Vault-13

FIRST TR EXCH TRD ALPHDX FD FEP

EUROPE ALPHADEX · ETP · CUSIP 33737J117

99 institutional holders +0 vs Q4 2023
4,766,6644.8m shares reported held*
$179.1mreported value*
6 new 36 added 41 reduced 6 sold out net bought ≈ $2.2m (+58.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($76.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $37.57.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 82Q4 22: 90Q1 23: 101Q2 23: 95Q3 23: 96Q4 23: 99Q1 24: 9999Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202282
Q4 202290
Q1 2023101
Q2 202395
Q3 202396
Q4 202399
Q1 202499

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 32 bought or addedQ4 22: 54 cut or sold outQ4 22Q1 23: 43 bought or addedQ1 23: 54 cut or sold outQ1 23Q2 23: 48 bought or addedQ2 23: 47 cut or sold outQ2 23Q3 23: 48 bought or addedQ3 23: 41 cut or sold outQ3 23Q4 23: 40 bought or addedQ4 23: 53 cut or sold outQ4 23Q1 24: 42 bought or addedQ1 24: 47 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223254
Q1 20234354
Q2 20234847
Q3 20234841
Q4 20234053
Q1 20244247

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ2 23 calls: $0Q2 23 puts: $1.4mQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$0$1.4m—
Q3 2023$0$0—
Q4 2023$0$0—
Q1 2024$0$0—

Biggest buyers

MORGAN STANLEY Added +297,421+297.4k
Cetera Investment Advisers Added +47,211+47.2k
ASSETMARK, INC Added +19,640+19.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +13,776+13.8k
ROYAL BANK OF CANADA Added +13,068+13.1k
BANK OF MONTREAL /CAN/ New +9,503+9.5k
GeoWealth Management, LLC New +6,870+6.9k
Treasure Coast Financial Planning New +6,634+6.6k
Cambridge Investment Research Advisors, Inc. Added +5,535+5.5k
Pinnacle Family Advisors, LLC New +5,485+5.5k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -89,101-89.1k
CITADEL ADVISORS LLC Reduced -47,156-47.2k
Integrated Wealth Concepts LLC Sold out -41,027-41.0k
Dunhill Financial, LLC Reduced -38,580-38.6k
Cetera Advisor Networks LLC Sold out -37,664-37.7k
OLD MISSION CAPITAL LLC Reduced -24,544-24.5k
FLOW TRADERS U.S. LLC Reduced -17,416-17.4k
ENVESTNET ASSET MANAGEMENT INC Reduced -14,709-14.7k
Cetera Advisors LLC Sold out -13,353-13.4k
STIFEL FINANCIAL CORP Reduced -9,264-9.3k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +2.6 pts · filed 2026-04-14 12.8% +2.6 pts 1.1m≈ $65.3m 2026-04-14

