Vault-13

FIRST TR EXCH TRD ALPHDX FD FDT

DEV MRK EX US · ETP · CUSIP 33737J174

122 institutional holders +4 vs Q2 2023
6,442,0356.4m shares reported held*
$323.3mreported value*
9 new 39 added 59 reduced 8 sold out net sold ≈ $55.8m (-1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($341.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $50.19.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 94Q4 22: 107Q1 23: 120Q2 23: 118Q3 23: 122122Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202294
Q4 2022107
Q1 2023120
Q2 2023118
Q3 2023122

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 50 bought or addedQ4 22: 42 cut or sold outQ4 22Q1 23: 70 bought or addedQ1 23: 39 cut or sold outQ1 23Q2 23: 49 bought or addedQ2 23: 64 cut or sold outQ2 23Q3 23: 48 bought or addedQ3 23: 67 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225042
Q1 20237039
Q2 20234964
Q3 20234867

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $3.0mQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$3.0m—
Q3 2023$0$0—

Biggest buyers

Kingsview Wealth Management, LLC Added +78,349+78.3k
FLOW TRADERS U.S. LLC New +63,033+63.0k
IAMS WEALTH MANAGEMENT, LLC New +28,034+28.0k
Prospera Financial Services Inc New +24,276+24.3k
COMERICA BANK New +22,845+22.8k
ASSETMARK, INC Added +20,777+20.8k
Waterloo Capital, L.P. New +19,311+19.3k
SILVER OAK SECURITIES, INCORPORATED Added +14,988+15.0k
Apollon Wealth Management, LLC Added +14,513+14.5k
L & S Advisors Inc Added +11,315+11.3k

