Vault-13

FIRST TR EXCH TRD ALPHDX FD FCA

CHINA ALPHADEX · ETP · CUSIP 33737J141

25 institutional holders +0 vs Q1 2026
758,861758.9k shares reported held*
$20.7mreported value*
7 new 6 added 8 reduced 9 sold out net sold ≈ $58.7m (-2.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.26.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 13Q4 22: 10Q1 23: 12Q2 23: 11Q3 23: 11Q4 23: 15Q1 24: 12Q2 24: 8Q3 24: 12Q4 24: 17Q1 25: 18Q2 25: 17Q3 25: 22Q4 25: 20Q1 26: 25Q2 26: 2525Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202213
Q4 202210
Q1 202312
Q2 202311
Q3 202311
Q4 202315
Q1 202412
Q2 20248
Q3 202412
Q4 202417
Q1 202518
Q2 202517
Q3 202522
Q4 202520
Q1 202625
Q2 202625

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 24: 7 bought or addedQ3 24: 4 cut or sold outQ4 24: 9 bought or addedQ4 24: 8 cut or sold outQ4 24Q1 25: 7 bought or addedQ1 25: 11 cut or sold outQ2 25: 6 bought or addedQ2 25: 10 cut or sold outQ2 25Q3 25: 16 bought or addedQ3 25: 7 cut or sold outQ4 25: 8 bought or addedQ4 25: 15 cut or sold outQ4 25Q1 26: 17 bought or addedQ1 26: 6 cut or sold outQ2 26: 13 bought or addedQ2 26: 17 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202474
Q4 202498
Q1 2025711
Q2 2025610
Q3 2025167
Q4 2025815
Q1 2026176
Q2 20261317

Biggest buyers

OLD MISSION CAPITAL LLC Added +278,535+278.5k
CITADEL ADVISORS LLC Added +82,468+82.5k
Cambridge Investment Research Advisors, Inc. Added +38,204+38.2k
MILLENNIUM MANAGEMENT LLC New +33,973+34.0k
GOLDMAN SACHS GROUP INC New +24,456+24.5k
FLOW TRADERS U.S. LLC New +12,579+12.6k
JPMORGAN CHASE & CO New +10,500+10.5k
HRT FINANCIAL LP New +9,156+9.2k
Integrated Wealth Concepts LLC New +7,116+7.1k
Avestar Capital, LLC Added +623+623

Biggest sellers

FIRST TRUST ADVISORS LP Sold out -2,038,422-2.0m
&PARTNERS Sold out -246,980-247.0k
Advisory Services Network, LLC Sold out -110,818-110.8k
BANK OF MONTREAL /CAN/ Sold out -50,309-50.3k
RAYMOND JAMES FINANCIAL INC Sold out -36,497-36.5k
JANE STREET GROUP, LLC Reduced -36,301-36.3k
LPL Financial LLC Reduced -31,878-31.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -22,849-22.8k
Transamerica Financial Advisors, LLC Reduced -21,403-21.4k
Unique Wealth Strategies, LLC Reduced -20,115-20.1k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -5.4 pts · filed 2026-04-07 57.4% -5.4 pts 2.0m≈ $55.6m 2026-04-07

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 OLD MISSION CAPITAL LLC 0.22% of their portfolio CHICAGO, IL 315,188315.2k $8.6m $8.6m 0.22% Added +278.5k +278,535
2 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 89,36289.4k $2.4m $2.4m 0.00% Added +82.5k +82,468
3 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 77,84677.8k $2.1m $2.1m 0.00% Added +38.2k +38,204
4 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 62,48662.5k $1.7m $1.7m 0.00% Reduced -36.3k -36,301
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 34,70134.7k $945.9k $945.9k 0.00% Reduced -22.8k -22,849
6 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 33,97334.0k $926.1k $926.1k 0.00% New
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 29,14329.1k $794.4k $794.4k 0.00% Reduced -31.9k -31,878
8 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 24,45624.5k $666.7k $666.7k 0.00% New
9 Avestar Capital, LLC 0.04% of their portfolio New York, NY 22,66222.7k $617.8k $617.8k 0.04% Added +623 +623
10 Genesee Capital Advisors, LLC 0.15% of their portfolio AUBURN, NY 17,82717.8k $486.0k $486.0k 0.15% Reduced -236 -236
11 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 12,57912.6k $343.0k $343.0k 0.01% New
12 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 10,50010.5k $286.9k $286.9k 0.00% New
13 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 9,1569.2k $249.0k $249.0k 0.00% New
14 Unique Wealth Strategies, LLC 0.07% of their portfolio BURR RIDGE, IL 7,3697.4k $200.9k $200.9k 0.07% Reduced -20.1k -20,115
15 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 7,1167.1k $194.0k $194.0k 0.00% New
16 COMPASS FINANCIAL MANAGEMENT LLC 0.00% of their portfolio TAMPA, FL 1,4541.5k $39.6k $39.6k 0.00% First filing
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,1191.1k $30.5k $30.5k 0.00% Reduced -58 -58
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 600600 $17.0k $17.0k 0.00% Added +500 +500
19 SITTNER & NELSON, LLC 0.00% of their portfolio EUGENE, OR 540540 $14.7k $14.7k 0.00% New
20 Transamerica Financial Advisors, LLC 0.00% of their portfolio CEDAR RAPIDS, IA 297297 $8.1k $8.1k 0.00% Reduced -21.4k -21,403
21 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 255255 $7.0k $7.0k 0.00% Unchanged
22 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 8888 $2.4k $2.4k 0.00% Unchanged
23 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 7575 $2.0k $2.0k 0.00% Reduced -8.0k -7,965
24 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 6565 $1.8k $1.8k 0.00% First filing
25 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 44 $111 $111 0.00% Added +3 +3