Vault-13

FIRST TR EXCH TRD ALPHDX FD FEP

EUROPE ALPHADEX · ETP · CUSIP 33737J117

105 institutional holders +7 vs Q3 2024
3,160,0963.2m shares reported held*
$113.2mreported value*
11 new 41 added 32 reduced 10 sold out net sold ≈ $5.9m (-163.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $35.83.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 82Q4 22: 90Q1 23: 101Q2 23: 95Q3 23: 96Q4 23: 99Q1 24: 99Q2 24: 97Q3 24: 98Q4 24: 105105Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202282
Q4 202290
Q1 2023101
Q2 202395
Q3 202396
Q4 202399
Q1 202499
Q2 202497
Q3 202498
Q4 2024105

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 43 bought or addedQ1 23: 54 cut or sold outQ2 23: 48 bought or addedQ2 23: 47 cut or sold outQ2 23Q3 23: 48 bought or addedQ3 23: 41 cut or sold outQ4 23: 40 bought or addedQ4 23: 53 cut or sold outQ4 23Q1 24: 42 bought or addedQ1 24: 47 cut or sold outQ2 24: 42 bought or addedQ2 24: 52 cut or sold outQ2 24Q3 24: 46 bought or addedQ3 24: 43 cut or sold outQ4 24: 52 bought or addedQ4 24: 42 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20234354
Q2 20234847
Q3 20234841
Q4 20234053
Q1 20244247
Q2 20244252
Q3 20244643
Q4 20245242

Biggest buyers

FLOW TRADERS U.S. LLC New +36,340+36.3k
CITADEL ADVISORS LLC New +25,329+25.3k
OneAscent Financial Services LLC New +20,325+20.3k
ASSETMARK, INC Added +16,534+16.5k
PFG Advisors Added +13,571+13.6k
Coppell Advisory Solutions LLC Added +13,537+13.5k
BENJAMIN EDWARDS INC Added +10,392+10.4k
LaSalle St. Investment Advisors, LLC New +9,678+9.7k
Cambridge Investment Research Advisors, Inc. Added +7,528+7.5k
KINGSWOOD WEALTH ADVISORS, LLC New +5,962+6.0k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -166,086-166.1k
MORGAN STANLEY Reduced -44,201-44.2k
OSAIC HOLDINGS, INC. Reduced -21,205-21.2k
JANE STREET GROUP, LLC Reduced -16,929-16.9k
LPL Financial LLC Reduced -15,415-15.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -10,237-10.2k
Atria Wealth Solutions, Inc. Reduced -9,118-9.1k
GeoWealth Management, LLC Sold out -8,610-8.6k
Patriot Financial Group Insurance Agency, LLC Sold out -8,244-8.2k
Treasure Coast Financial Planning Sold out -7,494-7.5k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +2.6 pts · filed 2026-04-14 12.8% +2.6 pts 1.1m≈ $65.3m 2026-04-14

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 524,559524.6k $18.8m $18.8m 0.00% Reduced -44.2k -44,201
2 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 308,361308.4k $11.0m $11.0m 0.00% Added +4.9k +4,872
3 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 244,145244.1k $8.7m $8.7m 0.00% Reduced -15.4k -15,415
4 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 160,165160.2k $5.7m $5.7m 0.00% Reduced -166.1k -166,086
5 Vontobel Holding Ltd. 0.02% of their portfolio ZURICH, V8 152,978153.0k $5.5m $5.5m 0.02% Reduced -316 -316
6 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 112,038112.0k $4.0m $4.0m 0.01% Added +3.4k +3,387
7 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 107,122107.1k $3.8m $3.8m 0.01% Added +16.5k +16,534
8 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 106,544106.5k $3.8m $3.8m 0.00% First filing
9 Coppell Advisory Solutions LLC 0.47% of their portfolio COPPELL, TX 93,43893.4k $3.4m $3.4m 0.47% Added +13.5k +13,537
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 74,07174.1k $2.7m $2.7m 0.00% Reduced -1.2k -1,241
11 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 65,54965.5k $2.3m $2.3m 0.01% Added +2.1k +2,087
12 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 62,46162.5k $2.2m $2.2m 0.01% Added +7.5k +7,528
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 61,22561.2k $2.2m $2.2m 0.00% Reduced -10.2k -10,237
14 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 53,53753.5k $1.9m $1.9m 0.00% Reduced -2.3k -2,296
15 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 46,40546.4k $1.7m $1.7m 0.01% Added +41 +41
16 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 45,79945.8k $1.6m $1.6m 0.00% Added +2.2k +2,204
17 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 41,68941.7k $1.5m $1.5m 0.01% Added +4.9k +4,875
18 Mainsail Financial Group, LLC 0.82% of their portfolio BELLEVUE, WA 39,70239.7k $1.4m $1.4m 0.82% Reduced -488 -488
19 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 38,94338.9k $1.4m $1.4m 0.03% Added +2.4k +2,401
20 FLOW TRADERS U.S. LLC 0.05% of their portfolio NEW YORK, NY 36,34036.3k $1.3m $1.3m 0.05% New
21 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 33,94733.9k $1.2m $1.2m 0.00% Reduced -6.3k -6,297
22 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 31,81131.8k $1.1m $1.1m 0.00% Reduced -5.0k -5,042
23 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 31,39831.4k $1.1m $1.1m 0.01% Added +1.3k +1,311
24 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 31,39831.4k $1.1m $1.1m 0.01% Added +1.3k +1,311
25 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 29,91229.9k $1.1m $1.1m 0.00% Reduced -21.2k -21,205
26 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 28,60628.6k $1.0m $1.0m 0.03% Added +1.8k +1,805
27 BENJAMIN EDWARDS INC 0.01% of their portfolio Clayton, MO 26,84326.8k $961.4k $961.4k 0.01% Added +10.4k +10,392
28 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 26,24426.2k $939.9k $939.9k 0.01% Added +4.0k +4,000
29 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 25,32925.3k $907.1k $907.1k 0.00% New
30 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 24,44024.4k $875.3k $875.3k 0.00% Added +31 +31
31 PFG Advisors 0.05% of their portfolio Phoenix, AZ 24,19324.2k $866.4k $866.4k 0.05% Added +13.6k +13,571
32 Snowden Capital Advisors LLC 0.03% of their portfolio New York, NY 23,53923.5k $843.0k $843.0k 0.03% Reduced -837 -837
33 SignalPoint Asset Management, LLC 0.20% of their portfolio SPRINGFIELD, MO 22,41522.4k $802.8k $802.8k 0.20% Reduced -2.6k -2,597
34 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 22,15722.2k $793.5k $793.5k 0.01% Reduced -9.1k -9,118
35 Gateway Wealth Partners, LLC 0.20% of their portfolio APPLETON, WI 21,27621.3k $762.0k $762.0k 0.20% Added +1.4k +1,401
36 OneAscent Financial Services LLC 0.06% of their portfolio BIRMINGHAM, AL 20,32520.3k $728.0k $728.0k 0.06% New
37 RPg Family Wealth Advisory, LLC 0.25% of their portfolio BURLINGTON, MA 19,79919.8k $709.1k $709.1k 0.25% Added +199 +199
38 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 19,24819.2k $689.0k $689.0k 0.00% Added +65 +65
39 IAMS WEALTH MANAGEMENT, LLC 0.28% of their portfolio OMAHA, NE 16,83316.8k $602.9k $602.9k 0.28% Added +466 +466
40 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 16,55116.6k $593.0k $593.0k 0.01% Added +1.8k +1,784
41 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 15,73815.7k $563.7k $563.7k 0.00% Added +143 +143
42 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 15,02515.0k $538.1k $538.1k 0.01% Added +23 +23
43 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 14,99215.0k $536.9k $536.9k 0.00% Reduced -16.9k -16,929
44 ABLE Financial Group, LLC 0.15% of their portfolio SCOTTSDALE, AZ 14,52414.5k $520.2k $520.2k 0.15% Added +24 +24
45 1776 Wealth LLC 0.17% of their portfolio ATLANTA, GA 10,61310.6k $380.1k $380.1k 0.17% Reduced -656 -656
46 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 10,57110.6k $378.6k $378.6k 0.01% Reduced -456 -456
47 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 10,46010.5k $374.6k $374.6k 0.00% Reduced -1.0k -1,018
48 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 10,36510.4k $371.2k $371.2k 0.00% Reduced -271 -271
49 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 9,99610.0k $378.8k $378.8k 0.00% Added +539 +539
50 HFG Advisors, Inc. 0.31% of their portfolio CINCINATTI, OH 9,97610.0k $357.3k $357.3k 0.31% Unchanged
51 LaSalle St. Investment Advisors, LLC 0.11% of their portfolio ELMHURST, IL 9,6789.7k $346.0k $346.0k 0.11% New
52 TCFG WEALTH MANAGEMENT, LLC 0.16% of their portfolio LAGUNA NIGUEL, CA 8,6478.6k $309.7k $309.7k 0.16% Added +42 +42
53 Richmond Investment Services, LLC 0.17% of their portfolio Mequon, WI 8,3338.3k $298.4k $298.4k 0.17% First filing
54 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 8,0988.1k $290.0k $290.0k 0.00% Reduced -2 -2
55 Private Portfolio Partners LLC 0.05% of their portfolio PARAMUS, NJ 7,6127.6k $272.6k $272.6k 0.05% Reduced -91 -91
56 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.01% of their portfolio LOS ANGELES, CA 7,2257.2k $258.8k $258.8k 0.01% Added +54 +54
57 FSB PREMIER WEALTH MANAGEMENT, INC. 0.10% of their portfolio WATERLOO, IA 6,7146.7k $240.5k $240.5k 0.10% Reduced -57 -57
58 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 6,6206.6k $237.1k $237.1k 0.01% Reduced -293 -293
59 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 6,3976.4k $229.1k $229.1k 0.01% Reduced -45 -45
60 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 6,2366.2k $223.3k $223.3k 0.01% Added +99 +99
61 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 6,2336.2k $226.5k $226.5k 0.01% Reduced -176 -176
62 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 6,2066.2k $222.3k $222.3k 0.00% Added +852 +852
63 KINGSWOOD WEALTH ADVISORS, LLC 0.02% of their portfolio SAN DIEGO, CA 5,9626.0k $213.5k $213.5k 0.02% New
64 Pinnacle Family Advisors, LLC 0.10% of their portfolio Springfield, MO 5,8715.9k $210.3k $210.3k 0.10% Added +498 +498
65 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 5,8485.8k $209.5k $209.5k 0.01% Added +141 +141
66 Pitti Group Wealth Management, LLC 0.21% of their portfolio VICTOR, NY 5,6875.7k $203.7k $203.7k 0.21% New
67 Pine Valley Investments Ltd Liability Co 0.01% of their portfolio MARLTON, NJ 5,6185.6k $201.2k $201.2k 0.01% Added +255 +255
68 Bison Wealth, LLC 0.02% of their portfolio ATLANTA, GA 5,5955.6k $200.4k $200.4k 0.02% First filing
69 REAP Financial Group, LLC 0.05% of their portfolio AUSTIN, TX 5,4775.5k $196.2k $196.2k 0.05% Reduced -2.2k -2,249
70 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 4,6464.6k $166.4k $166.4k 0.00% Added +163 +163
71 Dunhill Financial, LLC 0.07% of their portfolio LONDON, X0 4,2074.2k $150.7k $150.7k 0.07% Reduced -1.8k -1,848
72 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 3,8023.8k $141.4k $141.4k 0.01% Added +195 +195
73 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 2,8752.9k $103.0k $103.0k 0.00% Added +527 +527
74 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,5052.5k $89.7k $89.7k 0.00% Unchanged
75 TUCKER ASSET MANAGEMENT LLC 0.01% of their portfolio LITTLETON, CO 2,4672.5k $88.4k $88.4k 0.01% Added +956 +956
76 Synergy Investment Management, LLC 0.04% of their portfolio ALTAMONTE SPRINGS, FL 2,3932.4k $85.7k $85.7k 0.04% First filing
77 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 2,2542.3k $80.7k $80.7k 0.01% Added +179 +179
78 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,8761.9k $67.0k $67.0k 0.00% Reduced -18 -18
79 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,4581.5k $52.2k $52.2k 0.00% Unchanged
80 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 1,3361.3k $47.8k $47.8k 0.00% Unchanged
81 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,3051.3k $46.8k $46.8k 0.00% Reduced -3.3k -3,309
82 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,0301.0k $36.9k $36.9k 0.00% Unchanged
83 DHJJ Financial Advisors, Ltd. 0.01% of their portfolio NAPERVILLE, IL 800800 $28.7k $28.7k 0.01% Unchanged
84 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 656656 $23.5k $23.5k 0.00% Added +155 +155
85 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 653653 $23.4k $23.4k 0.00% Unchanged
86 GAMMA Investing LLC 0.00% of their portfolio FOSTER CITY, CA 641641 $23.0k $23.0k 0.00% New
87 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 608608 $21.8k $21.8k 0.00% New
88 Pinnacle Bancorp, Inc. 0.01% of their portfolio BEATRICE, NE 500500 $17.9k $17.9k 0.01% Unchanged
89 FLP Wealth Management, LLC 0.04% of their portfolio BENTONVILLE, AR 402402 $14.4k $14.4k 0.04% First filing
90 AlphaMark Advisors, LLC 0.01% of their portfolio FT. WRIGHT, KY 390390 $14.0k $14.0k 0.01% Unchanged
91 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 348348 $12.5k $12.5k 0.00% Added +2 +2
92 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 291291 $10.4k $10.4k 0.00% Unchanged
93 Luminist Capital LLC 0.01% of their portfolio GRAND RAPIDS, MI 203203 $7.3k $7.3k 0.01% First filing
94 Silicon Valley Capital Partners 0.00% of their portfolio SAN JOSE, CA 137137 $4.9k $4.9k 0.00% Added +1 +1
95 GPS Wealth Strategies Group, LLC 0.00% of their portfolio CENTENNIAL, CO 114114 $4.1k $4.1k 0.00% Unchanged
96 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 113113 $4.0k $4.0k 0.00% Unchanged
97 PSI Advisors, LLC 0.00% of their portfolio TAMPA, FL 107107 $3.8k $3.8k 0.00% Reduced -210 -210
98 Transce3nd, LLC 0.00% of their portfolio BUDA, TX 9090 $3.2k $3.2k 0.00% First filing
99 FMR LLC 0.00% of their portfolio BOSTON, MA 6060 $2.1k $2.1k 0.00% New
100 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 4242 $1.5k $1.5k 0.00% Unchanged