Vault-13

FIRST TR EXCH TRD ALPHDX FD FEM

EMERG MKT ALPH · ETP · CUSIP 33737J182

112 institutional holders -1 vs Q3 2024
13,946,88313.9m shares reported held*
$307.4mreported value*
10 new 51 added 37 reduced 15 sold out net bought ≈ $5.4m (+242.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.04.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 95Q4 22: 99Q1 23: 99Q2 23: 105Q3 23: 113Q4 23: 116Q1 24: 110Q2 24: 118Q3 24: 113Q4 24: 112112Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202295
Q4 202299
Q1 202399
Q2 2023105
Q3 2023113
Q4 2023116
Q1 2024110
Q2 2024118
Q3 2024113
Q4 2024112

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 52 bought or addedQ1 23: 48 cut or sold outQ2 23: 63 bought or addedQ2 23: 38 cut or sold outQ2 23Q3 23: 55 bought or addedQ3 23: 46 cut or sold outQ4 23: 51 bought or addedQ4 23: 61 cut or sold outQ4 23Q1 24: 57 bought or addedQ1 24: 58 cut or sold outQ2 24: 65 bought or addedQ2 24: 46 cut or sold outQ2 24Q3 24: 66 bought or addedQ3 24: 46 cut or sold outQ4 24: 61 bought or addedQ4 24: 52 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20235248
Q2 20236338
Q3 20235546
Q4 20235161
Q1 20245758
Q2 20246546
Q3 20246646
Q4 20246152

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +405,760+405.8k
JANE STREET GROUP, LLC Added +47,775+47.8k
OneAscent Financial Services LLC New +36,793+36.8k
CITADEL ADVISORS LLC New +34,160+34.2k
ASSETMARK, INC Added +28,304+28.3k
PFG Advisors Added +20,662+20.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +20,498+20.5k
Baird Financial Group, Inc. New +19,094+19.1k
Sanctuary Advisors, LLC Added +17,497+17.5k
COMMONWEALTH EQUITY SERVICES, LLC Added +17,290+17.3k

