Vault-13

FIRST TR EXCHANGE-TRADED FD GRID

NASDQ CLN EDGE · ETP · CUSIP 33737A108

238 institutional holders +48 vs Q1 2024
6,934,7106.9m shares reported held*
$800.2mreported value*
57 new 92 added 50 reduced 7 sold out net bought ≈ $154.0m (+1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($113.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $115.39. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 147Q4 22: 149Q1 23: 157Q2 23: 174Q3 23: 180Q4 23: 184Q1 24: 190Q2 24: 238238Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022147
Q4 2022149
Q1 2023157
Q2 2023174
Q3 2023180
Q4 2023184
Q1 2024190
Q2 2024238

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 61 bought or addedQ4 22: 70 cut or sold outQ4 22Q1 23: 69 bought or addedQ1 23: 64 cut or sold outQ2 23: 90 bought or addedQ2 23: 63 cut or sold outQ2 23Q3 23: 105 bought or addedQ3 23: 60 cut or sold outQ4 23: 60 bought or addedQ4 23: 115 cut or sold outQ4 23Q1 24: 94 bought or addedQ1 24: 73 cut or sold outQ2 24: 149 bought or addedQ2 24: 57 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226170
Q1 20236964
Q2 20239063
Q3 202310560
Q4 202360115
Q1 20249473
Q2 202414957

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 23 calls: $253.5kQ3 23 puts: $93.9kQ3 23P/C 0.37Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —
Numbers
QuarterCallsPutsP/C
Q3 2023$253.5k$93.9k0.37
Q4 2023$0$0—
Q1 2024$0$0—
Q2 2024$0$0—

Biggest buyers

ASSETMARK, INC Added +818,075+818.1k
BANK OF AMERICA CORP /DE/ Added +147,120+147.1k
BANK HAPOALIM BM New +106,500+106.5k
LPL Financial LLC Added +101,175+101.2k
JANE STREET GROUP, LLC New +84,468+84.5k
OSAIC HOLDINGS, INC. Added +60,313+60.3k
Aprio Wealth Management, LLC Added +51,827+51.8k
Concorde Asset Management, LLC New +47,613+47.6k
UBS Group AG Added +38,381+38.4k
COMMONWEALTH EQUITY SERVICES, LLC Added +35,652+35.7k

