Vault-13

FIRST TR EXCH TRD ALPHDX FD FDT

DEV MRK EX US · ETP · CUSIP 33737J174

114 institutional holders -9 vs Q4 2023
7,520,8427.5m shares reported held*
$421.9mreported value*
5 new 45 added 51 reduced 11 sold out net bought ≈ $33.7m (+602.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($150.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $56.10.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 94Q4 22: 107Q1 23: 120Q2 23: 118Q3 23: 122Q4 23: 123Q1 24: 114114Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202294
Q4 2022107
Q1 2023120
Q2 2023118
Q3 2023122
Q4 2023123
Q1 2024114

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 50 bought or addedQ4 22: 42 cut or sold outQ4 22Q1 23: 70 bought or addedQ1 23: 39 cut or sold outQ1 23Q2 23: 49 bought or addedQ2 23: 64 cut or sold outQ2 23Q3 23: 48 bought or addedQ3 23: 67 cut or sold outQ3 23Q4 23: 42 bought or addedQ4 23: 72 cut or sold outQ4 23Q1 24: 50 bought or addedQ1 24: 62 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225042
Q1 20237039
Q2 20234964
Q3 20234867
Q4 20234272
Q1 20245062

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ2 23 calls: $0Q2 23 puts: $3.0mQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$0$3.0m—
Q3 2023$0$0—
Q4 2023$0$0—
Q1 2024$0$0—

Biggest buyers

MORGAN STANLEY Added +1,064,342+1.1m
Cetera Investment Advisers Added +54,261+54.3k
UBS Group AG Added +41,179+41.2k
Kingsview Wealth Management, LLC Added +38,094+38.1k
ASSETMARK, INC Added +25,454+25.5k
Prospera Financial Services Inc Added +17,598+17.6k
Cambridge Investment Research Advisors, Inc. Added +10,182+10.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +9,282+9.3k
GeoWealth Management, LLC New +8,139+8.1k
Envestnet Portfolio Solutions, Inc. Added +4,994+5.0k

