Vault-13

FIRST TR EXCH TRD ALPHDX FD FDT

DEV MRK EX US · ETP · CUSIP 33737J174

120 institutional holders +13 vs Q4 2022
7,625,6707.6m shares reported held*
$387.1mreported value*
19 new 51 added 34 reduced 5 sold out net bought ≈ $43.1m (+850.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($394.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $50.76.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 94Q4 22: 107Q1 23: 120120Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202294
Q4 2022107
Q1 2023120

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 50 bought or addedQ4 22: 42 cut or sold outQ4 22Q1 23: 70 bought or addedQ1 23: 39 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225042
Q1 20237039

Biggest buyers

MORGAN STANLEY Added +219,380+219.4k
WELLS FARGO & COMPANY/MN Added +167,488+167.5k
LPL Financial LLC Added +109,725+109.7k
BENJAMIN F. EDWARDS & COMPANY, INC. Added +95,991+96.0k
ROYAL BANK OF CANADA Added +39,374+39.4k
STIFEL FINANCIAL CORP Added +35,653+35.7k
JANE STREET GROUP, LLC Added +34,302+34.3k
Coppell Advisory Solutions LLC Added +31,229+31.2k
Coppell Advisory Solutions Corp. Added +31,229+31.2k
FIRST TRUST ADVISORS LP Added +29,962+30.0k