Biggest sellers

FIRST TRUST ADVISORS LP Reduced -548,452-548.5k
CWM, LLC Reduced -244,757-244.8k
MORGAN STANLEY Reduced -115,945-115.9k
IFP Advisors, Inc Reduced -60,826-60.8k
JANE STREET GROUP, LLC Reduced -57,045-57.0k
CITADEL ADVISORS LLC Reduced -46,150-46.1k
OSAIC HOLDINGS, INC. Reduced -40,279-40.3k
UBS Group AG Reduced -39,825-39.8k
RAYMOND JAMES & ASSOCIATES Reduced -38,930-38.9k
Raymond James Financial Services Advisors, Inc. Reduced -33,879-33.9k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,151,9411.2m $57.9m $57.9m 0.01% Reduced -115.9k -115,945
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 678,885678.9k $34.1m $34.1m 0.02% Reduced -17.8k -17,800
3 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 504,121504.1k $25.3m $25.3m 0.01% Reduced -27.3k -27,256
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 501,927501.9k $25.2m $25.2m 0.01% Reduced -33.2k -33,214
5 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 252,583252.6k $12.7m $12.7m 0.02% Reduced -40.3k -40,279
6 Kingsview Wealth Management, LLC 0.43% of their portfolio GRANTS PASS, OR 240,215240.2k $12.1m $12.1m 0.43% Added +78.3k +78,349
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 212,575212.6k $10.7m $10.7m 0.00% Reduced -15.0k -14,976
8 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 185,633185.6k $9.3m $9.3m 0.02% Reduced -33.9k -33,879
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 161,311161.3k $8.1m $8.1m 0.00% Reduced -39.8k -39,825
10 BENJAMIN F. EDWARDS & COMPANY, INC. 0.20% of their portfolio ST. LOUIS, MO 104,139104.1k $5.2m $5.2m 0.20% Reduced -12.0k -12,044
11 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 96,49196.5k $4.8m $4.8m 0.02% Reduced -7.8k -7,789
12 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 89,56389.6k $4.5m $4.5m 0.01% Added +1.6k +1,598
13 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 85,34885.3k $4.3m $4.3m 0.04% Added +2.3k +2,314
14 Coppell Advisory Solutions LLC 1.39% of their portfolio COPPELL, TX 84,82184.8k $4.0m $4.0m 1.39% Added +1.5k +1,488
15 AVANTAX ADVISORY SERVICES, INC. 0.05% of their portfolio DALLAS, TX 82,42582.4k $4.1m $4.1m 0.05% Reduced -11.0k -10,990
16 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 80,06080.1k $4.0m $4.0m 0.01% Reduced -9.4k -9,415
17 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 76,94876.9k $3.9m $3.9m 0.01% Reduced -27.7k -27,690
18 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 73,67473.7k $3.7m $3.7m 0.00% Reduced -46.1k -46,150
19 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 73,51973.5k $3.7m $3.7m 0.00% Added +1.5k +1,509
20 Mainsail Financial Group, LLC 3.04% of their portfolio BELLEVUE, WA 67,79067.8k $3.4m $3.4m 3.04% Added +2.2k +2,185
21 FSB PREMIER WEALTH MANAGEMENT, INC. 1.85% of their portfolio WATERLOO, IA 66,17466.2k $3.3m $3.3m 1.85% Reduced -2.9k -2,946
22 FLOW TRADERS U.S. LLC 0.15% of their portfolio NEW YORK, NY 63,03363.0k $3.2m $3.2m 0.15% New
23 SignalPoint Asset Management, LLC 1.00% of their portfolio SPRINGFIELD, MO 62,13262.1k $3.1m $3.1m 1.00% Reduced -273 -273
24 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 59,90959.9k $3.0m $3.0m 0.02% Added +8.7k +8,708
25 Integrated Wealth Concepts LLC 0.05% of their portfolio WALTHAM, MA 54,42354.4k $2.7m $2.7m 0.05% Added +2.5k +2,534
26 Snowden Capital Advisors LLC 0.11% of their portfolio New York, NY 52,79252.8k $2.7m $2.7m 0.11% Reduced -11.8k -11,771
27 CWM, LLC 0.02% of their portfolio OMAHA, NE 52,11552.1k $2.6m $2.6m 0.02% Reduced -244.8k -244,757
28 WEALTHSOURCE PARTNERS, LLC 0.18% of their portfolio SAN LUIS OBISPO, CA 51,54251.5k $2.6m $2.6m 0.18% Added +634 +634
29 IFP Advisors, Inc 0.10% of their portfolio TAMPA, FL 42,21442.2k $2.1m $2.1m 0.10% Reduced -60.8k -60,826
30 Apollon Wealth Management, LLC 0.11% of their portfolio MOUNT PLEASANT, SC 41,91941.9k $2.1m $2.1m 0.11% Added +14.5k +14,513