Biggest sellers

CITADEL ADVISORS LLC Reduced -122,270-122.3k
OSAIC HOLDINGS, INC. Reduced -110,979-111.0k
JANE STREET GROUP, LLC Reduced -92,366-92.4k
FIRST TRUST ADVISORS LP Reduced -45,191-45.2k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -39,894-39.9k
Cetera Advisor Networks LLC Sold out -37,599-37.6k
Apollon Wealth Management, LLC Reduced -34,555-34.6k
Integrated Wealth Concepts LLC Reduced -25,633-25.6k
ENVESTNET ASSET MANAGEMENT INC Reduced -16,726-16.7k
LPL Financial LLC Reduced -15,919-15.9k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,190,2963.2m $179.0m $179.0m 0.00% Added +1.1m +1,064,342
2 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 477,912477.9k $26.8m $26.8m 0.01% Reduced -16.7k -16,726
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 476,385476.4k $26.7m $26.7m 0.01% Reduced -15.9k -15,919
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 380,372380.4k $21.3m $21.3m 0.01% Added +3.5k +3,499
5 Kingsview Wealth Management, LLC 0.53% of their portfolio GRANTS PASS, OR 375,963376.0k $21.1m $21.1m 0.53% Added +38.1k +38,094
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 186,379186.4k $10.5m $10.5m 0.00% Added +41.2k +41,179
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 184,481184.5k $10.4m $10.4m 0.00% Reduced -2.9k -2,917
8 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 161,853161.9k $9.1m $9.1m 0.01% Added +2.5k +2,504
9 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 138,809138.8k $7.8m $7.8m 0.02% Added +54.3k +54,261
10 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 92,87492.9k $5.2m $5.2m 0.01% Reduced -111.0k -110,979
11 Coppell Advisory Solutions Corp. 0.94% of their portfolio COPPELL, TX 89,15689.2k $5.0m $5.0m 0.94% First filing
12 ASSETMARK, INC 0.02% of their portfolio CONCORD, CA 86,44286.4k $4.9m $4.9m 0.02% Added +25.5k +25,454
13 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 75,11775.1k $4.2m $4.2m 0.02% Added +10.2k +10,182
14 Mainsail Financial Group, LLC 2.82% of their portfolio BELLEVUE, WA 72,85572.9k $4.1m $4.1m 2.82% Reduced -224 -224
15 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 72,44472.4k $4.1m $4.1m 0.00% Reduced -2.0k -2,050
16 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 71,66071.7k $4.0m $4.0m 0.01% Reduced -5.6k -5,617
17 FSB PREMIER WEALTH MANAGEMENT, INC. 1.60% of their portfolio WATERLOO, IA 61,44361.4k $3.4m $3.4m 1.60% Reduced -3.9k -3,886
18 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 59,92059.9k $3.4m $3.4m 0.00% Reduced -92.4k -92,366
19 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 58,19758.2k $3.3m $3.3m 0.03% Reduced -14.6k -14,608
20 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 48,33648.3k $2.7m $2.7m 0.00% Added +2.1k +2,104
21 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 46,68746.7k $2.6m $2.6m 0.03% Reduced -13.4k -13,433
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 45,98046.0k $2.6m $2.6m 0.00% Added +9.3k +9,282
23 SignalPoint Asset Management, LLC 0.70% of their portfolio SPRINGFIELD, MO 45,27145.3k $2.5m $2.5m 0.70% Reduced -15.8k -15,753
24 Prospera Financial Services Inc 0.07% of their portfolio Dallas, TX 44,32244.3k $2.5m $2.5m 0.07% Added +17.6k +17,598
25 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 35,89635.9k $2.0m $2.0m 0.01% Added +5.0k +4,994
26 Snowden Capital Advisors LLC 0.06% of their portfolio New York, NY 34,97735.0k $2.0m $2.0m 0.06% Reduced -10.4k -10,417
27 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 33,63833.6k $1.9m $1.9m 0.03% Added +3.3k +3,276
28 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 32,95833.0k $1.9m $1.9m 0.00% Reduced -39.9k -39,894
29 LVZ, Inc. 0.23% of their portfolio Holland, MI 29,94729.9k $1.7m $1.7m 0.23% Added +1.0k +1,024
30 IFP Advisors, Inc 0.07% of their portfolio TAMPA, FL 29,60129.6k $1.7m $1.7m 0.07% Added +1.7k +1,704