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,948,9231.9m $73.2m $73.2m 0.00% Added +297.4k +297,421
2 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 318,644318.6k $12.0m $12.0m 0.00% Reduced -14.7k -14,709
3 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 292,542292.5k $11.0m $11.0m 0.00% Reduced -2.0k -1,991
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 258,274258.3k $9.7m $9.7m 0.01% Reduced -6.8k -6,752
5 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 170,855170.9k $6.4m $6.4m 0.01% Reduced -1.3k -1,326
6 Vontobel Holding Ltd. 0.05% of their portfolio ZURICH, V8 153,344153.3k $5.8m $5.8m 0.05% Added +72 +72
7 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 115,097115.1k $4.3m $4.3m 0.01% Added +47.2k +47,211
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 82,54382.5k $3.1m $3.1m 0.00% Added +5.5k +5,469
9 Coppell Advisory Solutions Corp. 0.54% of their portfolio COPPELL, TX 75,53275.5k $2.8m $2.8m 0.54% First filing
10 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 75,23475.2k $2.8m $2.8m 0.00% Reduced -2.1k -2,061
11 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 63,54063.5k $2.4m $2.4m 0.01% Added +19.6k +19,640
12 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 63,43363.4k $2.4m $2.4m 0.02% Reduced -1.6k -1,648
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 62,95763.0k $2.4m $2.4m 0.00% Added +13.8k +13,776
14 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 57,66957.7k $2.2m $2.2m 0.00% Reduced -89.1k -89,101
15 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 57,30957.3k $2.2m $2.2m 0.00% Reduced -625 -625
16 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 47,96148.0k $1.8m $1.8m 0.01% Added +5.5k +5,535
17 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 43,49643.5k $1.6m $1.6m 0.00% Added +423 +423
18 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 41,32541.3k $1.6m $1.6m 0.00% Reduced -1.6k -1,563
19 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 39,73339.7k $1.5m $1.5m 0.00% Added +2.9k +2,867
20 Mainsail Financial Group, LLC 0.95% of their portfolio BELLEVUE, WA 36,85036.9k $1.4m $1.4m 0.95% Added +1.6k +1,560
21 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 35,73235.7k $1.3m $1.3m 0.00% Reduced -958 -958
22 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 34,84234.8k $1.3m $1.3m 0.01% Reduced -6.4k -6,407
23 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 32,31232.3k $1.2m $1.2m 0.01% Added +1.3k +1,306
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 31,46831.5k $1.2m $1.2m 0.00% Added +13.1k +13,068
25 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 29,11629.1k $1.1m $1.1m 0.03% Reduced -24.5k -24,544
26 Snowden Capital Advisors LLC 0.03% of their portfolio New York, NY 27,42527.4k $1.0m $1.0m 0.03% Reduced -8.3k -8,259
27 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 26,75826.8k $1.0m $1.0m 0.04% Added +880 +880
28 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 25,58725.6k $961.6k $961.6k 0.00% Added +3.0k +2,985
29 SignalPoint Asset Management, LLC 0.24% of their portfolio SPRINGFIELD, MO 23,59423.6k $888.4k $888.4k 0.24% Reduced -521 -521
30 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 23,21023.2k $872.2k $872.2k 0.01% Added +1.1k +1,105
31 FLOW TRADERS U.S. LLC 0.04% of their portfolio NEW YORK, NY 20,53820.5k $772.0k $772.0k 0.04% Reduced -17.4k -17,416
32 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 20,26120.3k $761.4k $761.4k 0.01% Added +2.1k +2,074
33 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 20,26120.3k $761.4k $761.4k 0.01% Added +2.1k +2,074
34 IAMS WEALTH MANAGEMENT, LLC 0.43% of their portfolio OMAHA, NE 19,19719.2k $696.3k $696.3k 0.43% Added +89 +89
35 Gateway Wealth Partners, LLC 0.24% of their portfolio APPLETON, WI 17,75817.8k $667.3k $667.3k 0.24% Added +1.2k +1,197
36 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 17,53217.5k $658.8k $658.8k 0.00% Reduced -93 -93
37 Dunhill Financial, LLC 0.44% of their portfolio LONDON, X0 15,70215.7k $590.0k $590.0k 0.44% Reduced -38.6k -38,580
38 OneAscent Financial Services LLC 0.06% of their portfolio BIRMINGHAM, AL 15,44915.4k $581.0k $581.0k 0.06% Added +2.4k +2,353
39 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 15,28515.3k $571.0k $571.0k 0.01% Reduced -785 -785
40 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 14,94214.9k $562.0k $562.0k 0.01% Added +56 +56
41 ABLE Financial Group, LLC 0.22% of their portfolio SCOTTSDALE, AZ 14,86514.9k $558.6k $558.6k 0.22% Reduced -172 -172
42 BENJAMIN F. EDWARDS & COMPANY, INC. 0.01% of their portfolio ST. LOUIS, MO 14,23614.2k $535.0k $535.0k 0.01% Added +2 +2
43 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 13,65913.7k $513.3k $513.3k 0.00% Reduced -47.2k -47,156
44 HFG Advisors, Inc. 0.45% of their portfolio CINCINATTI, OH 13,49113.5k $507.0k $507.0k 0.45% Unchanged
45 StoneX Group Inc. 0.05% of their portfolio NEW YORK, NY 13,38613.4k $503.0k $503.0k 0.05% Reduced -3.2k -3,153
46 1776 Wealth LLC 0.23% of their portfolio ATLANTA, GA 12,84212.8k $482.6k $482.6k 0.23% Unchanged
47 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 12,10412.1k $454.9k $454.9k 0.00% Reduced -2.1k -2,105
48 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 11,50711.5k $432.4k $432.4k 0.00% Reduced -9.3k -9,264
