Vault-13

FIRST TR EXCH TRD ALPHDX FD FPA

ASIA EX JAPAN · ETP · CUSIP 33737J109

27 institutional holders +13 vs Q1 2026
2,051,5332.1m shares reported held*
$109.7mreported value*
13 new 5 added 7 reduced 1 sold out net bought ≈ $80.0m (+1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $53.47.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 14Q4 22: 11Q1 23: 17Q2 23: 14Q3 23: 13Q4 23: 14Q1 24: 15Q2 24: 11Q3 24: 11Q4 24: 9Q1 25: 10Q2 25: 16Q3 25: 12Q4 25: 12Q1 26: 14Q2 26: 2727Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202214
Q4 202211
Q1 202317
Q2 202314
Q3 202313
Q4 202314
Q1 202415
Q2 202411
Q3 202411
Q4 20249
Q1 202510
Q2 202516
Q3 202512
Q4 202512
Q1 202614
Q2 202627

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 24: 7 bought or addedQ3 24: 5 cut or sold outQ4 24: 5 bought or addedQ4 24: 5 cut or sold outQ4 24Q1 25: 6 bought or addedQ1 25: 3 cut or sold outQ2 25: 12 bought or addedQ2 25: 4 cut or sold outQ2 25Q3 25: 7 bought or addedQ3 25: 9 cut or sold outQ4 25: 4 bought or addedQ4 25: 9 cut or sold outQ4 25Q1 26: 7 bought or addedQ1 26: 6 cut or sold outQ2 26: 18 bought or addedQ2 26: 8 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202475
Q4 202455
Q1 202563
Q2 2025124
Q3 202579
Q4 202549
Q1 202676
Q2 2026188

Biggest buyers

FIRST TRUST ADVISORS LP New +1,185,499+1.2m
&PARTNERS New +149,166+149.2k
Advisory Services Network, LLC New +79,829+79.8k
JANE STREET GROUP, LLC Added +38,582+38.6k
RAYMOND JAMES FINANCIAL INC New +23,655+23.7k
RPg Family Wealth Advisory, LLC Added +18,348+18.3k
W1M Asset Management Ltd Added +14,840+14.8k
Transamerica Financial Advisors, LLC New +14,598+14.6k
GeoWealth Management, LLC New +13,771+13.8k
COTTONWOOD CAPITAL ADVISORS, LLC New +13,327+13.3k

Biggest sellers

Rathbones Group PLC Reduced -38,679-38.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -29,515-29.5k
Dunhill Financial, LLC Reduced -8,240-8.2k
LPL Financial LLC Reduced -3,427-3.4k
CITADEL ADVISORS LLC Reduced -2,580-2.6k
Farther Finance Advisors, LLC Reduced -448-448
Risk Paradigm Group, LLC Reduced -374-374
UBS Group AG Sold out -244-244

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -3.2 pts · filed 2026-10-22 47.3% -3.2 pts 1.1m≈ $59.5m 2026-10-22

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.04% of their portfolio Wheaton, IL 1,185,4991.2m $63.4m $63.4m 0.04% New
2 W1M Asset Management Ltd 0.13% of their portfolio London, X0 270,250270.2k $14.4m $14.4m 0.13% Added +14.8k +14,840
3 &PARTNERS 0.03% of their portfolio NASHVILLE, TN 149,166149.2k $8.0m $8.0m 0.03% New
4 Advisory Services Network, LLC 0.05% of their portfolio ATLANTA, GA 79,82979.8k $4.3m $4.3m 0.05% New
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 50,01550.0k $2.7m $2.7m 0.00% Reduced -3.4k -3,427
6 Rathbones Group PLC 0.01% of their portfolio Liverpool, X0 45,73745.7k $2.4m $2.4m 0.01% Reduced -38.7k -38,679
7 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 44,05644.1k $2.4m $2.4m 0.00% Added +38.6k +38,582
8 RPg Family Wealth Advisory, LLC 0.19% of their portfolio BURLINGTON, MA 37,44437.4k $2.0m $2.0m 0.19% Added +18.3k +18,348
9 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 23,65523.7k $1.3m $1.3m 0.00% New
10 Dunhill Financial, LLC 0.25% of their portfolio LONDON, X0 22,82722.8k $1.2m $1.2m 0.25% Reduced -8.2k -8,240
11 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 21,23321.2k $1.1m $1.1m 0.01% Reduced -448 -448
12 Risk Paradigm Group, LLC 0.75% of their portfolio BURLINGTON, MA 17,83817.8k $954.7k $954.7k 0.75% Reduced -374 -374
13 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 15,74315.7k $842.6k $842.6k 0.00% Reduced -2.6k -2,580
14 Transamerica Financial Advisors, LLC 0.07% of their portfolio CEDAR RAPIDS, IA 14,59814.6k $781.3k $781.3k 0.07% New
15 GeoWealth Management, LLC 0.02% of their portfolio CHICAGO, IL 13,77113.8k $737.0k $737.0k 0.02% New
16 COTTONWOOD CAPITAL ADVISORS, LLC 0.43% of their portfolio SALT LAKE CITY, UT 13,32713.3k $713.3k $713.3k 0.43% New
17 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 9,2409.2k $494.5k $494.5k 0.00% New
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 8,4798.5k $453.8k $453.8k 0.00% Reduced -29.5k -29,515
19 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 6,7486.7k $361.1k $361.1k 0.00% Added +3.3k +3,299
20 COMPASS FINANCIAL MANAGEMENT LLC 0.04% of their portfolio TAMPA, FL 5,9576.0k $318.8k $318.8k 0.04% First filing
21 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 4,6754.7k $250.2k $250.2k 0.00% New
22 Unique Wealth Strategies, LLC 0.09% of their portfolio BURR RIDGE, IL 4,5204.5k $241.9k $241.9k 0.09% New
23 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 3,8443.8k $205.8k $205.8k 0.00% New
24 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,9543.0k $158.1k $158.1k 0.00% Added +1.1k +1,066
25 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 100100 $5.4k $5.4k 0.00% Unchanged
26 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2020 $1.1k $1.1k 0.00% New
27 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 88 $0 $0 0.00% New