Biggest sellers

CITADEL ADVISORS LLC Sold out -47,494-47.5k
BANK OF MONTREAL /CAN/ Reduced -43,081-43.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -26,867-26.9k
Kestra Advisory Services, LLC Reduced -23,818-23.8k
CWM, LLC Reduced -21,547-21.5k
Janney Montgomery Scott LLC Reduced -16,446-16.4k
MONEY CONCEPTS CAPITAL CORP Sold out -16,039-16.0k
IFP Advisors, Inc Reduced -15,498-15.5k
PNC Financial Services Group, Inc. Reduced -14,136-14.1k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -12,099-12.1k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,302,5801.3m $66.0m $66.0m 0.01% Added +219.4k +219,380
2 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 675,468675.5k $34.2m $34.2m 0.02% Added +7.8k +7,753
3 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 666,819666.8k $33.8m $33.8m 0.03% Added +109.7k +109,725
4 FIRST TRUST ADVISORS LP 0.03% of their portfolio Wheaton, IL 557,475557.5k $28.3m $28.3m 0.03% Added +30.0k +29,962
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 504,940504.9k $25.6m $25.6m 0.01% Added +167.5k +167,488
6 CWM, LLC 0.12% of their portfolio OMAHA, NE 356,743356.7k $18.1m $18.1m 0.12% Reduced -21.5k -21,547
7 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 287,647287.6k $14.6m $14.6m 0.03% Added +23.8k +23,774
8 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 241,062241.1k $12.2m $12.2m 0.02% Reduced -1.4k -1,403
9 UBS Group AG 0.01% of their portfolio ZURICH, V8 218,024218.0k $11.1m $11.1m 0.01% Added +10.0k +10,003
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 194,948194.9k $9.9m $9.9m 0.00% Added +39.4k +39,374
11 Kingsview Wealth Management, LLC 0.35% of their portfolio GRANTS PASS, OR 163,484163.5k $8.3m $8.3m 0.35% Added +7.1k +7,134
12 BENJAMIN F. EDWARDS & COMPANY, INC. 0.26% of their portfolio ST. LOUIS, MO 124,465124.5k $6.3m $6.3m 0.26% Added +96.0k +95,991
13 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 116,498116.5k $5.9m $5.9m 0.01% Reduced -12.1k -12,099
14 Coppell Advisory Solutions LLC 1.92% of their portfolio COPPELL, TX 116,050116.0k $5.9m $5.9m 1.92% Added +31.2k +31,229
15 Coppell Advisory Solutions Corp. 1.92% of their portfolio COPPELL, TX 116,050116.0k $5.9m $5.9m 1.92% Added +31.2k +31,229
16 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 100,432100.4k $5.1m $5.1m 0.00% Reduced -5.4k -5,435
17 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 97,68797.7k $5.0m $5.0m 0.04% Reduced -1.0k -1,020
18 AVANTAX ADVISORY SERVICES, INC. 0.06% of their portfolio DALLAS, TX 92,41792.4k $4.7m $4.7m 0.06% Reduced -4.3k -4,264
19 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 89,15289.2k $4.5m $4.5m 0.01% Added +35.7k +35,653
20 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 84,07484.1k $4.3m $4.3m 0.01% Added +2.1k +2,064
21 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 74,86074.9k $3.8m $3.8m 0.01% Added +34.3k +34,302
22 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 71,25371.3k $3.6m $3.6m 0.00% Added +29.6k +29,630
23 FSB PREMIER WEALTH MANAGEMENT, INC. 1.97% of their portfolio WATERLOO, IA 70,00570.0k $3.5m $3.5m 1.97% Added +267 +267
24 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 66,22566.2k $3.4m $3.4m 0.02% Added +7.5k +7,469
25 Snowden Capital Advisors LLC 0.13% of their portfolio New York, NY 65,78565.8k $3.3m $3.3m 0.13% Added +1.5k +1,519
26 Mainsail Financial Group, LLC 3.24% of their portfolio BELLEVUE, WA 65,03365.0k $3.3m $3.3m 3.24% Added +2.6k +2,630
27 SignalPoint Asset Management, LLC 1.04% of their portfolio SPRINGFIELD, MO 64,93064.9k $3.3m $3.3m 1.04% Added +4.9k +4,911
28 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 54,32254.3k $2.8m $2.8m 0.01% Added +16.7k +16,749
29 Integrated Wealth Concepts LLC 0.05% of their portfolio WALTHAM, MA 52,20452.2k $2.6m $2.6m 0.05% Reduced -22 -22
30 WEALTHSOURCE PARTNERS, LLC 0.18% of their portfolio SAN LUIS OBISPO, CA 51,10551.1k $2.6m $2.6m 0.18% Added +3.8k +3,839
31 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 45,06645.1k $2.3m $2.3m 0.02% Added +4.5k +4,450
32 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 42,23642.2k $2.1m $2.1m 0.02% Reduced -23.8k -23,818
33 IAMS WEALTH MANAGEMENT, LLC 1.73% of their portfolio OMAHA, NE 41,22141.2k $2.1m $2.1m 1.73% Added +206 +206
34 IFP Advisors, Inc 0.11% of their portfolio TAMPA, FL 41,03841.0k $2.6m $2.6m 0.11% Reduced -15.5k -15,498
35 Sigma Planning Corp 0.06% of their portfolio ANN ARBOR, MI 34,09934.1k $1.7m $1.7m 0.06% Reduced -986 -986
36 TPG Financial Advisors, LLC 0.89% of their portfolio PORTLAND, OR 32,31132.3k $1.6m $1.6m 0.89% Added +109 +109
37 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 30,61630.6k $1.6m $1.6m 0.02% Added +1.5k +1,456
38 StoneX Group Inc. 0.16% of their portfolio NEW YORK, NY 29,31029.3k $1.5m $1.5m 0.16% Added +20.4k +20,364
39 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 29,04929.0k $1.5m $1.5m 0.02% Added +1.6k +1,613
40 Towerpoint Wealth, LLC 0.81% of their portfolio SACRAMENTO, CA 27,81227.8k $1.4m $1.4m 0.81% Reduced -820 -820
41 LVZ, Inc. 0.20% of their portfolio Holland, MI 26,70426.7k $1.4m $1.4m 0.20% Added +9.6k +9,638
42 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 25,63025.6k $1.3m $1.3m 0.02% New
43 Catalyst Wealth Management, LLC 1.11% of their portfolio ATLANTA, GA 23,39523.4k $1.2m $1.2m 1.11% Added +3.8k +3,809
44 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 22,68122.7k $1.1m $1.1m 0.03% Added +287 +287
45 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 21,54021.5k $1.1m $1.1m 0.01% New
46 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 19,63119.6k $995.0k $995.0k 0.00% Reduced -16.4k -16,446
47 SFI Advisors, LLC 0.92% of their portfolio Montclair, NJ 18,17218.2k $921.1k $921.1k 0.92% Unchanged
48 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 17,31117.3k $877.5k $877.5k 0.01% Added +84 +84
