Vault-13

FIRST TR EXCH TRD ALPHDX FD FDT

DEV MRK EX US · ETP · CUSIP 33737J174

107 institutional holders +13 vs Q3 2022
6,778,5596.8m shares reported held*
$324.6mreported value*
14 new 36 added 34 reduced 8 sold out net bought ≈ $28.2m (+591.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($161.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $47.89.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 94Q4 22: 107107Q3 22Q4 22
Numbers
QuarterHolders
Q3 202294
Q4 2022107

Biggest buyers

FIRST TRUST ADVISORS LP Added +512,769+512.8k
CWM, LLC Added +285,480+285.5k
LPL Financial LLC Added +233,337+233.3k
MORGAN STANLEY Added +64,089+64.1k
Cetera Investment Advisers Added +63,435+63.4k
BANK OF MONTREAL /CAN/ New +43,978+44.0k
Cetera Advisor Networks LLC Added +32,753+32.8k
Bank of New York Mellon Corp Added +30,710+30.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +26,867+26.9k
CITADEL ADVISORS LLC Added +26,757+26.8k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -331,468-331.5k
UBS Group AG Reduced -120,742-120.7k
OLD MISSION CAPITAL LLC Reduced -61,181-61.2k
JANE STREET GROUP, LLC Reduced -54,082-54.1k
KESTRA PRIVATE WEALTH SERVICES, LLC Reduced -50,488-50.5k
Sigma Planning Corp Reduced -45,894-45.9k
NewEdge Advisors, LLC Reduced -32,165-32.2k
ROYAL BANK OF CANADA Reduced -28,284-28.3k
RAYMOND JAMES & ASSOCIATES Reduced -18,968-19.0k
SILVER OAK SECURITIES, INCORPORATED Sold out -18,901-18.9k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,083,2001.1m $51.7m $51.7m 0.01% Added +64.1k +64,089
2 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 667,715667.7k $31.9m $31.9m 0.02% Added +3.8k +3,776
3 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 557,094557.1k $26.6m $26.6m 0.02% Added +233.3k +233,337
4 FIRST TRUST ADVISORS LP 0.03% of their portfolio Wheaton, IL 527,513527.5k $25.2m $25.2m 0.03% Added +512.8k +512,769
5 CWM, LLC 0.13% of their portfolio OMAHA, NE 378,290378.3k $18.1m $18.1m 0.13% Added +285.5k +285,480
6 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 337,452337.5k $16.1m $16.1m 0.01% Reduced -331.5k -331,468
7 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 263,873263.9k $12.6m $12.6m 0.03% Added +6.1k +6,070
8 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 242,465242.5k $11.6m $11.6m 0.02% Added +23.4k +23,392
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 208,021208.0k $9.9m $9.9m 0.00% Reduced -120.7k -120,742
10 Kingsview Wealth Management, LLC 0.32% of their portfolio GRANTS PASS, OR 156,350156.3k $7.5m $7.5m 0.32% Added +7.7k +7,677
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 155,574155.6k $7.4m $7.4m 0.00% Reduced -28.3k -28,284
12 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 128,597128.6k $6.1m $6.1m 0.01% Reduced -17.8k -17,792
13 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 105,867105.9k $5.1m $5.1m 0.00% Added +30.7k +30,710
14 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 98,70798.7k $4.7m $4.7m 0.04% Added +63.4k +63,435
15 AVANTAX ADVISORY SERVICES, INC. 0.06% of their portfolio DALLAS, TX 96,68196.7k $4.6m $4.6m 0.06% Added +716 +716
16 Coppell Advisory Solutions LLC 1.38% of their portfolio COPPELL, TX 84,82184.8k $4.0m $4.0m 1.38% First filing
17 Coppell Advisory Solutions Corp. 1.38% of their portfolio COPPELL, TX 84,82184.8k $4.0m $4.0m 1.38% First filing
18 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 82,01082.0k $3.9m $3.9m 0.01% Reduced -3.3k -3,305
19 FSB PREMIER WEALTH MANAGEMENT, INC. 1.82% of their portfolio WATERLOO, IA 69,73869.7k $3.3m $3.3m 1.82% Reduced -768 -768
20 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 66,05466.1k $3.2m $3.2m 0.03% Added +24.3k +24,271
21 Snowden Capital Advisors LLC 0.13% of their portfolio New York, NY 64,26664.3k $3.1m $3.1m 0.13% Added +10.8k +10,754
22 Mainsail Financial Group, LLC 3.16% of their portfolio BELLEVUE, WA 62,40362.4k $3.1m $3.1m 3.16% First filing
23 SignalPoint Asset Management, LLC 1.00% of their portfolio SPRINGFIELD, MO 60,01960.0k $2.9m $2.9m 1.00% Added +7.6k +7,590
24 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 58,75658.8k $2.8m $2.8m 0.02% Added +9.7k +9,742