Biggest sellers

MORGAN STANLEY Reduced -293,504-293.5k
OLD MISSION CAPITAL LLC Reduced -32,722-32.7k
UBS Group AG Reduced -24,730-24.7k
Sebold Capital Management, Inc. Reduced -23,064-23.1k
Atria Wealth Solutions, Inc. Reduced -19,216-19.2k
FLOW TRADERS U.S. LLC Sold out -18,724-18.7k
Bank of New York Mellon Corp Reduced -15,345-15.3k
Patriot Financial Group Insurance Agency, LLC Sold out -14,915-14.9k
Kingsview Wealth Management, LLC Reduced -13,619-13.6k
CreativeOne Wealth, LLC Sold out -13,287-13.3k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,413,6342.4m $53.2m $53.2m 0.00% Reduced -293.5k -293,504
2 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,332,6361.3m $29.4m $29.4m 0.01% Added +16.2k +16,207
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,192,3341.2m $26.3m $26.3m 0.01% Reduced -2.9k -2,912
4 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,054,3241.1m $23.2m $23.2m 0.01% Reduced -8.3k -8,335
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,039,1781.0m $22.9m $22.9m 0.00% Added +405.8k +405,760
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 581,856581.9k $12.8m $12.8m 0.00% Reduced -24.7k -24,730
7 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.34% of their portfolio Seattle, WA 569,208569.2k $12.5m $12.5m 0.34% Added +13.8k +13,754
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 545,663545.7k $12.0m $12.0m 0.00% Added +12.5k +12,493
9 Sanctuary Advisors, LLC 0.07% of their portfolio INDIANAPOLIS, IN 468,075468.1k $10.5m $10.5m 0.07% Added +17.5k +17,497
10 Luken Investment Analytics, LLC 3.72% of their portfolio BRENTWOOD, TN 364,817364.8k $8.0m $8.0m 3.72% Reduced -8.6k -8,555
11 OLD MISSION CAPITAL LLC 0.15% of their portfolio CHICAGO, IL 295,499295.5k $6.5m $6.5m 0.15% Reduced -32.7k -32,722
12 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 268,572268.6k $5.9m $5.9m 0.00% First filing
13 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 268,545268.5k $5.9m $5.9m 0.00% Reduced -15.3k -15,345
14 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 231,559231.6k $5.1m $5.1m 0.01% Reduced -934 -934
15 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 186,109186.1k $4.1m $4.1m 0.01% Added +5.3k +5,310
16 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 184,423184.4k $4.1m $4.1m 0.01% Added +28.3k +28,304
17 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 176,016176.0k $3.9m $3.9m 0.02% Added +7.0k +7,005
18 Kingsview Wealth Management, LLC 0.06% of their portfolio GRANTS PASS, OR 150,833150.8k $3.3m $3.3m 0.06% Reduced -13.6k -13,619
19 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 150,383150.4k $3.3m $3.3m 0.01% Added +47.8k +47,775
20 Coppell Advisory Solutions LLC 0.41% of their portfolio COPPELL, TX 132,751132.8k $2.9m $2.9m 0.41% Added +9.7k +9,657
21 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 118,424118.4k $2.6m $2.6m 0.01% Added +11.1k +11,096
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 100,651100.7k $2.2m $2.2m 0.00% Added +20.5k +20,498
23 Midwest Financial Group LLC 1.21% of their portfolio Overland Park, KS 95,58695.6k $2.1m $2.1m 1.21% Added +1.1k +1,096
24 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 87,16287.2k $1.9m $1.9m 0.01% Added +2.5k +2,547
25 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 83,64983.6k $1.8m $1.8m 0.02% Added +1.4k +1,354
26 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 79,98680.0k $1.8m $1.8m 0.01% Reduced -425 -425
27 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 69,79269.8k $1.5m $1.5m 0.02% Added +8.8k +8,811
28 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 69,24069.2k $1.5m $1.5m 0.00% Added +17.3k +17,290
29 Prospera Financial Services Inc 0.04% of their portfolio Dallas, TX 68,83468.8k $1.5m $1.5m 0.04% Added +5.4k +5,425
30 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 67,50767.5k $1.5m $1.5m 0.00% Reduced -2.3k -2,261