49 IFG Advisory, LLC 0.08% of their portfolio ATLANTA, GA 16,99317.0k $861.4k $861.4k 0.08% Added +2.5k +2,478
50 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 14,80914.8k $750.7k $750.7k 0.02% Added +3.5k +3,509
51 Avior Wealth Management, LLC 0.05% of their portfolio OMAHA, NE 14,21414.2k $720.5k $720.5k 0.05% New
52 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 14,17514.2k $718.5k $718.5k 0.01% Added +8.0k +7,968
53 Gateway Wealth Partners, LLC 0.11% of their portfolio APPLETON, WI 13,87613.9k $703.4k $703.4k 0.11% Added +3.6k +3,645
54 NewEdge Wealth, LLC 0.02% of their portfolio STAMFORD, CT 12,79912.8k $648.8k $648.8k 0.02% New
55 Waterfront Wealth Inc. 0.20% of their portfolio OVERLAND PARK, KS 12,05912.1k $611.3k $611.3k 0.20% Added +135 +135
56 Pinnacle Family Advisors, LLC 0.37% of their portfolio Springfield, MO 11,86411.9k $601.4k $601.4k 0.37% Reduced -290 -290
57 OneAscent Financial Services LLC 0.24% of their portfolio BIRMINGHAM, AL 11,85611.9k $601.0k $601.0k 0.24% New
58 FLAGSTAR SECURITIES, INC 0.22% of their portfolio New York, NY 11,70311.7k $593.2k $593.2k 0.22% Reduced -1.2k -1,237
59 RPg Family Wealth Advisory, LLC 0.32% of their portfolio BURLINGTON, MA 11,58011.6k $587.0k $587.0k 0.32% New
60 GREAT VALLEY ADVISOR GROUP, INC. 0.03% of their portfolio WILMINGTON, DE 11,47411.5k $581.9k $581.9k 0.03% Added +446 +446
61 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 11,05811.1k $561.0k $561.0k 0.01% New
62 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 10,82910.8k $548.9k $548.9k 0.01% New
63 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 10,82910.8k $548.9k $548.9k 0.01% Added +5.9k +5,934
64 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 10,75110.8k $545.0k $545.0k 0.02% Added +2.0k +2,023
65 Walkner Condon Financial Advisors LLC 0.15% of their portfolio MADISON, WI 10,40110.4k $527.2k $527.2k 0.15% Reduced -291 -291
66 Pine Valley Investments Ltd Liability Co 0.08% of their portfolio MARLTON, NJ 10,30710.3k $526.5k $526.5k 0.08% First filing
67 Cyndeo Wealth Partners, LLC 0.06% of their portfolio ST. PETERSBURG, FL 10,15310.2k $514.7k $514.7k 0.06% Unchanged
68 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.04% of their portfolio BIRMINGHAM, AL 9,9509.9k $504.4k $504.4k 0.04% Added +258 +258
69 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 8,4678.5k $429.0k $429.0k 0.02% Reduced -1.1k -1,107
70 ABLE Financial Group, LLC 0.27% of their portfolio SCOTTSDALE, AZ 8,2108.2k $416.2k $416.2k 0.27% First filing
71 Migdal Insurance & Financial Holdings Ltd. 0.01% of their portfolio Petach Tikva, L3 7,7007.7k $390.0k $390.0k 0.01% Reduced -900 -900
72 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 6,5196.5k $330.5k $330.5k 0.02% Reduced -343 -343
73 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 6,3136.3k $320.0k $320.0k 0.00% Reduced -2.6k -2,569
74 TRANSCEND CAPITAL ADVISORS, LLC 0.03% of their portfolio MADISON, NJ 6,0166.0k $304.9k $304.9k 0.03% Added +159 +159
75 Arkadios Wealth Advisors 0.04% of their portfolio ATLANTA, GA 5,8365.8k $295.8k $295.8k 0.04% Added +468 +468
76 EPG Wealth Management LLC 0.09% of their portfolio ATLANTA, GA 5,7285.7k $290.3k $290.3k 0.09% Reduced -529 -529
77 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 5,6535.7k $286.6k $286.6k 0.01% Reduced -334 -334
78 Element Wealth, LLC 0.20% of their portfolio RIDGELAND, MS 5,3065.3k $269.0k $269.0k 0.20% Reduced -136 -136
79 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 5,0745.1k $257.2k $257.2k 0.00% Reduced -50 -50
80 Simplicity Solutions, LLC 0.01% of their portfolio MINNEAPOLIS, MN 4,6694.7k $236.7k $236.7k 0.01% Reduced -233 -233
81 Ausdal Financial Partners, Inc. 0.03% of their portfolio Davenport, IA 4,4794.5k $227.0k $227.0k 0.03% New
82 COMERICA SECURITIES,INC. 0.02% of their portfolio DETROIT, MI 4,2134.2k $213.6k $213.6k 0.02% Reduced -8 -8
83 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 4,1464.1k $210.2k $210.2k 0.01% New
84 SILVER OAK SECURITIES, INCORPORATED 0.03% of their portfolio JACKSON, TN 3,9564.0k $201.0k $201.0k 0.03% New
85 BENJAMIN EDWARDS INC 0.04% of their portfolio Clayton, MO 3,2973.3k $167.0k $167.0k 0.04% Reduced -84 -84
86 Larson Financial Group LLC 0.02% of their portfolio ST LOUIS, MO 2,9703.0k $150.5k $150.5k 0.02% Added +10 +10
87 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,8562.9k $144.8k $144.8k 0.00% Added +373 +373
88 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 2,5662.6k $130.1k $130.1k 0.01% Reduced -804 -804
89 Belpointe Asset Management LLC 0.01% of their portfolio RENO, NV 1,8431.8k $93.4k $93.4k 0.01% Reduced -333 -333
90 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,5551.6k $78.8k $78.8k 0.00% Reduced -14.1k -14,136
91 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,5281.5k $77.5k $77.5k 0.00% Unchanged
92 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,4371.4k $72.8k $72.8k 0.00% New
93 CREATIVE FINANCIAL DESIGNS INC /ADV 0.01% of their portfolio KOKOMO, IN 1,4051.4k $71.2k $71.2k 0.01% Added +10 +10
94 Farther Finance Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 1,3991.4k $70.9k $70.9k 0.02% Reduced -175 -175
95 MTM Investment Management, LLC 0.03% of their portfolio SPARTANBURG, SC 1,0151.0k $51.5k $51.5k 0.03% Unchanged
96 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 926926 $47.3k $47.3k 0.00% New
97 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 897897 $45.7k $45.7k 0.00% Reduced -43.1k -43,081
98 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 888888 $45.0k $45.0k 0.00% Unchanged
99 TUCKER ASSET MANAGEMENT LLC 0.01% of their portfolio LITTLETON, CO 867867 $43.9k $43.9k 0.01% Reduced -102 -102
100 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 789789 $40.0k $40.0k 0.00% Added +115 +115