31 CWM, LLC 0.01% of their portfolio OMAHA, NE 28,67428.7k $1.6m $1.6m 0.01% Reduced -13.4k -13,386
32 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 28,48928.5k $1.6m $1.6m 0.02% Reduced -3.1k -3,139
33 L & S Advisors Inc 0.18% of their portfolio Los Angeles, CA 27,88827.9k $1.6m $1.6m 0.18% Added +1.1k +1,059
34 GTS SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 27,12027.1k $1.5m $1.5m 0.04% Added +4.2k +4,190
35 Towerpoint Wealth, LLC 0.76% of their portfolio SACRAMENTO, CA 26,96527.0k $1.5m $1.5m 0.76% Added +693 +693
36 NewEdge Wealth, LLC 0.03% of their portfolio STAMFORD, CT 26,78026.8k $1.5m $1.5m 0.03% Added +15 +15
37 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 26,55026.6k $1.5m $1.5m 0.02% Reduced -25.6k -25,633
38 IAMS WEALTH MANAGEMENT, LLC 0.87% of their portfolio OMAHA, NE 26,50826.5k $1.4m $1.4m 0.87% Added +436 +436
39 Gateway Wealth Partners, LLC 0.53% of their portfolio APPLETON, WI 26,34526.3k $1.5m $1.5m 0.53% Added +2.4k +2,370
40 OneAscent Financial Services LLC 0.14% of their portfolio BIRMINGHAM, AL 21,98422.0k $1.2m $1.2m 0.14% Added +3.5k +3,535
41 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 21,39721.4k $1.2m $1.2m 0.02% Added +835 +835
42 StoneX Group Inc. 0.10% of their portfolio NEW YORK, NY 20,85720.9k $1.2m $1.2m 0.10% Reduced -3.8k -3,820
43 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 20,08520.1k $1.1m $1.1m 0.01% Added +387 +387
44 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 19,96620.0k $1.1m $1.1m 0.02% Reduced -216 -216
45 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 19,79419.8k $1.1m $1.1m 0.01% Added +1.5k +1,544
46 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 19,79419.8k $1.1m $1.1m 0.01% Added +1.5k +1,544
47 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 19,52719.5k $1.1m $1.1m 0.01% Reduced -702 -702
48 COMERICA BANK 0.00% of their portfolio DALLAS, TX 18,59318.6k $1.0m $1.0m 0.00% Reduced -1.5k -1,526
49 SFI Advisors, LLC 0.78% of their portfolio Montclair, NJ 17,78917.8k $998.3k $998.3k 0.78% Reduced -66 -66
50 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 17,74417.7k $995.8k $995.8k 0.01% Added +135 +135
51 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 17,12417.1k $860.3k $860.3k 0.02% Added +4.5k +4,499
52 SILVER OAK SECURITIES, INCORPORATED 0.15% of their portfolio JACKSON, TN 17,02417.0k $955.4k $955.4k 0.15% Added +10 +10
53 BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio ST. LOUIS, MO 16,35116.4k $918.0k $918.0k 0.02% Reduced -89 -89
54 LANARK FINANCIAL, INC. 0.08% of their portfolio BIRMINGHAM, AL 15,83615.8k $888.0k $888.0k 0.08% Reduced -3.8k -3,788
55 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 13,43013.4k $753.7k $753.7k 0.00% Reduced -45.2k -45,191
56 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 12,88312.9k $723.0k $723.0k 0.00% Reduced -1.6k -1,610
57 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 12,59412.6k $706.8k $706.8k 0.00% Added +504 +504
58 Patriot Financial Group Insurance Agency, LLC 0.11% of their portfolio Westborough, MA 12,57412.6k $705.7k $705.7k 0.11% Added +2.7k +2,723
59 Waterfront Wealth Inc. 0.18% of their portfolio OVERLAND PARK, KS 11,79011.8k $647.0k $647.0k 0.18% Reduced -309 -309
60 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 11,53511.5k $646.9k $646.9k 0.02% Added +11 +11
61 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 11,37111.4k $638.1k $638.1k 0.00% Reduced -122.3k -122,270
62 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 10,42310.4k $584.9k $584.9k 0.01% Reduced -486 -486
63 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 10,32910.3k $579.7k $579.7k 0.00% Reduced -15.5k -15,501
64 Cyndeo Wealth Partners, LLC 0.05% of their portfolio ST. PETERSBURG, FL 10,15310.2k $569.8k $569.8k 0.05% Unchanged
65 Pine Valley Investments Ltd Liability Co 0.04% of their portfolio MARLTON, NJ 9,8939.9k $555.2k $555.2k 0.04% Added +306 +306