31 PRINCIPAL SECURITIES, INC. 0.03% of their portfolio DES MOINES, IA 56,44856.4k $1.2m $1.2m 0.03% Added +44 +44
32 BENJAMIN EDWARDS INC 0.02% of their portfolio Clayton, MO 52,00052.0k $1.1m $1.1m 0.02% Added +16.1k +16,141
33 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 50,93050.9k $1.1m $1.1m 0.00% Reduced -932 -932
34 CWM, LLC 0.00% of their portfolio OMAHA, NE 48,67948.7k $1.1m $1.1m 0.00% Reduced -1.5k -1,504
35 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 44,75544.8k $985.9k $985.9k 0.03% Added +2.8k +2,800
36 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 43,69143.7k $962.4k $962.4k 0.00% Reduced -1.8k -1,824
37 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 43,05443.1k $948.4k $948.4k 0.01% Reduced -371 -371
38 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 41,46141.5k $913.3k $913.3k 0.00% Added +1.6k +1,650
39 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 40,15840.2k $884.6k $884.6k 0.00% Added +304 +304
40 Chicago Partners Investment Group LLC 0.03% of their portfolio CHICAGO, IL 39,15839.2k $856.4k $856.4k 0.03% Added +91 +91
41 Snowden Capital Advisors LLC 0.03% of their portfolio New York, NY 38,44338.4k $846.8k $846.8k 0.03% Added +2.1k +2,098
42 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 38,09538.1k $839.2k $839.2k 0.01% Added +2.0k +2,013
43 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 38,09538.1k $839.2k $839.2k 0.01% Added +2.0k +2,013
44 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 37,45437.5k $825.0k $825.0k 0.00% Added +5.4k +5,354
45 OneAscent Financial Services LLC 0.07% of their portfolio BIRMINGHAM, AL 36,79336.8k $810.0k $810.0k 0.07% New
46 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 36,53236.5k $805.0k $805.0k 0.01% Added +4.5k +4,542
47 Ascentis Independent Advisors 0.15% of their portfolio DALLAS, TX 36,04136.0k $793.9k $793.9k 0.15% Added +5.0k +5,001
48 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 34,16034.2k $752.5k $752.5k 0.00% New
49 SignalPoint Asset Management, LLC 0.18% of their portfolio SPRINGFIELD, MO 34,10034.1k $751.2k $751.2k 0.18% Reduced -8.8k -8,822
50 Gateway Wealth Partners, LLC 0.19% of their portfolio APPLETON, WI 33,77233.8k $743.9k $743.9k 0.19% Added +2.5k +2,529
51 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 32,25732.3k $710.6k $710.6k 0.01% Added +974 +974
52 Rathbones Group PLC 0.00% of their portfolio Liverpool, X0 31,46731.5k $693.2k $693.2k 0.00% Added +2.2k +2,250
53 COMERICA BANK 0.00% of their portfolio DALLAS, TX 31,10031.1k $685.1k $685.1k 0.00% Reduced -7.2k -7,212
54 Aprio Wealth Management, LLC 0.10% of their portfolio ATLANTA, GA 31,10031.1k $685.1k $685.1k 0.10% Unchanged
55 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 30,88430.9k $680.3k $680.3k 0.01% Added +137 +137
56 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 30,16730.2k $664.5k $664.5k 0.00% Added +1.5k +1,503
57 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.04% of their portfolio BIRMINGHAM, AL 29,74829.7k $656.2k $656.2k 0.04% Added +2.8k +2,763
58 PFG Advisors 0.04% of their portfolio Phoenix, AZ 29,16229.2k $642.4k $642.4k 0.04% Added +20.7k +20,662
59 IAMS WEALTH MANAGEMENT, LLC 0.27% of their portfolio OMAHA, NE 27,20827.2k $599.4k $599.4k 0.27% Added +443 +443
60 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 26,56626.6k $585.2k $585.2k 0.00% Reduced -1.7k -1,678
61 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 23,05323.1k $507.8k $507.8k 0.01% Reduced -19.2k -19,216
62 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 21,16821.2k $466.3k $466.3k 0.01% Reduced -57 -57
63 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.01% of their portfolio LOS ANGELES, CA 19,75519.8k $435.2k $435.2k 0.01% Reduced -4.7k -4,715
64 Sebold Capital Management, Inc. 0.28% of their portfolio LISLE, IL 19,12219.1k $421.2k $421.2k 0.28% Reduced -23.1k -23,064
65 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 19,09419.1k $420.6k $420.6k 0.00% New