49 Concurrent Investment Advisors, LLC 0.02% of their portfolio Tampa, FL 10,54510.5k $396.3k $396.3k 0.02% Added +4 +4
50 PFG Advisors 0.03% of their portfolio Phoenix, AZ 10,09010.1k $379.2k $379.2k 0.03% Reduced -76 -76
51 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 9,5039.5k $359.4k $359.4k 0.00% New
52 Private Portfolio Partners LLC 0.07% of their portfolio PARAMUS, NJ 9,0539.1k $340.2k $340.2k 0.07% Added +33 +33
53 REAP Financial Group, LLC 0.09% of their portfolio AUSTIN, TX 8,2598.3k $310.4k $310.4k 0.09% Reduced -1.2k -1,151
54 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 8,1008.1k $304.4k $304.4k 0.00% Unchanged
55 Patriot Financial Group Insurance Agency, LLC 0.05% of their portfolio Westborough, MA 7,6837.7k $288.7k $288.7k 0.05% Added +1.3k +1,326
56 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 7,6517.7k $288.0k $288.0k 0.00% Added +54 +54
57 FSB PREMIER WEALTH MANAGEMENT, INC. 0.13% of their portfolio WATERLOO, IA 7,2687.3k $273.1k $273.1k 0.13% Added +1.7k +1,667
58 Cedar Brook Financial Partners, LLC 0.05% of their portfolio CLEVELAND, OH 6,9446.9k $260.9k $260.9k 0.05% Added +52 +52
59 GeoWealth Management, LLC 0.01% of their portfolio CHICAGO, IL 6,8706.9k $258.2k $258.2k 0.01% New
60 Treasure Coast Financial Planning 0.16% of their portfolio VERO BEACH, FL 6,6346.6k $249.3k $249.3k 0.16% New
61 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 6,4726.5k $243.2k $243.2k 0.01% Reduced -393 -393
62 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 6,4116.4k $240.9k $240.9k 0.01% Added +53 +53
63 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 6,3756.4k $239.6k $239.6k 0.00% Reduced -506 -506
64 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 6,1936.2k $232.7k $232.7k 0.01% Unchanged
65 Virtue Capital Management, LLC 0.04% of their portfolio BRENTWOOD, TN 6,0536.1k $223.4k $223.4k 0.04% Reduced -5.6k -5,586
66 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 5,8455.8k $219.6k $219.6k 0.01% Reduced -109 -109
67 Strategic Blueprint, LLC 0.02% of their portfolio ATLANTA, GA 5,6915.7k $213.9k $213.9k 0.02% Reduced -138 -138
68 Walker Asset Management, LLC 0.14% of their portfolio SPRINGFIELD, MO 5,5905.6k $210.1k $210.1k 0.14% Reduced -9 -9
69 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 5,5665.6k $209.2k $209.2k 0.00% Reduced -2.5k -2,488
70 Pinnacle Family Advisors, LLC 0.11% of their portfolio Springfield, MO 5,4855.5k $206.1k $206.1k 0.11% New
71 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 4,4604.5k $167.6k $167.6k 0.01% Reduced -120 -120
72 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 4,2464.2k $159.6k $159.6k 0.01% Added +220 +220
73 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 3,0073.0k $113.0k $113.0k 0.00% Added +296 +296
74 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,5952.6k $97.5k $97.5k 0.00% Reduced -942 -942
75 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,5522.6k $95.9k $95.9k 0.00% Reduced -60 -60
76 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 2,0752.1k $78.0k $78.0k 0.01% Unchanged
77 BENJAMIN EDWARDS INC 0.02% of their portfolio Clayton, MO 2,0142.0k $76.0k $76.0k 0.02% Added +78 +78
78 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,8761.9k $71.0k $71.0k 0.00% Reduced -4 -4
79 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,3831.4k $52.0k $52.0k 0.00% Unchanged
80 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 1,3361.3k $50.2k $50.2k 0.00% Reduced -77 -77
81 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,2551.3k $47.2k $47.2k 0.00% Unchanged
82 DHJJ Financial Advisors, Ltd. 0.01% of their portfolio NAPERVILLE, IL 850850 $31.9k $31.9k 0.01% Reduced -40 -40
83 AlphaMark Advisors, LLC 0.01% of their portfolio FT. WRIGHT, KY 685685 $26.0k $26.0k 0.01% Reduced -400 -400
84 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 653653 $24.5k $24.5k 0.00% New
85 Pinnacle Bancorp, Inc. 0.01% of their portfolio BEATRICE, NE 500500 $18.8k $18.8k 0.01% Unchanged
86 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 459459 $17.2k $17.2k 0.00% Unchanged
87 Financial Gravity Asset Management, Inc. 0.00% of their portfolio Lakeway, TX 392392 $14.2k $14.2k 0.00% Reduced -12 -12
88 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 353353 $13.3k $13.3k 0.00% Added +69 +69
89 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 335335 $12.6k $12.6k 0.00% Added +5 +5
90 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 281281 $10.6k $10.6k 0.00% Added +2 +2
91 GPS Wealth Strategies Group, LLC 0.00% of their portfolio CENTENNIAL, CO 219219 $8.2k $8.2k 0.00% Unchanged
92 Silicon Valley Capital Partners 0.00% of their portfolio SAN JOSE, CA 131131 $4.9k $4.9k 0.00% Added +1 +1
93 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 119119 $4.0k $4.0k 0.00% Unchanged
94 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 113113 $4.2k $4.2k 0.00% Unchanged
95 ICA Group Wealth Management, LLC 0.00% of their portfolio DENVER, CO 9191 $3.4k $3.4k 0.00% Reduced -230 -230
96 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 4242 $1.6k $1.6k 0.00% Unchanged
97 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 3939 $1.5k $1.5k 0.00% New
98 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1414 $526 $526 0.00% Unchanged
99 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 22 $75 $75 0.00% Unchanged