66 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.03% of their portfolio BIRMINGHAM, AL 8,5178.5k $478.0k $478.0k 0.03% Added +541 +541
67 FLAGSTAR SECURITIES, INC 0.13% of their portfolio New York, NY 8,3458.3k $468.4k $468.4k 0.13% Added +234 +234
68 ABLE Financial Group, LLC 0.18% of their portfolio SCOTTSDALE, AZ 8,2288.2k $461.8k $461.8k 0.18% Reduced -991 -991
69 Pinnacle Family Advisors, LLC 0.25% of their portfolio Springfield, MO 8,2218.2k $461.4k $461.4k 0.25% Reduced -45 -45
70 GeoWealth Management, LLC 0.02% of their portfolio CHICAGO, IL 8,1398.1k $456.7k $456.7k 0.02% New
71 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 7,9157.9k $444.0k $444.0k 0.00% Added +222 +222
72 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 7,7307.7k $433.8k $433.8k 0.02% Added +307 +307
73 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 7,0487.0k $395.5k $395.5k 0.01% Reduced -189 -189
74 EPG Wealth Management LLC 0.08% of their portfolio ATLANTA, GA 5,9736.0k $335.2k $335.2k 0.08% Added +20 +20
75 Arkadios Wealth Advisors 0.02% of their portfolio ATLANTA, GA 4,7324.7k $265.6k $265.6k 0.02% Reduced -100 -100
76 Element Wealth, LLC 0.15% of their portfolio RIDGELAND, MS 4,5814.6k $257.1k $257.1k 0.15% Reduced -267 -267
77 1776 Wealth LLC 0.12% of their portfolio ATLANTA, GA 4,3644.4k $244.9k $244.9k 0.12% Unchanged
78 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 4,3364.3k $243.3k $243.3k 0.01% Reduced -34.6k -34,555
79 Sequent Planning LLC 0.09% of their portfolio OMAHA, NE 4,2614.3k $239.1k $239.1k 0.09% First filing
80 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 4,2484.2k $238.4k $238.4k 0.01% Reduced -33 -33
81 Formidable Asset Management, LLC 0.03% of their portfolio CINCINNATI, OH 3,7453.7k $210.2k $210.2k 0.03% New
82 Mariner, LLC 0.00% of their portfolio Overland Park, KS 3,5953.6k $201.7k $201.7k 0.00% Reduced -1.2k -1,234
83 Larson Financial Group LLC 0.01% of their portfolio ST LOUIS, MO 3,0783.1k $172.8k $172.8k 0.01% Added +49 +49
84 REAP Financial Group, LLC 0.05% of their portfolio AUSTIN, TX 2,9823.0k $167.3k $167.3k 0.05% Reduced -388 -388
85 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 2,8702.9k $161.1k $161.1k 0.01% Added +778 +778
86 BENJAMIN EDWARDS INC 0.03% of their portfolio Clayton, MO 2,6692.7k $150.0k $150.0k 0.03% Added +17 +17
87 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,0652.1k $115.9k $115.9k 0.00% Reduced -102 -102
88 Gilliland Jeter Wealth Management LLC 0.03% of their portfolio LITTLE ROCK, AR 1,4521.5k $81.5k $81.5k 0.03% New
89 TUCKER ASSET MANAGEMENT LLC 0.01% of their portfolio LITTLETON, CO 1,0061.0k $56.5k $56.5k 0.01% Added +358 +358
90 Migdal Insurance & Financial Holdings Ltd. 0.00% of their portfolio Petach Tikva, L3 954954 $54.0k $54.0k 0.00% Reduced -1.0k -1,023
91 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 829829 $46.1k $46.1k 0.00% Added +252 +252
92 Plante Moran Financial Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 773773 $43.4k $43.4k 0.00% Unchanged
93 ICA Group Wealth Management, LLC 0.01% of their portfolio DENVER, CO 716716 $40.1k $40.1k 0.01% Reduced -22 -22
94 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 656656 $36.8k $36.8k 0.00% Reduced -567 -567
95 Tidemark, LLC 0.02% of their portfolio SAN DIEGO, CA 597597 $33.5k $33.5k 0.02% Reduced -53 -53
96 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 577577 $32.4k $32.4k 0.00% Unchanged
97 Pinnacle Bancorp, Inc. 0.01% of their portfolio BEATRICE, NE 400400 $22.4k $22.4k 0.01% Unchanged
98 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 389389 $21.8k $21.8k 0.00% Reduced -39 -39
99 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 388388 $21.8k $21.8k 0.00% New
100 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 262262 $14.7k $14.7k 0.00% Reduced -761 -761