Vault-13

FIRST TR EXCH TRD ALPHDX FD FGM

GERMANY ALPHA · ETP · CUSIP 33737J190

25 institutional holders -4 vs Q1 2026
1,413,6051.4m shares reported held*
$89.7mreported value*
2 new 11 added 5 reduced 6 sold out net sold ≈ $4.5m (-70.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $63.45.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 24Q4 22: 24Q1 23: 18Q2 23: 19Q3 23: 18Q4 23: 17Q1 24: 14Q2 24: 12Q3 24: 13Q4 24: 13Q1 25: 17Q2 25: 22Q3 25: 23Q4 25: 27Q1 26: 29Q2 26: 2525Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202224
Q4 202224
Q1 202318
Q2 202319
Q3 202318
Q4 202317
Q1 202414
Q2 202412
Q3 202413
Q4 202413
Q1 202517
Q2 202522
Q3 202523
Q4 202527
Q1 202629
Q2 202625

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 24: 4 bought or addedQ3 24: 5 cut or sold outQ4 24: 3 bought or addedQ4 24: 7 cut or sold outQ4 24Q1 25: 8 bought or addedQ1 25: 7 cut or sold outQ2 25: 14 bought or addedQ2 25: 7 cut or sold outQ2 25Q3 25: 11 bought or addedQ3 25: 12 cut or sold outQ4 25: 17 bought or addedQ4 25: 11 cut or sold outQ4 25Q1 26: 15 bought or addedQ1 26: 13 cut or sold outQ2 26: 13 bought or addedQ2 26: 11 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202445
Q4 202437
Q1 202587
Q2 2025147
Q3 20251112
Q4 20251711
Q1 20261513
Q2 20261311

Biggest buyers

FIRST TRUST ADVISORS LP Added +114,980+115.0k
FLOW TRADERS U.S. LLC Added +21,416+21.4k
Advisory Services Network, LLC Added +7,889+7.9k
&PARTNERS Added +3,922+3.9k
Bright Futures Wealth Management, LLC. New +3,912+3.9k
RAYMOND JAMES FINANCIAL INC Added +1,038+1.0k
UBS Group AG Added +946+946
COTTONWOOD CAPITAL ADVISORS, LLC Added +443+443
Unique Wealth Strategies, LLC Added +56+56
OSAIC HOLDINGS, INC. Added +53+53

Biggest sellers

Arlington Capital Management, Inc. Sold out -83,731-83.7k
CITADEL ADVISORS LLC Reduced -44,079-44.1k
GTS SECURITIES LLC Reduced -41,815-41.8k
JANE STREET GROUP, LLC Sold out -29,669-29.7k
Private Advisory Group LLC Sold out -13,230-13.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -10,459-10.5k
Cetera Investment Advisers Reduced -769-769
Transamerica Financial Advisors, LLC Reduced -752-752
Annis Gardner Whiting Capital Advisors, LLC Sold out -316-316
JPMORGAN CHASE & CO Sold out -211-211

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -4.1 pts · filed 2026-10-22 63.0% -4.1 pts 975.7k≈ $61.9m 2026-10-22

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.04% of their portfolio Wheaton, IL 1,040,0781.0m $66.0m $66.0m 0.04% Added +115.0k +114,980
2 &PARTNERS 0.03% of their portfolio NASHVILLE, TN 122,858122.9k $7.8m $7.8m 0.03% Added +3.9k +3,922
3 Advisory Services Network, LLC 0.05% of their portfolio ATLANTA, GA 66,56266.6k $4.2m $4.2m 0.05% Added +7.9k +7,889
4 MEITAV INVESTMENT HOUSE LTD 0.02% of their portfolio BENE-BERAQ, L3 52,00052.0k $3.3m $3.3m 0.02% Unchanged
5 FLOW TRADERS U.S. LLC 0.07% of their portfolio NEW YORK, NY 28,75628.8k $1.8m $1.8m 0.07% Added +21.4k +21,416
6 COTTONWOOD CAPITAL ADVISORS, LLC 0.78% of their portfolio SALT LAKE CITY, UT 20,44120.4k $1.3m $1.3m 0.78% Added +443 +443
7 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 16,23016.2k $1.0m $1.0m 0.00% Added +1.0k +1,038
8 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 11,44811.4k $726.6k $726.6k 0.00% Reduced -44.1k -44,079
9 Transamerica Financial Advisors, LLC 0.06% of their portfolio CEDAR RAPIDS, IA 10,68210.7k $678.0k $678.0k 0.06% Reduced -752 -752
10 Genesee Capital Advisors, LLC 0.18% of their portfolio AUBURN, NY 9,1369.1k $579.9k $579.9k 0.18% Unchanged
11 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 5,8395.8k $370.6k $370.6k 0.01% Reduced -41.8k -41,815
12 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 5,8125.8k $368.8k $368.8k 0.00% Added +53 +53
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,5075.5k $349.5k $349.5k 0.00% Unchanged
14 Bright Futures Wealth Management, LLC. 0.16% of their portfolio WEBSTER, NY 14580, NY 3,9123.9k $248.3k $248.3k 0.16% New
15 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 3,8933.9k $247.1k $247.1k 0.00% Reduced -769 -769
16 Unique Wealth Strategies, LLC 0.08% of their portfolio BURR RIDGE, IL 3,5833.6k $227.4k $227.4k 0.08% Added +56 +56
17 Waverly Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 3,4563.5k $219.3k $219.3k 0.00% Unchanged
18 Golden State Wealth Management, LLC 0.01% of their portfolio SANTA ANA, CA 1,0601.1k $67.3k $67.3k 0.01% Unchanged
19 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,0591.1k $67.2k $67.2k 0.00% Added +946 +946
20 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 608608 $38.6k $38.6k 0.00% Added +6 +6
21 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 319319 $20.2k $20.2k 0.00% Unchanged
22 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 203203 $12.9k $12.9k 0.00% Added +3 +3
23 FMR LLC 0.00% of their portfolio BOSTON, MA 123123 $7.8k $7.8k 0.00% Reduced -1 -1
24 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 2626 $1.6k $1.6k 0.00% Unchanged
25 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1414 $889 $889 0.00% New