31 TPG Financial Advisors, LLC 1.06% of their portfolio PORTLAND, OR 40,65540.7k $2.0m $2.0m 1.06% Added +2.6k +2,551
32 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 40,59440.6k $2.0m $2.0m 0.01% Added +20.8k +20,777
33 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 40,19040.2k $2.0m $2.0m 0.01% Added +1.1k +1,124
34 L & S Advisors Inc 0.27% of their portfolio Los Angeles, CA 37,64737.6k $1.9m $1.9m 0.27% Added +11.3k +11,315
35 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 37,34937.3k $1.9m $1.9m 0.02% Reduced -676 -676
36 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 30,95231.0k $1.6m $1.6m 0.01% First filing
37 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 29,32029.3k $1.5m $1.5m 0.02% Added +1.9k +1,920
38 LVZ, Inc. 0.24% of their portfolio Holland, MI 29,13529.1k $1.5m $1.5m 0.24% Added +324 +324
39 IAMS WEALTH MANAGEMENT, LLC 0.97% of their portfolio OMAHA, NE 28,03428.0k $1.4m $1.4m 0.97% New
40 NewEdge Wealth, LLC 0.04% of their portfolio STAMFORD, CT 27,61027.6k $1.4m $1.4m 0.04% Added +3.5k +3,452
41 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 27,43227.4k $1.4m $1.4m 0.00% Reduced -38.9k -38,930
42 Towerpoint Wealth, LLC 0.79% of their portfolio SACRAMENTO, CA 26,64126.6k $1.3m $1.3m 0.79% Reduced -650 -650
43 StoneX Group Inc. 0.14% of their portfolio NEW YORK, NY 26,44126.4k $1.3m $1.3m 0.14% Reduced -3.0k -2,986
44 Kraft, Davis & Associates, LLC 0.48% of their portfolio St. Louis, MO 26,40326.4k $1.3m $1.3m 0.48% Reduced -231 -231
45 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 26,18026.2k $1.3m $1.3m 0.02% Added +359 +359
46 Prospera Financial Services Inc 0.05% of their portfolio Dallas, TX 24,27624.3k $1.2m $1.2m 0.05% New
47 COMERICA BANK 0.01% of their portfolio DALLAS, TX 22,84522.8k $1.1m $1.1m 0.01% New
48 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 21,92421.9k $1.1m $1.1m 0.00% Reduced -57.0k -57,045
49 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 21,40721.4k $1.1m $1.1m 0.01% Reduced -7.6k -7,574
50 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 20,74820.7k $1.0m $1.0m 0.01% Reduced -288 -288
51 LANARK FINANCIAL, INC. 0.11% of their portfolio BIRMINGHAM, AL 20,60420.6k $1.0m $1.0m 0.11% First filing
52 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 19,80419.8k $995.0k $995.0k 0.02% Reduced -9.5k -9,502
53 Waterloo Capital, L.P. 0.28% of their portfolio AUSTIN, TX 19,31119.3k $970.2k $970.2k 0.28% New
54 SILVER OAK SECURITIES, INCORPORATED 0.21% of their portfolio JACKSON, TN 18,90118.9k $949.6k $949.6k 0.21% Added +15.0k +14,988
55 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 18,63918.6k $936.0k $936.0k 0.01% Added +4.8k +4,836
56 SFI Advisors, LLC 0.89% of their portfolio Montclair, NJ 18,15018.1k $911.9k $911.9k 0.89% Reduced -22 -22
57 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 17,99318.0k $904.0k $904.0k 0.00% Reduced -869 -869
58 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 17,12417.1k $860.3k $860.3k 0.02% Added +2.6k +2,586
59 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 17,10317.1k $859.3k $859.3k 0.00% Reduced -2.7k -2,689
60 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 16,98117.0k $853.1k $853.1k 0.01% Added +3.4k +3,378
61 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 16,98117.0k $853.1k $853.1k 0.01% Added +3.4k +3,378
62 Gateway Wealth Partners, LLC 0.15% of their portfolio APPLETON, WI 16,67916.7k $837.9k $837.9k 0.15% Added +3.9k +3,876
63 OneAscent Financial Services LLC 0.20% of their portfolio BIRMINGHAM, AL 15,66715.7k $787.0k $787.0k 0.20% Added +1.9k +1,877
64 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 14,65114.7k $736.0k $736.0k 0.01% Reduced -201 -201
65 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 12,81212.8k $643.7k $643.7k 0.00% Reduced -548.5k -548,452
66 Waterfront Wealth Inc. 0.19% of their portfolio OVERLAND PARK, KS 12,09912.1k $576.4k $576.4k 0.19% Reduced -60 -60
