Vault-13

FIRST TR EXCHANGE-TRADED FD GRID

NASDQ CLN EDGE · ETP · CUSIP 33737A108

267 institutional holders +29 vs Q2 2024
8,985,6639.0m shares reported held*
$1.1bnreported value*
50 new 106 added 62 reduced 24 sold out net bought ≈ $202.5m (+2.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($113.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $120.54. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 147Q4 22: 149Q1 23: 157Q2 23: 174Q3 23: 180Q4 23: 184Q1 24: 190Q2 24: 238Q3 24: 267267Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022147
Q4 2022149
Q1 2023157
Q2 2023174
Q3 2023180
Q4 2023184
Q1 2024190
Q2 2024238
Q3 2024267

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 61 bought or addedQ4 22: 70 cut or sold outQ1 23: 69 bought or addedQ1 23: 64 cut or sold outQ1 23Q2 23: 90 bought or addedQ2 23: 63 cut or sold outQ3 23: 105 bought or addedQ3 23: 60 cut or sold outQ3 23Q4 23: 60 bought or addedQ4 23: 115 cut or sold outQ1 24: 94 bought or addedQ1 24: 73 cut or sold outQ1 24Q2 24: 149 bought or addedQ2 24: 57 cut or sold outQ3 24: 156 bought or addedQ3 24: 86 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226170
Q1 20236964
Q2 20239063
Q3 202310560
Q4 202360115
Q1 20249473
Q2 202414957
Q3 202415686

Biggest buyers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +503,254+503.3k
BANK OF AMERICA CORP /DE/ Added +333,195+333.2k
MORGAN STANLEY Added +236,762+236.8k
FLOW TRADERS U.S. LLC Added +156,820+156.8k
LPL Financial LLC Added +96,232+96.2k
PRUDENTIAL PLC Added +88,500+88.5k
Proficio Capital Partners LLC New +82,173+82.2k
STIFEL FINANCIAL CORP Added +78,980+79.0k
FIL Ltd Added +76,963+77.0k
AMERIPRISE FINANCIAL INC Added +61,365+61.4k