25 IFP Advisors, Inc 0.10% of their portfolio TAMPA, FL 56,53656.5k $3.6m $3.6m 0.10% Reduced -2.7k -2,719
26 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 53,49953.5k $2.6m $2.6m 0.00% Reduced -6.3k -6,282
27 Integrated Wealth Concepts LLC 0.07% of their portfolio WALTHAM, MA 52,22652.2k $2.5m $2.5m 0.07% Reduced -6.1k -6,058
28 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 47,49447.5k $2.3m $2.3m 0.00% Added +26.8k +26,757
29 WEALTHSOURCE PARTNERS, LLC 0.16% of their portfolio SAN LUIS OBISPO, CA 47,26647.3k $2.3m $2.3m 0.16% Added +2.3k +2,315
30 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 43,97844.0k $2.1m $2.1m 0.00% New
31 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 41,62341.6k $2.0m $2.0m 0.00% Reduced -19.0k -18,968
32 IAMS WEALTH MANAGEMENT, LLC 1.99% of their portfolio OMAHA, NE 41,01541.0k $2.0m $2.0m 1.99% First filing
33 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 40,61640.6k $1.9m $1.9m 0.02% Added +32.8k +32,753
34 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 40,55840.6k $1.9m $1.9m 0.00% Reduced -54.1k -54,082
35 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 37,57337.6k $1.8m $1.8m 0.01% Reduced -2.6k -2,586
36 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 36,07736.1k $1.7m $1.7m 0.01% Reduced -8.3k -8,258
37 Sigma Planning Corp 0.06% of their portfolio ANN ARBOR, MI 35,08535.1k $1.7m $1.7m 0.06% Reduced -45.9k -45,894
38 TPG Financial Advisors, LLC 0.93% of their portfolio PORTLAND, OR 32,20232.2k $1.5m $1.5m 0.93% Reduced -117 -117
39 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 29,16029.2k $1.4m $1.4m 0.02% Added +2.2k +2,183
40 Towerpoint Wealth, LLC 0.79% of their portfolio SACRAMENTO, CA 28,63228.6k $1.4m $1.4m 0.79% Added +1.0k +1,049
41 BENJAMIN F. EDWARDS & COMPANY, INC. 0.06% of their portfolio ST. LOUIS, MO 28,47428.5k $1.4m $1.4m 0.06% Added +453 +453
42 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 27,43627.4k $1.3m $1.3m 0.02% Reduced -467 -467
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 26,86726.9k $1.3m $1.3m 0.00% New
44 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 22,39422.4k $1.1m $1.1m 0.03% Reduced -859 -859
45 Catalyst Wealth Management, LLC 0.88% of their portfolio ATLANTA, GA 19,58619.6k $934.8k $934.8k 0.88% First filing
46 SFI Advisors, LLC 0.94% of their portfolio Montclair, NJ 18,17218.2k $867.4k $867.4k 0.94% Reduced -121 -121
47 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 17,22717.2k $822.2k $822.2k 0.01% New
48 LVZ, Inc. 0.13% of their portfolio Holland, MI 17,06617.1k $814.6k $814.6k 0.13% Added +1.3k +1,343
49 MONEY CONCEPTS CAPITAL CORP 0.03% of their portfolio PALM BEACH GARDENS, FL 16,03916.0k $765.6k $765.6k 0.03% Added +10.6k +10,614
50 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 15,69115.7k $748.9k $748.9k 0.00% Reduced -7.1k -7,102
51 IFG Advisory, LLC 0.07% of their portfolio ATLANTA, GA 14,51514.5k $692.0k $692.0k 0.07% Added +121 +121
52 S.C. Financial Services, Inc. 1.00% of their portfolio SCOTTSDALE, AZ 13,58313.6k $648.3k $648.3k 1.00% Added +244 +244
53 FLAGSTAR SECURITIES, INC 0.22% of their portfolio New York, NY 12,94012.9k $617.6k $617.6k 0.22% Reduced -14.4k -14,353
54 Pinnacle Family Advisors, LLC 0.41% of their portfolio Springfield, MO 12,15412.2k $580.1k $580.1k 0.41% Reduced -498 -498
55 Waterfront Wealth Inc. 0.22% of their portfolio OVERLAND PARK, KS 11,92411.9k $626.1k $626.1k 0.22% Added +135 +135
56 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 11,30011.3k $539.3k $539.3k 0.02% Added +477 +477
57 GREAT VALLEY ADVISOR GROUP, INC. 0.03% of their portfolio WILMINGTON, DE 11,02811.0k $526.1k $526.1k 0.03% Added +416 +416
58 Walkner Condon Financial Advisors LLC 0.15% of their portfolio MADISON, WI 10,69210.7k $510.3k $510.3k 0.15% Reduced -712 -712
59 Gateway Wealth Partners, LLC 0.08% of their portfolio APPLETON, WI 10,23110.2k $488.3k $488.3k 0.08% First filing
60 Cyndeo Wealth Partners, LLC 0.06% of their portfolio ST. PETERSBURG, FL 10,15310.2k $484.6k $484.6k 0.06% First filing
61 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.04% of their portfolio BIRMINGHAM, AL 9,6929.7k $462.6k $462.6k 0.04% Added +175 +175
62 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 9,5749.6k $457.0k $457.0k 0.02% Reduced -16.0k -15,951
63 StoneX Group Inc. 0.05% of their portfolio NEW YORK, NY 8,9468.9k $427.0k $427.0k 0.05% Reduced -398 -398
64 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 8,8828.9k $424.0k $424.0k 0.00% Added +58 +58
65 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 8,7288.7k $416.6k $416.6k 0.02% Reduced -50.5k -50,488
66 Migdal Insurance & Financial Holdings Ltd. 0.01% of their portfolio Petach Tikva, L3 8,6008.6k $411.0k $411.0k 0.01% Reduced -68 -68
67 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 6,8626.9k $354.1k $354.1k 0.02% Added +1.2k +1,237
68 EPG Wealth Management LLC 0.11% of their portfolio ATLANTA, GA 6,2576.3k $298.6k $298.6k 0.11% Added +23 +23
69 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 6,2076.2k $225.8k $225.8k 0.01% Reduced -32.2k -32,165
70 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 5,9876.0k $285.8k $285.8k 0.01% Reduced -61.2k -61,181
71 TRANSCEND CAPITAL ADVISORS, LLC 0.03% of their portfolio MADISON, NJ 5,8575.9k $279.6k $279.6k 0.03% Added +427 +427
72 Element Wealth, LLC 0.21% of their portfolio RIDGELAND, MS 5,4425.4k $259.7k $259.7k 0.21% Reduced -71 -71
73 Arkadios Wealth Advisors 0.03% of their portfolio ATLANTA, GA 5,3685.4k $256.2k $256.2k 0.03% New
74 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 5,1245.1k $244.6k $244.6k 0.00% New
75 Concorde Asset Management, LLC 0.21% of their portfolio ANN ARBOR, MI 5,0395.0k $240.5k $240.5k 0.21% Reduced -685 -685
76 Simplicity Solutions, LLC 0.03% of their portfolio MINNEAPOLIS, MN 4,9024.9k $234.0k $234.0k 0.03% Reduced -788 -788
77 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 4,8954.9k $233.6k $233.6k 0.01% New
78 COMERICA SECURITIES,INC. 0.01% of their portfolio DETROIT, MI 4,2214.2k $201.5k $201.5k 0.01% New
79 Kraft, Davis & Associates, LLC 0.08% of their portfolio St. Louis, MO 3,9734.0k $203.2k $203.2k 0.08% First filing
80 BENJAMIN EDWARDS INC 0.04% of their portfolio Clayton, MO 3,3813.4k $161.0k $161.0k 0.04% Reduced -145 -145
81 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 3,3703.4k $160.8k $160.8k 0.01% Added +219 +219
82 Larson Financial Group LLC 0.02% of their portfolio ST LOUIS, MO 2,9603.0k $141.3k $141.3k 0.02% Reduced -172 -172
83 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,4832.5k $118.5k $118.5k 0.00% Reduced -1.9k -1,903
84 Belpointe Asset Management LLC 0.01% of their portfolio RENO, NV 2,1762.2k $103.9k $103.9k 0.01% New
85 Farther Finance Advisors, LLC 0.03% of their portfolio SAN FRANCISCO, CA 1,5741.6k $75.1k $75.1k 0.03% First filing
86 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,5281.5k $72.9k $72.9k 0.00% Unchanged
87 CREATIVE FINANCIAL DESIGNS INC /ADV 0.01% of their portfolio KOKOMO, IN 1,3951.4k $66.6k $66.6k 0.01% Unchanged
88 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,0901.1k $52.0k $52.0k 0.00% Unchanged
89 MTM Investment Management, LLC 0.03% of their portfolio SPARTANBURG, SC 1,0151.0k $48.4k $48.4k 0.03% Unchanged
90 TUCKER ASSET MANAGEMENT LLC 0.01% of their portfolio LITTLETON, CO 969969 $46.5k $46.5k 0.01% Added +63 +63
91 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 888888 $42.4k $42.4k 0.00% Added +787 +787
92 Plante Moran Financial Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 773773 $36.9k $36.9k 0.01% Unchanged
93 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 674674 $32.0k $32.0k 0.00% New
94 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 577577 $27.5k $27.5k 0.00% Unchanged
95 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 555555 $26.5k $26.5k 0.00% Unchanged
96 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 388388 $18.5k $18.5k 0.00% New
97 Colonial Trust Advisors 0.00% of their portfolio SPARTANBURG, SC 200200 $9.5k $9.5k 0.00% New
98 Clearview Wealth Advisors LLC 0.01% of their portfolio SALEM, OR 176176 $8.4k $8.4k 0.01% Unchanged
99 DB Wealth Management Group, LLC 0.00% of their portfolio SAN DIEGO, CA 103103 $4.9k $4.9k 0.00% New
100 M&R CAPITAL MANAGEMENT INC 0.00% of their portfolio SUMMIT, NJ 8383 $4.0k $4.0k 0.00% Unchanged