67 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 11,68011.7k $587.2k $587.2k 0.02% Reduced -19 -19
68 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 11,62011.6k $583.8k $583.8k 0.01% Reduced -2.9k -2,870
69 ABLE Financial Group, LLC 0.29% of their portfolio SCOTTSDALE, AZ 11,48011.5k $576.8k $576.8k 0.29% Added +28 +28
70 RPg Family Wealth Advisory, LLC 0.22% of their portfolio BURLINGTON, MA 10,83810.8k $544.5k $544.5k 0.22% Reduced -192 -192
71 IFG Advisory, LLC 0.04% of their portfolio ATLANTA, GA 10,36010.4k $520.5k $520.5k 0.04% Reduced -7.2k -7,196
72 Cyndeo Wealth Partners, LLC 0.05% of their portfolio ST. PETERSBURG, FL 10,15310.2k $510.1k $510.1k 0.05% Unchanged
73 Pine Valley Investments Ltd Liability Co 0.05% of their portfolio MARLTON, NJ 10,14510.1k $509.7k $509.7k 0.05% Reduced -839 -839
74 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 9,2809.3k $466.2k $466.2k 0.00% Added +1.9k +1,933
75 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 9,1209.1k $458.2k $458.2k 0.01% Reduced -1.8k -1,789
76 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 8,7448.7k $439.3k $439.3k 0.01% Added +1.2k +1,194
77 Pinnacle Family Advisors, LLC 0.24% of their portfolio Springfield, MO 8,2228.2k $413.1k $413.1k 0.24% Reduced -3.2k -3,199
78 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 7,6697.7k $385.0k $385.0k 0.00% Added +134 +134
79 Global Retirement Partners, LLC 0.02% of their portfolio San Rafael, CA 7,2937.3k $350.9k $350.9k 0.02% Added +6.8k +6,769
80 Avior Wealth Management, LLC 0.02% of their portfolio OMAHA, NE 7,2317.2k $363.3k $363.3k 0.02% Reduced -3.3k -3,272
81 Walkner Condon Financial Advisors LLC 0.10% of their portfolio MADISON, WI 7,1517.2k $359.3k $359.3k 0.10% Reduced -3.1k -3,129
82 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 7,1447.1k $358.9k $358.9k 0.02% Reduced -1.2k -1,198
83 FLAGSTAR SECURITIES, INC 0.13% of their portfolio New York, NY 6,9757.0k $350.4k $350.4k 0.13% Reduced -2.4k -2,419
84 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 6,0916.1k $306.0k $306.0k 0.01% Reduced -1.3k -1,292
85 EPG Wealth Management LLC 0.09% of their portfolio ATLANTA, GA 5,8545.9k $294.1k $294.1k 0.09% Added +31 +31
86 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.02% of their portfolio BIRMINGHAM, AL 5,7055.7k $286.6k $286.6k 0.02% Added +194 +194
87 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 5,2545.3k $264.0k $264.0k 0.00% New
88 Element Wealth, LLC 0.19% of their portfolio RIDGELAND, MS 5,1115.1k $256.8k $256.8k 0.19% Reduced -169 -169
89 Arkadios Wealth Advisors 0.02% of their portfolio ATLANTA, GA 4,9615.0k $249.2k $249.2k 0.02% Reduced -1.6k -1,571
90 Petix & Botte Co 0.08% of their portfolio LA MESA, CA 4,8724.9k $244.8k $244.8k 0.08% Unchanged
91 TRANSCEND CAPITAL ADVISORS, LLC 0.02% of their portfolio MADISON, NJ 4,6434.6k $233.3k $233.3k 0.02% Reduced -25 -25
92 1776 Wealth LLC 0.12% of their portfolio ATLANTA, GA 4,4714.5k $224.6k $224.6k 0.12% Unchanged
93 Ausdal Financial Partners, Inc. 0.03% of their portfolio Davenport, IA 4,4634.5k $224.2k $224.2k 0.03% Reduced -11 -11
94 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 4,2514.3k $213.6k $213.6k 0.01% Reduced -2.4k -2,379
95 COMERICA SECURITIES,INC. 0.02% of their portfolio DETROIT, MI 4,1514.2k $208.5k $208.5k 0.02% Reduced -40 -40
96 RVW Wealth, LLC 0.02% of their portfolio LOS ANGELES, CA 3,1473.1k $158.1k $158.1k 0.02% New
97 Larson Financial Group LLC 0.01% of their portfolio ST LOUIS, MO 3,0133.0k $151.4k $151.4k 0.01% Added +1 +1
98 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,5382.5k $127.5k $127.5k 0.00% Added +55 +55
99 BENJAMIN EDWARDS INC 0.03% of their portfolio Clayton, MO 2,3282.3k $117.0k $117.0k 0.03% Reduced -7 -7
100 Migdal Insurance & Financial Holdings Ltd. 0.00% of their portfolio Petach Tikva, L3 1,9772.0k $99.0k $99.0k 0.00% Reduced -4.2k -4,189