66 Formidable Asset Management, LLC 0.07% of their portfolio CINCINNATI, OH 18,94218.9k $417.3k $417.3k 0.07% Reduced -95 -95
67 Higgins & Schmidt Wealth Strategies LLC 0.20% of their portfolio DENVER, CO 14,38214.4k $316.8k $316.8k 0.20% Added +1 +1
68 Trueblood Wealth Management, LLC 0.14% of their portfolio LIMA, OH 13,23113.2k $291.5k $291.5k 0.14% Reduced -586 -586
69 Pine Valley Investments Ltd Liability Co 0.02% of their portfolio MARLTON, NJ 12,33912.3k $271.8k $271.8k 0.02% Added +519 +519
70 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 11,75711.8k $259.1k $259.1k 0.01% Added +100 +100
71 Clearwater Capital Advisors, LLC 0.02% of their portfolio HOFFMAN ESTATES, IL 11,40211.4k $251.2k $251.2k 0.02% Reduced -80 -80
72 LaSalle St. Investment Advisors, LLC 0.08% of their portfolio ELMHURST, IL 11,36511.4k $250.0k $250.0k 0.08% New
73 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 11,32211.3k $249.4k $249.4k 0.01% Unchanged
74 Richmond Investment Services, LLC 0.14% of their portfolio Mequon, WI 11,17911.2k $246.3k $246.3k 0.14% First filing
75 HBW ADVISORY SERVICES LLC 0.03% of their portfolio SIMI VALLEY, CA 11,11611.1k $244.9k $244.9k 0.03% New
76 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 10,98711.0k $242.0k $242.0k 0.01% Added +175 +175
77 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 10,48210.5k $230.9k $230.9k 0.01% Reduced -882 -882
78 Cyndeo Wealth Partners, LLC 0.02% of their portfolio ST. PETERSBURG, FL 10,34310.3k $227.8k $227.8k 0.02% Unchanged
79 Mariner, LLC 0.00% of their portfolio Overland Park, KS 9,9419.9k $219.0k $219.0k 0.00% Unchanged
80 FSB PREMIER WEALTH MANAGEMENT, INC. 0.08% of their portfolio WATERLOO, IA 9,5129.5k $209.5k $209.5k 0.08% Reduced -95 -95
81 Pinnacle Family Advisors, LLC 0.10% of their portfolio Springfield, MO 9,4169.4k $207.4k $207.4k 0.10% Added +966 +966
82 Virtu Financial LLC 0.01% of their portfolio New York, NY 9,3449.3k $206.0k $206.0k 0.01% New
83 ABLE Financial Group, LLC 0.06% of their portfolio SCOTTSDALE, AZ 9,2939.3k $204.7k $204.7k 0.06% Reduced -78 -78
84 TrueWealth Advisors, LLC 0.07% of their portfolio BIRMINGHAM, AL 9,2689.3k $204.2k $204.2k 0.07% Reduced -6.8k -6,833
85 Element Wealth, LLC 0.10% of their portfolio RIDGELAND, MS 9,1039.1k $200.5k $200.5k 0.10% Reduced -108 -108
86 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 7,1367.1k $157.2k $157.2k 0.00% Added +43 +43
87 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 6,3426.3k $139.7k $139.7k 0.00% Added +624 +624
88 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 5,6445.6k $124.3k $124.3k 0.00% Added +4.9k +4,855
89 GAMMA Investing LLC 0.01% of their portfolio FOSTER CITY, CA 5,5015.5k $121.2k $121.2k 0.01% Added +773 +773
90 TUCKER ASSET MANAGEMENT LLC 0.01% of their portfolio LITTLETON, CO 3,2413.2k $71.4k $71.4k 0.01% Added +612 +612
91 Synergy Investment Management, LLC 0.03% of their portfolio ALTAMONTE SPRINGS, FL 3,1523.2k $69.4k $69.4k 0.03% First filing
92 Evelyn Partners Investment Management LLP 0.00% of their portfolio London, X0 2,8752.9k $63.3k $63.3k 0.00% First filing
93 EPG Wealth Management LLC 0.01% of their portfolio ATLANTA, GA 2,4082.4k $53.0k $53.0k 0.01% Reduced -2.3k -2,262
94 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 2,3342.3k $51.4k $51.4k 0.00% Added +15 +15
95 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 1,9431.9k $42.8k $42.8k 0.00% Added +483 +483
96 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,5551.6k $34.3k $34.3k 0.00% Reduced -1.0k -1,044
97 CITY HOLDING CO 0.00% of their portfolio CHARLESTON, WV 1,4501.4k $31.9k $31.9k 0.00% Unchanged
98 Tidemark, LLC 0.01% of their portfolio SAN DIEGO, CA 1,3131.3k $28.9k $28.9k 0.01% Unchanged
99 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,0521.1k $23.2k $23.2k 0.00% Unchanged
100 FLP Wealth Management, LLC 0.04% of their portfolio BENTONVILLE, AR 744744 $16.4k $16.4k 0.04% First filing