Vault-13

FIRST TR EXCH TRD ALPHDX FD FPA

ASIA EX JAPAN · ETP · CUSIP 33737J109

16 institutional holders +6 vs Q1 2025
445,510445.5k shares reported held*
$15.9mreported value*
8 new 4 added 2 reduced 2 sold out net bought ≈ $5.3m (+148.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $35.66.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 14Q4 22: 11Q1 23: 17Q2 23: 14Q3 23: 13Q4 23: 14Q1 24: 15Q2 24: 11Q3 24: 11Q4 24: 9Q1 25: 10Q2 25: 1616Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202214
Q4 202211
Q1 202317
Q2 202314
Q3 202313
Q4 202314
Q1 202415
Q2 202411
Q3 202411
Q4 20249
Q1 202510
Q2 202516

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 23: 5 bought or addedQ3 23: 9 cut or sold outQ4 23: 7 bought or addedQ4 23: 7 cut or sold outQ4 23Q1 24: 9 bought or addedQ1 24: 6 cut or sold outQ2 24: 6 bought or addedQ2 24: 10 cut or sold outQ2 24Q3 24: 7 bought or addedQ3 24: 5 cut or sold outQ4 24: 5 bought or addedQ4 24: 5 cut or sold outQ4 24Q1 25: 6 bought or addedQ1 25: 3 cut or sold outQ2 25: 12 bought or addedQ2 25: 4 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 202359
Q4 202377
Q1 202496
Q2 2024610
Q3 202475
Q4 202455
Q1 202563
Q2 2025124

Biggest buyers

Synergy Asset Management, LLC New +39,881+39.9k
GeoWealth Management, LLC New +37,731+37.7k
LPL Financial LLC Added +27,571+27.6k
JANE STREET GROUP, LLC New +23,803+23.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +22,253+22.3k
W1M Investment Management Ltd Added +8,570+8.6k
Walker Asset Management, LLC New +6,178+6.2k
Brookwood Investment Group LLC New +6,142+6.1k
Rathbones Group PLC Added +4,201+4.2k
OSAIC HOLDINGS, INC. New +3,630+3.6k

Biggest sellers

Atria Wealth Solutions, Inc. Sold out -30,309-30.3k
RPg Family Wealth Advisory, LLC Reduced -1,367-1.4k
Farther Finance Advisors, LLC Reduced -675-675
UBS Group AG Sold out -56-56

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -3.2 pts · filed 2026-10-22 47.3% -3.2 pts 1.1m≈ $59.5m 2026-10-22

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 W1M Investment Management Ltd 0.08% of their portfolio London, X0 169,500169.5k $6.0m $6.0m 0.08% Added +8.6k +8,570
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 41,25541.3k $1.5m $1.5m 0.00% Added +22.3k +22,253
3 Synergy Asset Management, LLC 0.16% of their portfolio VANCOUVER, WA 39,88139.9k $1.4m $1.4m 0.16% New
4 GeoWealth Management, LLC 0.05% of their portfolio CHICAGO, IL 37,73137.7k $1.3m $1.3m 0.05% New
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 35,13535.1k $1.3m $1.3m 0.00% Added +27.6k +27,571
6 Rathbones Group PLC 0.00% of their portfolio Liverpool, X0 31,90431.9k $1.1m $1.1m 0.00% Added +4.2k +4,201
7 RPg Family Wealth Advisory, LLC 0.23% of their portfolio BURLINGTON, MA 23,99324.0k $857.3k $857.3k 0.23% Reduced -1.4k -1,367
8 Farther Finance Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 23,93123.9k $855.1k $855.1k 0.02% Reduced -675 -675
9 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 23,80323.8k $850.5k $850.5k 0.00% New
10 Walker Asset Management, LLC 0.13% of their portfolio SPRINGFIELD, MO 6,1786.2k $220.7k $220.7k 0.13% New
11 Brookwood Investment Group LLC 0.04% of their portfolio PHOENIX, AZ 6,1426.1k $219.5k $219.5k 0.04% New
12 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3,6303.6k $129.6k $129.6k 0.00% New
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,9441.9k $69.5k $69.5k 0.00% Unchanged
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 385385 $13.8k $13.8k 0.00% New
15 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 9898 $3.5k $3.5k 0.00% New
16 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged