GROUP, LLC Added +47,429+47.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +15,122+15.1k
Foundations Investment Advisors, LLC New +4,208+4.2k
COMERICA BANK New +307+307
Tower Research Capital LLC (TRC) New +235+235
Cyndeo Wealth Partners, LLC Added +75+75
JPMORGAN CHASE & CO New +40+40
RAYMOND JAMES & ASSOCIATES Added +10+10

Biggest sellers

FIRST TRUST ADVISORS LP Reduced -406,674-406.7k
CITADEL ADVISORS LLC Reduced -18,923-18.9k
ROYAL BANK OF CANADA Reduced -14,937-14.9k
WELLS FARGO & COMPANY/MN Reduced -14,599-14.6k
Wealthcare Advisory Partners LLC Sold out -11,381-11.4k
WORLD EQUITY GROUP, INC. Sold out -11,221-11.2k
Transamerica Financial Advisors, LLC Reduced -10,457-10.5k
LPL Financial LLC Reduced -8,130-8.1k
Leelyn Smith, LLC Sold out -8,001-8.0k
Private Advisory Group LLC Sold out -5,077-5.1k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +2.4 pts · filed 2025-10-22 40.8% +2.4 pts 428.7k≈ $35.2m 2025-10-22

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.05% of their portfolio Wheaton, IL 771,400771.4k $44.5m $44.5m 0.05% Reduced -406.7k -406,674
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 186,816186.8k $10.8m $10.8m 0.00% Reduced -651 -651
3 Vontobel Holding Ltd. 0.06% of their portfolio ZURICH, V8 111,950112.0k $6.5m $6.5m 0.06% Reduced -689 -689
4 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 55,89255.9k $3.2m $3.2m 0.01% Added +47.4k +47,429
5 Cyndeo Wealth Partners, LLC 0.25% of their portfolio ST. PETERSBURG, FL 42,17642.2k $2.4m $2.4m 0.25% Added +75 +75
6 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 38,63138.6k $2.2m $2.2m 0.00% Reduced -14.6k -14,599
7 BENJAMIN F. EDWARDS & COMPANY, INC. 0.09% of their portfolio ST. LOUIS, MO 38,58138.6k $2.2m $2.2m 0.09% Reduced -753 -753
8 COTTONWOOD CAPITAL ADVISORS, LLC 1.06% of their portfolio SALT LAKE CITY, UT 19,70519.7k $1.1m $1.1m 1.06% Reduced -259 -259
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 15,12215.1k $872.2k $872.2k 0.00% New
10 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 11,13711.1k $642.4k $642.4k 0.00% Reduced -133 -133
11 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 11,00711.0k $634.9k $634.9k 0.00% Reduced -18.9k -18,923
12 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 6,0746.1k $350.3k $350.3k 0.00% Reduced -8.1k -8,130
13 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 5,8205.8k $336.0k $336.0k 0.00% Reduced -104 -104
14 Transamerica Financial Advisors, LLC 0.04% of their portfolio CEDAR RAPIDS, IA 5,6125.6k $324.0k $324.0k 0.04% Reduced -10.5k -10,457
15 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 5,3345.3k $307.7k $307.7k 0.00% Added +10 +10
16 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 4,2084.2k $242.7k $242.7k 0.01% New
17 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,8072.8k $161.9k $161.9k 0.00% Reduced -1.7k -1,716
18 MTM Investment Management, LLC 0.05% of their portfolio SPARTANBURG, SC 1,8661.9k $107.6k $107.6k 0.05% Unchanged
19 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 325325 $19.0k $19.0k 0.00% Reduced -14.9k -14,937
20 COMERICA BANK 0.00% of their portfolio DALLAS, TX 307307 $17.7k $17.7k 0.00% New
21 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 235235 $13.6k $13.6k 0.00% New
22 UBS Group AG 0.00% of their portfolio ZURICH, V8 125125 $7.2k $7.2k 0.00% Reduced -389 -389
23 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4040 $2.4k $2.4k 0.00% New
24 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged