Vault-13

FIRST TR EXCH TRD ALPHDX FD FDT

DEV MRK EX US · ETP · CUSIP 33737J174

123 institutional holders +1 vs Q3 2023
6,989,7017.0m shares reported held*
$366.9mreported value*
5 new 37 added 64 reduced 8 sold out net bought ≈ $29.4m (+559.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $52.49.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 94Q4 22: 107Q1 23: 120Q2 23: 118Q3 23: 122Q4 23: 123123Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202294
Q4 2022107
Q1 2023120
Q2 2023118
Q3 2023122
Q4 2023123

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 50 bought or addedQ4 22: 42 cut or sold outQ4 22Q1 23: 70 bought or addedQ1 23: 39 cut or sold outQ1 23Q2 23: 49 bought or addedQ2 23: 64 cut or sold outQ2 23Q3 23: 48 bought or addedQ3 23: 67 cut or sold outQ3 23Q4 23: 42 bought or addedQ4 23: 72 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225042
Q1 20237039
Q2 20234964
Q3 20234867
Q4 20234272

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $3.0mQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$0$3.0m—
Q3 2023$0$0—
Q4 2023$0$0—

Biggest buyers

MORGAN STANLEY Added +974,013+974.0k
JANE STREET GROUP, LLC Added +130,362+130.4k
Kingsview Wealth Management, LLC Added +97,654+97.7k
CITADEL ADVISORS LLC Added +59,967+60.0k
FIRST TRUST ADVISORS LP Added +45,809+45.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +31,444+31.4k
GTS SECURITIES LLC New +22,930+22.9k
ASSETMARK, INC Added +20,394+20.4k
Patriot Financial Group Insurance Agency, LLC New +9,851+9.9k
Gateway Wealth Partners, LLC Added +7,296+7.3k

Biggest sellers

LPL Financial LLC Reduced -186,581-186.6k
WELLS FARGO & COMPANY/MN Reduced -125,054-125.1k
BENJAMIN F. EDWARDS & COMPANY, INC. Reduced -87,699-87.7k
FLOW TRADERS U.S. LLC Sold out -63,033-63.0k
OSAIC HOLDINGS, INC. Reduced -48,730-48.7k
STIFEL FINANCIAL CORP Reduced -43,331-43.3k
Cambridge Investment Research Advisors, Inc. Reduced -31,556-31.6k
Kraft, Davis & Associates, LLC Sold out -26,403-26.4k
Raymond James Financial Services Advisors, Inc. Reduced -26,284-26.3k
ROYAL BANK OF CANADA Reduced -25,177-25.2k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,125,9542.1m $111.6m $111.6m 0.00% Added +974.0k +974,013
2 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 494,638494.6k $26.0m $26.0m 0.01% Reduced -9.5k -9,483
3 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 492,304492.3k $25.9m $25.9m 0.02% Reduced -186.6k -186,581
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 376,873376.9k $19.8m $19.8m 0.01% Reduced -125.1k -125,054
5 Kingsview Wealth Management, LLC 0.53% of their portfolio GRANTS PASS, OR 337,869337.9k $17.7m $17.7m 0.53% Added +97.7k +97,654
6 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 203,853203.9k $10.7m $10.7m 0.02% Reduced -48.7k -48,730
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 187,398187.4k $9.8m $9.8m 0.00% Reduced -25.2k -25,177
8 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 159,349159.3k $8.4m $8.4m 0.01% Reduced -26.3k -26,284
9 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 152,286152.3k $8.0m $8.0m 0.01% Added +130.4k +130,362
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 145,200145.2k $7.6m $7.6m 0.00% Reduced -16.1k -16,111
11 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 133,641133.6k $7.0m $7.0m 0.01% Added +60.0k +59,967
12 Coppell Advisory Solutions LLC 0.95% of their portfolio COPPELL, TX 91,18691.2k $4.8m $4.8m 0.95% Added +6.4k +6,365
13 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 84,54884.5k $4.4m $4.4m 0.04% Reduced -800 -800
14 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 77,27777.3k $4.1m $4.1m 0.01% Reduced -2.8k -2,783
15 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 74,49474.5k $3.9m $3.9m 0.00% Added +975 +975
16 Mainsail Financial Group, LLC 2.89% of their portfolio BELLEVUE, WA 73,07973.1k $3.7m $3.7m 2.89% Added +5.3k +5,289
17 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 72,85272.9k $3.8m $3.8m 0.01% Reduced -4.1k -4,096
18 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 72,80572.8k $3.8m $3.8m 0.04% Reduced -9.6k -9,620
19 FSB PREMIER WEALTH MANAGEMENT, INC. 1.72% of their portfolio WATERLOO, IA 65,32965.3k $3.4m $3.4m 1.72% Reduced -845 -845
20 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 64,93564.9k $3.4m $3.4m 0.01% Reduced -31.6k -31,556
21 SignalPoint Asset Management, LLC 0.94% of their portfolio SPRINGFIELD, MO 61,02461.0k $3.2m $3.2m 0.94% Reduced -1.1k -1,108
22 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 60,98861.0k $3.2m $3.2m 0.01% Added +20.4k +20,394
23 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 60,12060.1k $3.1m $3.1m 0.02% Added +211 +211
24 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 58,62158.6k $3.1m $3.1m 0.00% Added +45.8k +45,809
25 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 52,18352.2k $2.7m $2.7m 0.04% Reduced -2.2k -2,240
26 WEALTHSOURCE PARTNERS, LLC 0.17% of their portfolio SAN LUIS OBISPO, CA 51,01351.0k $2.7m $2.7m 0.17% Reduced -529 -529
27 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 46,23246.2k $2.4m $2.4m 0.00% Reduced -43.3k -43,331
28 Snowden Capital Advisors LLC 0.09% of their portfolio New York, NY 45,39445.4k $2.4m $2.4m 0.09% Reduced -7.4k -7,398
29 CWM, LLC 0.01% of their portfolio OMAHA, NE 42,06042.1k $2.2m $2.2m 0.01% Reduced -10.1k -10,055
30 TPG Financial Advisors, LLC 1.07% of their portfolio PORTLAND, OR 39,81339.8k $2.1m $2.1m 1.07% Reduced -842 -842
31 Apollon Wealth Management, LLC 0.07% of their portfolio MOUNT PLEASANT, SC 38,89138.9k $2.0m $2.0m 0.07% Reduced -3.0k -3,028
32 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 37,59937.6k $2.0m $2.0m 0.01% Reduced -2.6k -2,591
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 36,69836.7k $1.9m $1.9m 0.00% Added +31.4k +31,444
34 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 31,62831.6k $1.7m $1.7m 0.02% Added +2.3k +2,308
35 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 30,90230.9k $1.6m $1.6m 0.01% Reduced -50 -50
36 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 30,36230.4k $1.6m $1.6m 0.02% Added +4.2k +4,182
37 LVZ, Inc. 0.21% of their portfolio Holland, MI 28,92328.9k $1.5m $1.5m 0.21% Reduced -212 -212
38 IFP Advisors, Inc 0.07% of their portfolio TAMPA, FL 27,89727.9k $1.5m $1.5m 0.07% Reduced -14.3k -14,317
39 L & S Advisors Inc 0.17% of their portfolio Los Angeles, CA 26,82926.8k $1.4m $1.4m 0.17% Reduced -10.8k -10,818
40 NewEdge Wealth, LLC 0.04% of their portfolio STAMFORD, CT 26,76526.8k $1.4m $1.4m 0.04% Reduced -845 -845
41 Prospera Financial Services Inc 0.05% of their portfolio Dallas, TX 26,72426.7k $1.4m $1.4m 0.05% Added +2.4k +2,448
42 Towerpoint Wealth, LLC 0.75% of their portfolio SACRAMENTO, CA 26,27226.3k $1.4m $1.4m 0.75% Reduced -369 -369
43 IAMS WEALTH MANAGEMENT, LLC 0.89% of their portfolio OMAHA, NE 26,07226.1k $1.4m $1.4m 0.89% Reduced -2.0k -1,962
44 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 25,83025.8k $1.4m $1.4m 0.00% Reduced -1.6k -1,602
45 StoneX Group Inc. 0.13% of their portfolio NEW YORK, NY 24,67724.7k $1.3m $1.3m 0.13% Reduced -1.8k -1,764
46 Gateway Wealth Partners, LLC 0.51% of their portfolio APPLETON, WI 23,97524.0k $1.3m $1.3m 0.51% Added +7.3k +7,296
47 GTS SECURITIES LLC 0.03% of their portfolio NEW YORK, NY 22,93022.9k $1.2m $1.2m 0.03% New
48 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 20,56220.6k $1.1m $1.1m 0.01% Added +1.9k +1,923
49 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 20,22920.2k $1.1m $1.1m 0.01% Reduced -519 -519
50 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 20,18220.2k $1.1m $1.1m 0.02% Added +378 +378
51 COMERICA BANK 0.00% of their portfolio DALLAS, TX 20,11920.1k $1.1m $1.1m 0.00% Reduced -2.7k -2,726
52 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 19,69819.7k $1.0m $1.0m 0.01% Reduced -1.7k -1,709
53 LANARK FINANCIAL, INC. 0.10% of their portfolio BIRMINGHAM, AL 19,62419.6k $1.0m $1.0m 0.10% Reduced -980 -980
54 OneAscent Financial Services LLC 0.12% of their portfolio BIRMINGHAM, AL 18,44918.4k $969.0k $969.0k 0.12% Added +2.8k +2,782
55 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 18,25018.2k $958.5k $958.5k 0.01% Added +1.3k +1,269
56 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 18,25018.2k $958.5k $958.5k 0.01% Added +1.3k +1,269
57 SFI Advisors, LLC 0.80% of their portfolio Montclair, NJ 17,85517.9k $937.6k $937.6k 0.80% Reduced -295 -295
58 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 17,60917.6k $924.6k $924.6k 0.01% Reduced -19.7k -19,740
59 SILVER OAK SECURITIES, INCORPORATED 0.12% of their portfolio JACKSON, TN 17,01417.0k $893.4k $893.4k 0.12% Reduced -1.9k -1,887
60 BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio ST. LOUIS, MO 16,44016.4k $863.0k $863.0k 0.02% Reduced -87.7k -87,699
61 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 15,71815.7k $825.3k $825.3k 0.01% Added +1.1k +1,067
62 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 14,49314.5k $761.0k $761.0k 0.00% Reduced -3.5k -3,500
63 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 12,62512.6k $663.0k $663.0k 0.02% Reduced -4.5k -4,499
64 Waterfront Wealth Inc. 0.19% of their portfolio OVERLAND PARK, KS 12,09912.1k $635.3k $635.3k 0.19% Unchanged
65 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 12,09012.1k $634.9k $634.9k 0.00% Added +2.8k +2,810
66 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 11,52411.5k $605.6k $605.6k 0.02% Reduced -156 -156
67 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 10,90910.9k $565.5k $565.5k 0.01% Reduced -711 -711
68 Cyndeo Wealth Partners, LLC 0.05% of their portfolio ST. PETERSBURG, FL 10,15310.2k $533.1k $533.1k 0.05% Unchanged
69 Patriot Financial Group Insurance Agency, LLC 0.10% of their portfolio Westborough, MA 9,8519.9k $517.3k $517.3k 0.10% New
70 Pine Valley Investments Ltd Liability Co 0.04% of their portfolio MARLTON, NJ 9,5879.6k $503.4k $503.4k 0.04% Reduced -558 -558
71 IFG Advisory, LLC 0.04% of their portfolio ATLANTA, GA 9,4319.4k $495.3k $495.3k 0.04% Reduced -929 -929
72 ABLE Financial Group, LLC 0.21% of their portfolio SCOTTSDALE, AZ 9,2199.2k $484.1k $484.1k 0.21% Reduced -2.3k -2,261
73 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 9,0349.0k $474.4k $474.4k 0.01% Reduced -86 -86
74 Pinnacle Family Advisors, LLC 0.26% of their portfolio Springfield, MO 8,2668.3k $434.1k $434.1k 0.26% Added +44 +44
75 FLAGSTAR SECURITIES, INC 0.13% of their portfolio New York, NY 8,1118.1k $425.9k $425.9k 0.13% Added +1.1k +1,136
76 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.03% of their portfolio BIRMINGHAM, AL 7,9768.0k $418.8k $418.8k 0.03% Added +2.3k +2,271
77 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 7,6937.7k $404.0k $404.0k 0.00% Added +24 +24
78 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 7,4237.4k $389.8k $389.8k 0.02% Added +279 +279
79 Global Retirement Partners, LLC 0.02% of their portfolio San Rafael, CA 7,2377.2k $373.7k $373.7k 0.02% Reduced -56 -56
80 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 7,0777.1k $371.6k $371.6k 0.01% Reduced -1.7k -1,667
81 EPG Wealth Management LLC 0.08% of their portfolio ATLANTA, GA 5,9536.0k $306.6k $306.6k 0.08% Added +99 +99
82 Element Wealth, LLC 0.16% of their portfolio RIDGELAND, MS 4,8484.8k $254.6k $254.6k 0.16% Reduced -263 -263
83 Arkadios Wealth Advisors 0.02% of their portfolio ATLANTA, GA 4,8324.8k $253.7k $253.7k 0.02% Reduced -129 -129
84 Mariner, LLC 0.00% of their portfolio Overland Park, KS 4,8294.8k $253.6k $253.6k 0.00% New
85 1776 Wealth LLC 0.11% of their portfolio ATLANTA, GA 4,3644.4k $229.2k $229.2k 0.11% Reduced -107 -107
86 Walkner Condon Financial Advisors LLC 0.05% of their portfolio MADISON, WI 4,3374.3k $227.7k $227.7k 0.05% Reduced -2.8k -2,814
87 Ausdal Financial Partners, Inc. 0.03% of their portfolio Davenport, IA 4,2904.3k $225.3k $225.3k 0.03% Reduced -173 -173
88 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 4,2814.3k $224.8k $224.8k 0.01% Added +30 +30
89 Petix & Botte Co 0.06% of their portfolio LA MESA, CA 3,9724.0k $208.6k $208.6k 0.06% Reduced -900 -900
90 REAP Financial Group, LLC 0.05% of their portfolio AUSTIN, TX 3,3703.4k $176.9k $176.9k 0.05% First filing
91 Larson Financial Group LLC 0.01% of their portfolio ST LOUIS, MO 3,0293.0k $159.0k $159.0k 0.01% Added +16 +16
92 BENJAMIN EDWARDS INC 0.03% of their portfolio Clayton, MO 2,6522.7k $139.0k $139.0k 0.03% Added +324 +324
93 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,1672.2k $113.8k $113.8k 0.00% Reduced -371 -371
94 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 2,0922.1k $109.9k $109.9k 0.00% First filing
95 Migdal Insurance & Financial Holdings Ltd. 0.00% of their portfolio Petach Tikva, L3 1,9772.0k $104.0k $104.0k 0.00% Unchanged
96 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,3571.4k $71.3k $71.3k 0.00% Added +469 +469
97 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,2721.3k $66.8k $66.8k 0.00% Reduced -170 -170
98 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,2231.2k $64.2k $64.2k 0.00% Added +10 +10
99 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,0231.0k $53.8k $53.8k 0.00% Added +600 +600
100 PROVENCE WEALTH MANAGEMENT GROUP 0.03% of their portfolio IRVINE, CA 1,0001.0k $52.5k $52.5k 0.03% Unchanged