Vault-13

FIRST TR EXCH TRD ALPHDX FD FKU

UNIT KING ALPH · ETP · CUSIP 33737J224

23 institutional holders -7 vs Q1 2026
354,277354.3k shares reported held*
$18.6mreported value*
4 new 7 added 10 reduced 11 sold out net sold ≈ $79.6m (-1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $52.64.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 23Q4 22: 28Q1 23: 20Q2 23: 21Q3 23: 21Q4 23: 19Q1 24: 19Q2 24: 22Q3 24: 22Q4 24: 24Q1 25: 23Q2 25: 27Q3 25: 26Q4 25: 30Q1 26: 30Q2 26: 2323Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202223
Q4 202228
Q1 202320
Q2 202321
Q3 202321
Q4 202319
Q1 202419
Q2 202422
Q3 202422
Q4 202424
Q1 202523
Q2 202527
Q3 202526
Q4 202530
Q1 202630
Q2 202623

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 9 bought or addedQ3 24: 10 cut or sold outQ4 24: 10 bought or addedQ4 24: 13 cut or sold outQ4 24Q1 25: 5 bought or addedQ1 25: 14 cut or sold outQ2 25: 16 bought or addedQ2 25: 13 cut or sold outQ2 25Q3 25: 15 bought or addedQ3 25: 11 cut or sold outQ4 25: 19 bought or addedQ4 25: 10 cut or sold outQ4 25Q1 26: 16 bought or addedQ1 26: 15 cut or sold outQ2 26: 11 bought or addedQ2 26: 21 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024910
Q4 20241013
Q1 2025514
Q2 20251613
Q3 20251511
Q4 20251910
Q1 20261615
Q2 20261121

Biggest buyers

FLOW TRADERS U.S. LLC New +23,878+23.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +16,218+16.2k
Virtu Financial LLC New +10,872+10.9k
Dunhill Financial, LLC Added +9,185+9.2k
MILLENNIUM MANAGEMENT LLC New +4,050+4.0k
Walkner Condon Financial Advisors LLC Added +3,395+3.4k
MASECO LLP New +1,144+1.1k
PGIM Custom Harvest LLC Added +779+779
UBS Group AG Added +197+197
Corient Private Wealth LP Added +84+84

Biggest sellers

FIRST TRUST ADVISORS LP Sold out -1,149,823-1.1m
&PARTNERS Sold out -148,376-148.4k
Advisory Services Network, LLC Sold out -75,610-75.6k
Rathbones Group PLC Reduced -55,245-55.2k
JANE STREET GROUP, LLC Reduced -38,338-38.3k
CITADEL ADVISORS LLC Reduced -35,068-35.1k
RAYMOND JAMES FINANCIAL INC Sold out -19,352-19.4k
Private Advisory Group LLC Sold out -16,903-16.9k
Transamerica Financial Advisors, LLC Reduced -13,552-13.6k
COTTONWOOD CAPITAL ADVISORS, LLC Sold out -11,788-11.8k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -7.0 pts · filed 2026-04-07 52.3% -7.0 pts 1.1m≈ $60.5m 2026-04-07

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 50,40350.4k $2.7m $2.7m 0.00% Reduced -35.1k -35,068
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 37,67637.7k $2.0m $2.0m 0.00% Added +16.2k +16,218
3 Rathbones Group PLC 0.01% of their portfolio Liverpool, X0 35,44135.4k $1.9m $1.9m 0.01% Reduced -55.2k -55,245
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 33,47233.5k $1.8m $1.8m 0.00% Reduced -4.7k -4,702
5 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 32,52832.5k $1.7m $1.7m 0.00% Added +84 +84
6 FLOW TRADERS U.S. LLC 0.05% of their portfolio NEW YORK, NY 23,87823.9k $1.3m $1.3m 0.05% New
7 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 23,87223.9k $1.3m $1.3m 0.00% Reduced -38.3k -38,338
8 Dunhill Financial, LLC 0.26% of their portfolio LONDON, X0 23,68223.7k $1.3m $1.3m 0.26% Added +9.2k +9,185
9 Quantinno Capital Management LP 0.00% of their portfolio NEW YORK, NY 19,17519.2k $1.0m $1.0m 0.00% Reduced -1.6k -1,619
10 PGIM Custom Harvest LLC 0.01% of their portfolio NEWARK, NJ 15,59115.6k $820.3k $820.3k 0.01% Added +779 +779
11 W1M Asset Management Ltd 0.01% of their portfolio London, X0 15,28215.3k $804.1k $804.1k 0.01% Reduced -143 -143
12 Genesee Capital Advisors, LLC 0.19% of their portfolio AUBURN, NY 11,63711.6k $612.3k $612.3k 0.19% Reduced -141 -141
13 Virtu Financial LLC 0.02% of their portfolio New York, NY 10,87210.9k $572.0k $572.0k 0.02% New
14 Walkner Condon Financial Advisors LLC 0.05% of their portfolio MADISON, WI 8,8228.8k $464.2k $464.2k 0.05% Added +3.4k +3,395
15 Williams Jones Wealth Management, LLC. 0.00% of their portfolio NEW YORK, NY 5,0005.0k $263.1k $263.1k 0.00% Unchanged
16 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 4,0504.0k $213.1k $213.1k 0.00% New
17 MASECO LLP 0.00% of their portfolio LONDON, X0 1,1441.1k $60.2k $60.2k 0.00% New
18 UBS Group AG 0.00% of their portfolio ZURICH, V8 802802 $42.2k $42.2k 0.00% Added +197 +197
19 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 737737 $38.8k $38.8k 0.00% Unchanged
20 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 123123 $6.5k $6.5k 0.00% Reduced -1 -1
21 Transamerica Financial Advisors, LLC 0.00% of their portfolio CEDAR RAPIDS, IA 6767 $3.5k $3.5k 0.00% Reduced -13.6k -13,552
22 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 2323 $1.2k $1.2k 0.00% Added +12 +12
23 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $5 $5 0.00% Reduced -2 -2