Vault-13

FIRST TR EXCH TRD ALPHDX FD FJP

JAPAN ALPHADEX · ETP · CUSIP 33737J158

72 institutional holders +0 vs Q1 2024
3,328,6013.3m shares reported held*
$171.5mreported value*
8 new 34 added 25 reduced 8 sold out net sold ≈ $49.8m (-966.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($69.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $51.52. Options: 0 managers hold calls (— notional), 1 hold puts ($0).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 22Q4 22: 24Q1 23: 27Q2 23: 40Q3 23: 68Q4 23: 74Q1 24: 72Q2 24: 7272Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202222
Q4 202224
Q1 202327
Q2 202340
Q3 202368
Q4 202374
Q1 202472
Q2 202472

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 14 bought or addedQ4 22: 11 cut or sold outQ4 22Q1 23: 11 bought or addedQ1 23: 13 cut or sold outQ2 23: 31 bought or addedQ2 23: 9 cut or sold outQ2 23Q3 23: 52 bought or addedQ3 23: 10 cut or sold outQ4 23: 45 bought or addedQ4 23: 28 cut or sold outQ4 23Q1 24: 43 bought or addedQ1 24: 35 cut or sold outQ2 24: 42 bought or addedQ2 24: 33 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221411
Q1 20231113
Q2 2023319
Q3 20235210
Q4 20234528
Q1 20244335
Q2 20244233

Biggest buyers

Prospera Financial Services Inc New +19,852+19.9k
Rathbones Group PLC Added +16,620+16.6k
BENJAMIN F. EDWARDS & COMPANY, INC. Added +16,475+16.5k
FIRST TRUST ADVISORS LP Added +14,072+14.1k
ASSETMARK, INC Added +13,536+13.5k
Atria Investments, Inc New +13,278+13.3k
IFP Advisors, Inc Added +10,569+10.6k
CITADEL ADVISORS LLC Added +9,008+9.0k
STIFEL FINANCIAL CORP Added +7,608+7.6k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +4,891+4.9k

Biggest sellers

MORGAN STANLEY Reduced -962,058-962.1k
Good Life Advisors, LLC Reduced -44,948-44.9k
Guild Investment Management, Inc. Sold out -36,520-36.5k
RPg Family Wealth Advisory, LLC Sold out -13,763-13.8k
JANE STREET GROUP, LLC Reduced -11,333-11.3k
Csenge Advisory Group Reduced -11,188-11.2k
Janney Montgomery Scott LLC Reduced -6,532-6.5k
Stratos Wealth Partners, LTD. Sold out -5,881-5.9k
OSAIC HOLDINGS, INC. Reduced -5,093-5.1k
OLD MISSION CAPITAL LLC Sold out -4,197-4.2k

Biggest calls

None

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.04% of their portfolio Wheaton, IL 735,640735.6k $37.9m $37.9m 0.04% Added +14.1k +14,072
2 CW Advisors, LLC 0.58% of their portfolio BOSTON, MA 714,072714.1k $36.8m $36.8m 0.58% Reduced -2.9k -2,886
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 443,430443.4k $22.8m $22.8m 0.00% Reduced -962.1k -962,058
4 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 205,052205.1k $10.6m $10.6m 0.00% Reduced -2.8k -2,845
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 104,105104.1k $5.4m $5.4m 0.00% Reduced -1.9k -1,851
6 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 77,25177.3k $4.0m $4.0m 0.01% Added +4.9k +4,891
7 BENJAMIN F. EDWARDS & COMPANY, INC. 0.06% of their portfolio ST. LOUIS, MO 67,26167.3k $3.5m $3.5m 0.06% Added +16.5k +16,475
8 Rathbones Group PLC 0.02% of their portfolio Liverpool, X0 62,99963.0k $3.2m $3.2m 0.02% Added +16.6k +16,620
9 Good Life Advisors, LLC 0.26% of their portfolio READING, PA 61,73161.7k $3.2m $3.2m 0.26% Reduced -44.9k -44,948
10 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 58,39258.4k $3.0m $3.0m 0.01% Added +13.5k +13,536
11 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 53,53353.5k $2.8m $2.8m 0.01% Reduced -1.4k -1,373
12 Holistic Financial Partners 1.30% of their portfolio INDIANAPOLIS, IN 50,12650.1k $2.6m $2.6m 1.30% Reduced -500 -500
13 Coppell Advisory Solutions LLC 0.37% of their portfolio COPPELL, TX 43,49543.5k $2.2m $2.2m 0.37% First filing
14 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 37,54137.5k $1.9m $1.9m 0.00% Added +2.3k +2,348
15 Transamerica Financial Advisors, LLC 0.18% of their portfolio CEDAR RAPIDS, IA 33,04133.0k $1.7m $1.7m 0.18% Unchanged
16 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 31,11131.1k $1.6m $1.6m 0.00% Added +2.8k +2,796
17 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 30,88830.9k $1.6m $1.6m 0.00% Added +792 +792
18 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 26,22826.2k $1.4m $1.4m 0.01% Reduced -426 -426
19 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 25,88725.9k $1.3m $1.3m 0.00% Added +2.6k +2,582
20 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 25,42625.4k $1.3m $1.3m 0.00% Reduced -3.6k -3,561
21 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 25,09025.1k $1.3m $1.3m 0.00% Added +3.4k +3,404
22 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 24,45824.5k $1.3m $1.3m 0.01% Added +3.2k +3,158
23 American Institute for Advanced Investment Management, LLP 0.95% of their portfolio Scottsdale, AZ 24,00524.0k $1.2m $1.2m 0.95% Reduced -480 -480
24 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 21,57821.6k $1.1m $1.1m 0.04% Added +10.6k +10,569
25 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 21,29021.3k $1.1m $1.1m 0.00% Added +440 +440
26 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 19,85219.9k $1.0m $1.0m 0.03% New
27 SignalPoint Asset Management, LLC 0.23% of their portfolio SPRINGFIELD, MO 16,75916.8k $863.4k $863.4k 0.23% Added +3.3k +3,302
28 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 16,05216.1k $827.0k $827.0k 0.00% Added +83 +83
29 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 15,75115.8k $811.5k $811.5k 0.00% Added +9.0k +9,008
30 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 15,36515.4k $791.6k $791.6k 0.02% Reduced -1.2k -1,236
31 Hilltop Holdings Inc. 0.08% of their portfolio DALLAS, TX 13,75613.8k $708.7k $708.7k 0.08% Added +1.6k +1,554
32 Gateway Wealth Partners, LLC 0.21% of their portfolio APPLETON, WI 13,63813.6k $702.6k $702.6k 0.21% Added +810 +810
33 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 13,47613.5k $694.3k $694.3k 0.01% Added +2.8k +2,840
34 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 13,47613.5k $694.3k $694.3k 0.01% Added +2.8k +2,840
35 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 13,27813.3k $684.1k $684.1k 0.01% New
36 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 12,35412.4k $636.5k $636.5k 0.01% Reduced -149 -149
37 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 12,26212.3k $631.8k $631.8k 0.00% Added +7.6k +7,608
38 Csenge Advisory Group 0.03% of their portfolio CLEARWATER, FL 11,82011.8k $608.9k $608.9k 0.03% Reduced -11.2k -11,188
39 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 11,12611.1k $573.0k $573.0k 0.01% Added +673 +673
40 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 10,79510.8k $556.2k $556.2k 0.00% Reduced -5.1k -5,093
41 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 10,75910.8k $554.3k $554.3k 0.01% Added +384 +384
42 OneAscent Financial Services LLC 0.07% of their portfolio BIRMINGHAM, AL 10,35410.4k $533.0k $533.0k 0.07% Added +741 +741
43 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 9,7779.8k $503.7k $503.7k 0.00% Added +921 +921
44 IAMS WEALTH MANAGEMENT, LLC 0.26% of their portfolio OMAHA, NE 9,2009.2k $474.0k $474.0k 0.26% Reduced -2.9k -2,921
45 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 6,0236.0k $310.7k $310.7k 0.02% Added +127 +127
46 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 5,9385.9k $305.9k $305.9k 0.00% Reduced -41 -41
47 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 5,7175.7k $295.0k $295.0k 0.00% Added +142 +142
48 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 5,6605.7k $292.0k $292.0k 0.00% Reduced -13 -13
49 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 5,4925.5k $283.0k $283.0k 0.00% Reduced -6.5k -6,532
50 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 5,1915.2k $267.4k $267.4k 0.00% Reduced -11.3k -11,333
51 Patriot Financial Group Insurance Agency, LLC 0.04% of their portfolio Westborough, MA 5,0045.0k $257.8k $257.8k 0.04% Added +276 +276
52 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 4,5704.6k $235.4k $235.4k 0.01% Reduced -25 -25
53 GeoWealth Management, LLC 0.01% of their portfolio CHICAGO, IL 4,5124.5k $232.5k $232.5k 0.01% Added +658 +658
54 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 4,3754.4k $228.5k $228.5k 0.00% First filing
55 Mariner, LLC 0.00% of their portfolio Overland Park, KS 4,0284.0k $207.5k $207.5k 0.00% Reduced -943 -943
56 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 3,8953.9k $200.7k $200.7k 0.01% New
57 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 3,2463.2k $167.2k $167.2k 0.01% Reduced -7 -7
58 REAP Financial Group, LLC 0.04% of their portfolio AUSTIN, TX 2,7152.7k $139.9k $139.9k 0.04% Unchanged
59 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 2,4852.5k $128.0k $128.0k 0.01% Reduced -242 -242
60 TSFG, LLC 0.02% of their portfolio LAKE FOREST, IL 1,4001.4k $72.0k $72.0k 0.02% Added +4 +4
61 Mowery & Schoenfeld Wealth Management, LLC 0.10% of their portfolio LINCOLNSHIRE, IL 1,3691.4k $70.5k $70.5k 0.10% New
62 BENJAMIN EDWARDS INC 0.01% of their portfolio Clayton, MO 1,3481.3k $69.0k $69.0k 0.01% Added +96 +96
63 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 986986 $50.8k $50.8k 0.00% Reduced -17 -17
64 TUCKER ASSET MANAGEMENT LLC 0.01% of their portfolio LITTLETON, CO 782782 $40.3k $40.3k 0.01% Added +551 +551
65 FMR LLC 0.00% of their portfolio BOSTON, MA 420420 $21.6k $21.6k 0.00% New
66 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 375375 $19.0k $19.0k 0.00% Unchanged
67 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 273273 $14.1k $14.1k 0.00% New
68 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 200200 $10.3k $10.3k 0.00% Added +95 +95
69 COMERICA BANK 0.00% of their portfolio DALLAS, TX 140140 $7.2k $7.2k 0.00% Added +1 +1
70 UBS Group AG 0.00% of their portfolio ZURICH, V8 135135 $7.0k $7.0k 0.00% Reduced -614 -614
71 PSI Advisors, LLC 0.00% of their portfolio TAMPA, FL 104104 $5.4k $5.4k 0.00% New
72 Sandy Spring Bank 0.00% of their portfolio Olney, MD 8686 $4.4k $4.4k 0.00% New