Biggest sellers

BANK HAPOALIM BM Sold out -106,500-106.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -37,636-37.6k
JANE STREET GROUP, LLC Reduced -32,630-32.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -29,372-29.4k
ASSETMARK, INC Reduced -26,938-26.9k
Baker Avenue Asset Management, LP Sold out -18,226-18.2k
Black Swift Group, LLC Reduced -15,334-15.3k
Capital Analysts, LLC Sold out -14,186-14.2k
Strategic Financial Concepts, LLC Sold out -13,916-13.9k
Concorde Asset Management, LLC Reduced -12,322-12.3k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 882,289882.3k $112.3m $112.3m 0.01% Added +236.8k +236,762
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 823,491823.5k $104.8m $104.8m 0.01% Added +333.2k +333,195
3 ASSETMARK, INC 0.29% of their portfolio CONCORD, CA 802,566802.6k $102.1m $102.1m 0.29% Reduced -26.9k -26,938
4 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 515,901515.9k $65.6m $65.6m 0.03% Added +96.2k +96,232
5 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 505,913505.9k $4.0k $4.0k 0.01% Added +503.3k +503,254
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 321,605321.6k $40.9m $40.9m 0.01% Added +39.8k +39,769
7 TRAPHAGEN INVESTMENT ADVISORS LLC 4.11% of their portfolio ORADELL, NJ 320,360320.4k $40.8m $40.8m 4.11% Added +29.3k +29,349
8 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 318,656318.7k $40.5m $40.5m 0.01% Added +32.9k +32,942
9 Gitterman Wealth Management, LLC 12.06% of their portfolio Edison, NJ 227,335227.3k $28.9m $28.9m 12.06% Added +54.4k +54,364
10 Arlington Financial Advisors, LLC 5.59% of their portfolio SANTA BARBARA, CA 214,067214.1k $27.2m $27.2m 5.59% Added +333 +333
11 FLOW TRADERS U.S. LLC 1.21% of their portfolio NEW YORK, NY 187,378187.4k $23.8m $23.8m 1.21% Added +156.8k +156,820
12 PRUDENTIAL PLC 0.09% of their portfolio LONDON, X0 144,000144.0k $18.3m $18.3m 0.09% Added +88.5k +88,500
13 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 143,796143.8k $18.3m $18.3m 0.00% Added +61.4k +61,365
14 Kestra Advisory Services, LLC 0.09% of their portfolio AUSTIN, TX 130,901130.9k $16.7m $16.7m 0.09% Added +3.4k +3,400
15 Mivtachim The Workers Social Insurance Fund Ltd. (Under Special Management) 2.27% of their portfolio Tel Aviv, L3 130,000130.0k $16.5m $16.5m 2.27% Unchanged
16 FIL Ltd 0.01% of their portfolio HAMILTON, D0 126,686126.7k $16.1m $16.1m 0.01% Added +77.0k +76,963
17 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 125,127125.1k $15.9m $15.9m 0.02% Added +79.0k +78,980
18 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 119,612119.6k $15.2m $15.2m 0.01% Added +18.4k +18,444
19 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 116,074116.1k $14.8m $14.8m 0.02% Added +5.2k +5,173
20 Private Advisor Group, LLC 0.09% of their portfolio MORRISTOWN, NJ 108,809108.8k $13.8m $13.8m 0.09% Added +3.0k +3,019
21 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 107,604107.6k $13.7m $13.7m 0.03% Reduced -1.8k -1,796
22 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 92,15292.2k $11.7m $11.7m 0.03% Added +21.4k +21,381
23 Proficio Capital Partners LLC 1.04% of their portfolio NEWTON, MA 82,17382.2k $10.5m $10.5m 1.04% New
24 Aprio Wealth Management, LLC 1.53% of their portfolio ATLANTA, GA 75,25875.3k $9.6m $9.6m 1.53% Added +21.2k +21,241
25 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 74,29874.3k $9.5m $9.5m 0.00% Reduced -37.6k -37,636
26 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 72,21772.2k $9.2m $9.2m 0.03% Reduced -6.2k -6,234
27 Legacy Edge Advisors, LLC 1.45% of their portfolio SYOSSET, NY 71,14271.1k $9.1m $9.1m 1.45% Added +12.0k +11,975
28 First Heartland Consultants, Inc. 0.95% of their portfolio LAKE ST. LOUIS, MO 69,58069.6k $8.9m $8.9m 0.95% Added +31.3k +31,280
29 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 62,72362.7k $8.0m $8.0m 0.02% Added +7.4k +7,441
30 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 61,13361.1k $7.8m $7.8m 0.01% Added +12.0k +12,005
31 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 57,38757.4k $7.3m $7.3m 0.02% Added +2.1k +2,080
32 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 54,90954.9k $7.0m $7.0m 0.01% Reduced -769 -769
33 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 54,13054.1k $6.9m $6.9m 0.01% Added +8.8k +8,752
34 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 51,83851.8k $6.6m $6.6m 0.01% Reduced -32.6k -32,630
35 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 49,04949.0k $6.2m $6.2m 0.02% Added +2.1k +2,082
36 DUDLEY & SHANLEY, INC. 0.93% of their portfolio PALM BEACH, FL 46,90046.9k $6.0m $6.0m 0.93% Unchanged
37 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 45,87445.9k $5.8m $5.8m 0.00% Added +13.9k +13,875
38 MANCHESTER FINANCIAL INC 1.19% of their portfolio Westlake Village, CA 43,01943.0k $5.5m $5.5m 1.19% Reduced -187 -187
39 PFG Investments, LLC 0.35% of their portfolio WOODBURY, NY 42,87642.9k $5.5m $5.5m 0.35% Added +1.5k +1,500
40 Accordant Advisory Group Inc 3.82% of their portfolio ANNAPOLIS, MD 37,67837.7k $4.8m $4.8m 3.82% New
41 Concorde Asset Management, LLC 2.53% of their portfolio ANN ARBOR, MI 35,29135.3k $4.5m $4.5m 2.53% Reduced -12.3k -12,322
42 MEITAV INVESTMENT HOUSE LTD 0.08% of their portfolio BENE-BERAQ, L3 35,28835.3k $4.5m $4.5m 0.08% Added +3.9k +3,893
43 Aveo Capital Partners, LLC 0.46% of their portfolio ENGLEWOOD, CO 33,81733.8k $4.3m $4.3m 0.46% Added +1.2k +1,204
44 Norris Financial Group, LLC 2.08% of their portfolio GREENVILLE, SC 33,16333.2k $4.2m $4.2m 2.08% Reduced -11 -11
45 Ameliora Wealth Management Ltd. 1.76% of their portfolio ZURICH, V8 33,11233.1k $4.2m $4.2m 1.76% Added +1.2k +1,181
46 Owen LaRue, LLC 2.09% of their portfolio ELIZABETHTOWN, KY 30,94630.9k $3.9m $3.9m 2.09% Added +1.4k +1,353
47 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 29,36529.4k $3.7m $3.7m 0.01% Added +20.4k +20,394
48 Trivium Point Advisory, LLC 0.50% of their portfolio WILTON, CT 28,76828.8k $3.6m $3.6m 0.50% Added +4.0k +4,030
49 Black Swift Group, LLC 0.77% of their portfolio BOULDER, CO 27,34227.3k $3.5m $3.5m 0.77% Reduced -15.3k -15,334
50 Money Design Co.,Ltd. 0.17% of their portfolio TOKYO, M0 26,64826.6k $3.4m $3.4m 0.17% Reduced -4.0k -4,011
51 Signal Advisors Wealth, LLC 0.44% of their portfolio DETROIT, MI 24,25324.3k $3.1m $3.1m 0.44% New
52 Foguth Wealth Management, LLC. 1.10% of their portfolio BRIGHTON, MI 24,20324.2k $3.0m $3.0m 1.10% New
53 Eagle Strategies LLC 0.55% of their portfolio NEW YORK, NY 24,02224.0k $3.1m $3.1m 0.55% Reduced -1.7k -1,732
54 Bogart Wealth, LLC 0.14% of their portfolio MCLEAN, VA 22,94422.9k $2.9m $2.9m 0.14% Added +1.4k +1,351
55 Snowden Capital Advisors LLC 0.08% of their portfolio New York, NY 22,39422.4k $2.8m $2.8m 0.08% Added +20.2k +20,218
56 Keystone Financial Group 0.35% of their portfolio LEXINGTON, KY 21,58821.6k $2.7m $2.7m 0.35% New
57 TCFG WEALTH MANAGEMENT, LLC 1.36% of their portfolio LAGUNA NIGUEL, CA 21,25321.3k $2.7m $2.7m 1.36% First filing
58 WealthBridge Capital Management, LLC 0.76% of their portfolio WESTERVILLE, OH 20,83720.8k $2.7m $2.7m 0.76% Added +3.4k +3,378
59 Bright Futures Wealth Management, LLC. 1.22% of their portfolio WEBSTER, NY 14580, NY 20,40520.4k $2.5m $2.5m 1.22% Reduced -2.1k -2,074
60 Migdal Insurance & Financial Holdings Ltd. 0.04% of their portfolio Petach Tikva, L3 19,86719.9k $2.5m $2.5m 0.04% Reduced -755 -755
61 Montis Financial, LLC 0.88% of their portfolio WALTHAM, MA 19,53619.5k $2.5m $2.5m 0.88% New
62 PECAUT & CO. 0.87% of their portfolio SIOUX CITY, IA 19,43719.4k $2.5m $2.5m 0.87% Added +1.5k +1,472
63 WCG Wealth Advisors LLC 0.16% of their portfolio LAS VEGAS, NV 18,88318.9k $2.4m $2.4m 0.16% Reduced -13 -13
64 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 18,83318.8k $2.4m $2.4m 0.01% Added +9.2k +9,188
65 Flaharty Asset Management, LLC 0.33% of their portfolio CLEARWATER, FL 18,53018.5k $2.4m $2.4m 0.33% Reduced -1.9k -1,932
66 BENJAMIN EDWARDS INC 0.03% of their portfolio Clayton, MO 18,02518.0k $2.3m $2.3m 0.03% New
67 Sigma Planning Corp 0.07% of their portfolio ANN ARBOR, MI 17,92717.9k $2.3m $2.3m 0.07% Added +14.0k +13,967
68 GREAT VALLEY ADVISOR GROUP, INC. 0.06% of their portfolio WILMINGTON, DE 17,80417.8k $2.3m $2.3m 0.06% Added +165 +165
69 Synergy Asset Management, LLC 0.32% of their portfolio VANCOUVER, WA 16,69616.7k $2.1m $2.1m 0.32% Added +14.8k +14,777
70 Dunhill Financial, LLC 1.08% of their portfolio LONDON, X0 16,54416.5k $2.1m $2.1m 1.08% Added +388 +388
71 TAP Consulting, LLC 0.41% of their portfolio KIRKWOOD, MO 16,49016.5k $2.1m $2.1m 0.41% Reduced -815 -815
72 SEAVIEW INVESTMENT MANAGERS LLC 0.62% of their portfolio MIAMI, FL 16,20116.2k $2.1m $2.1m 0.62% New
73 Waverly Advisors, LLC 0.04% of their portfolio BIRMINGHAM, AL 15,51415.5k $2.0m $2.0m 0.04% Added +5 +5
74 Algorithmic Investment Models, LLC 1.40% of their portfolio Boston, MA 14,99615.0k $1.9m $1.9m 1.40% Added +10.7k +10,699
75 GUARDIAN CAPITAL LP 0.07% of their portfolio TORONTO, A6 14,72614.7k $1.9m $1.9m 0.07% Added +1.2k +1,223
76 Sage Capital Management, LLC 0.89% of their portfolio Stockton, NJ 14,57714.6k $1.9m $1.9m 0.89% Added +44 +44
77 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 14,36114.4k $1.8m $1.8m 0.01% Added +799 +799
78 Kingsview Wealth Management, LLC 0.04% of their portfolio GRANTS PASS, OR 14,25914.3k $1.8m $1.8m 0.04% Added +349 +349
79 Csenge Advisory Group 0.09% of their portfolio CLEARWATER, FL 14,24214.2k $1.8m $1.8m 0.09% Reduced -580 -580
80 KRAEMATON INVESTMENT ADVISORS, INC 1.68% of their portfolio BRAINTREE, MA 13,46213.5k $1.7m $1.7m 1.68% Reduced -167 -167
81 Rathbones Group PLC 0.01% of their portfolio Liverpool, X0 13,34913.3k $1.7m $1.7m 0.01% Added +652 +652
82 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 13,29313.3k $1.7m $1.7m 0.03% Added +2.0k +2,041
83 WEDBUSH SECURITIES INC 0.06% of their portfolio PASADENA, CA 12,94912.9k $1.6m $1.6m 0.06% Reduced -434 -434
84 Provident Co of the Employees of the Hebrew University LTD 1.81% of their portfolio Jerusalem, L3 12,60712.6k $1.6m $1.6m 1.81% Unchanged
85 &PARTNERS 0.03% of their portfolio NASHVILLE, TN 12,52512.5k $1.6m $1.6m 0.03% New
86 American Institute for Advanced Investment Management, LLP 1.13% of their portfolio Scottsdale, AZ 12,39712.4k $1.6m $1.6m 1.13% Added +500 +500
87 Arete Wealth Advisors, LLC 0.13% of their portfolio CHICAGO, IL 12,05312.1k $1.5m $1.5m 0.13% New
88 Stegent Equity Advisors, Inc. 1.62% of their portfolio HOUSTON, TX 11,55011.6k $1.5m $1.5m 1.62% Reduced -1.8k -1,814
89 SeaCrest Wealth Management, LLC 0.15% of their portfolio PURCHASE, NY 11,09911.1k $1.4m $1.4m 0.15% New
90 Perigon Wealth Management, LLC 0.04% of their portfolio SAN FRANCISCO, CA 10,77110.8k $1.4m $1.4m 0.04% New
91 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 10,72810.7k $1.4m $1.4m 0.01% Added +5.8k +5,809
92 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 10,28110.3k $1.3m $1.3m 0.01% Added +2.9k +2,855
93 CORRADO ADVISORS, LLC 0.81% of their portfolio RAMSEY, NJ 10,21210.2k $1.3m $1.3m 0.81% Added +133 +133
94 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 9,5989.6k $1.2m $1.2m 0.01% Reduced -344 -344
95 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 9,5159.5k $1.2m $1.2m 0.01% New
96 HBW ADVISORY SERVICES LLC 0.17% of their portfolio SIMI VALLEY, CA 9,3909.4k $1.2m $1.2m 0.17% New
97 Kepos Capital LP 0.51% of their portfolio NEW YORK, NY 9,1709.2k $1.2m $1.2m 0.51% Added +1 +1
98 Concentrum Wealth Management 0.45% of their portfolio SAN JOSE, CA 9,0549.1k $1.2m $1.2m 0.45% Added +601 +601
99 Per Stirling Capital Management, LLC. 0.15% of their portfolio AUSTIN, TX 8,5958.6k $1.1m $1.1m 0.15% Added +210 +210
100 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 8,5478.5k $1.1m $1.1m 0.04% Added +123 +123