Biggest sellers

MORGAN STANLEY Reduced -748,216-748.2k
NATIONAL BANK OF CANADA /FI/ Reduced -57,905-57.9k
AMERIPRISE FINANCIAL INC Reduced -56,069-56.1k
Keystone Financial Group Sold out -20,674-20.7k
Gitterman Wealth Management, LLC Reduced -8,000-8.0k
Money Design Co.,Ltd. Reduced -7,378-7.4k
PRUDENTIAL FINANCIAL INC Reduced -5,456-5.5k
JPMORGAN CHASE & CO Reduced -4,950-5.0k
CITADEL ADVISORS LLC Sold out -4,737-4.7k
Cerity Partners LLC Reduced -4,345-4.3k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ASSETMARK, INC 0.30% of their portfolio CONCORD, CA 829,504829.5k $95.9m $95.9m 0.30% Added +818.1k +818,075
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 645,527645.5k $74.6m $74.6m 0.01% Reduced -748.2k -748,216
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 490,296490.3k $56.7m $56.7m 0.01% Added +147.1k +147,120
4 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 419,669419.7k $48.5m $48.5m 0.02% Added +101.2k +101,175
5 TRAPHAGEN INVESTMENT ADVISORS LLC 3.65% of their portfolio ORADELL, NJ 291,011291.0k $33.6m $33.6m 3.65% Added +19.9k +19,928
6 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 285,714285.7k $33.0m $33.0m 0.01% Added +30.8k +30,786
7 UBS Group AG 0.01% of their portfolio ZURICH, V8 281,836281.8k $32.6m $32.6m 0.01% Added +38.4k +38,381
8 Arlington Financial Advisors, LLC 5.41% of their portfolio SANTA BARBARA, CA 213,734213.7k $24.7m $24.7m 5.41% Added +1.6k +1,564
9 Gitterman Wealth Management, LLC 7.71% of their portfolio Edison, NJ 172,971173.0k $20.0m $20.0m 7.71% Reduced -8.0k -8,000
10 Mivtachim The Workers Social Insurance Fund Ltd. (Under Special Management) 1.77% of their portfolio Tel Aviv, L3 130,000130.0k $15.0m $15.0m 1.77% Unchanged
11 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 127,501127.5k $14.7m $14.7m 0.08% Added +4.2k +4,207
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 111,934111.9k $12.9m $12.9m 0.00% Added +26.8k +26,808
13 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 110,901110.9k $12.8m $12.8m 0.02% Added +35.7k +35,652
14 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 109,400109.4k $12.6m $12.6m 0.03% Added +60.3k +60,313
15 BANK HAPOALIM BM 1.74% of their portfolio TEL AVIV, L3 106,500106.5k $12.3m $12.3m 1.74% New
16 Private Advisor Group, LLC 0.08% of their portfolio MORRISTOWN, NJ 105,790105.8k $12.2m $12.2m 0.08% Added +9.1k +9,112
17 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 101,168101.2k $11.7m $11.7m 0.01% Added +34.8k +34,811
18 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 84,46884.5k $9.8m $9.8m 0.01% New
19 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 82,43182.4k $9.5m $9.5m 0.00% Reduced -56.1k -56,069
20 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 78,45178.5k $9.1m $9.1m 0.03% Reduced -84 -84
21 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 70,77170.8k $8.2m $8.2m 0.03% Added +17.7k +17,682
22 Legacy Edge Advisors, LLC 1.26% of their portfolio SYOSSET, NY 59,16759.2k $6.8m $6.8m 1.26% Added +17.6k +17,551
23 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 55,67855.7k $6.4m $6.4m 0.01% Added +4.6k +4,592
24 PRUDENTIAL PLC 0.04% of their portfolio LONDON, X0 55,50055.5k $6.4m $6.4m 0.04% Added +24.5k +24,500
25 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 55,30755.3k $6.4m $6.4m 0.02% Reduced -4.3k -4,345
26 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 55,28255.3k $6.4m $6.4m 0.01% Added +4.0k +4,034
27 Aprio Wealth Management, LLC 1.14% of their portfolio ATLANTA, GA 54,01754.0k $6.2m $6.2m 1.14% Added +51.8k +51,827
28 FIL Ltd 0.01% of their portfolio HAMILTON, D0 49,72349.7k $5.8m $5.8m 0.01% Added +18.1k +18,142
29 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 49,12849.1k $5.7m $5.7m 0.01% Added +26.5k +26,469
30 Concorde Asset Management, LLC 3.39% of their portfolio ANN ARBOR, MI 47,61347.6k $5.5m $5.5m 3.39% New
31 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 46,96747.0k $5.4m $5.4m 0.02% Added +8.7k +8,734
32 DUDLEY & SHANLEY, INC. 0.93% of their portfolio PALM BEACH, FL 46,90046.9k $5.4m $5.4m 0.93% Unchanged
33 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 46,14746.1k $5.3m $5.3m 0.01% Reduced -1.6k -1,645
34 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 45,37845.4k $5.2m $5.2m 0.01% Added +7.4k +7,408
35 MANCHESTER FINANCIAL INC 1.23% of their portfolio Westlake Village, CA 43,20643.2k $5.0m $5.0m 1.23% Added +627 +627
36 Black Swift Group, LLC 1.14% of their portfolio BOULDER, CO 42,67642.7k $4.9m $4.9m 1.14% Added +20.0k +20,012
37 PFG Investments, LLC 0.34% of their portfolio WOODBURY, NY 41,37641.4k $4.8m $4.8m 0.34% Added +590 +590
38 First Heartland Consultants, Inc. 0.44% of their portfolio LAKE ST. LOUIS, MO 38,30038.3k $4.4m $4.4m 0.44% Added +22.8k +22,789
39 Norris Financial Group, LLC 2.00% of their portfolio GREENVILLE, SC 33,17433.2k $3.8m $3.8m 2.00% New
40 Aveo Capital Partners, LLC 0.43% of their portfolio ENGLEWOOD, CO 32,61332.6k $3.8m $3.8m 0.43% New
41 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 31,99932.0k $3.7m $3.7m 0.00% Added +955 +955
42 Ameliora Wealth Management Ltd. 1.68% of their portfolio ZURICH, V8 31,93131.9k $3.7m $3.7m 1.68% New
43 MEITAV INVESTMENT HOUSE LTD 0.06% of their portfolio BENE-BERAQ, L3 31,39531.4k $3.6m $3.6m 0.06% Unchanged
44 Money Design Co.,Ltd. 0.19% of their portfolio TOKYO, M0 30,65930.7k $3.5m $3.5m 0.19% Reduced -7.4k -7,378
45 FLOW TRADERS U.S. LLC 0.17% of their portfolio NEW YORK, NY 30,55830.6k $3.5m $3.5m 0.17% New
46 Owen LaRue, LLC 2.12% of their portfolio ELIZABETHTOWN, KY 29,59329.6k $3.4m $3.4m 2.12% Added +1.5k +1,477
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 29,37229.4k $3.4m $3.4m 0.01% New
48 Eagle Strategies LLC 0.57% of their portfolio NEW YORK, NY 25,75425.8k $3.0m $3.0m 0.57% New
49 Trivium Point Advisory, LLC 0.43% of their portfolio WILTON, CT 24,73824.7k $2.9m $2.9m 0.43% New
50 Bright Futures Wealth Management, LLC. 1.38% of their portfolio WEBSTER, NY 14580, NY 22,47922.5k $2.5m $2.5m 1.38% Reduced -92 -92
51 Bogart Wealth, LLC 0.13% of their portfolio MCLEAN, VA 21,59321.6k $2.5m $2.5m 0.13% New
52 Migdal Insurance & Financial Holdings Ltd. 0.04% of their portfolio Petach Tikva, L3 20,62220.6k $2.4m $2.4m 0.04% Added +20.5k +20,512
53 Flaharty Asset Management, LLC 0.35% of their portfolio CLEARWATER, FL 20,46220.5k $2.4m $2.4m 0.35% Added +6.6k +6,592
54 WCG Wealth Advisors LLC 0.16% of their portfolio LAS VEGAS, NV 18,89618.9k $2.2m $2.2m 0.16% Added +1.4k +1,363
55 Baker Avenue Asset Management, LP 0.07% of their portfolio SAN FRANCISCO, CA 18,22618.2k $2.1m $2.1m 0.07% New
56 PECAUT & CO. 0.79% of their portfolio SIOUX CITY, IA 17,96518.0k $2.1m $2.1m 0.79% New
57 BENJAMIN F. EDWARDS & COMPANY, INC. 0.04% of their portfolio ST. LOUIS, MO 17,86317.9k $2.1m $2.1m 0.04% Reduced -109 -109
58 GREAT VALLEY ADVISOR GROUP, INC. 0.06% of their portfolio WILMINGTON, DE 17,63917.6k $2.0m $2.0m 0.06% Added +1.5k +1,535
59 WealthBridge Capital Management, LLC 0.67% of their portfolio WESTERVILLE, OH 17,45917.5k $2.0m $2.0m 0.67% Added +2.1k +2,085
60 TAP Consulting, LLC 0.42% of their portfolio KIRKWOOD, MO 17,30517.3k $2.0m $2.0m 0.42% Reduced -754 -754
61 HARBOUR INVESTMENTS, INC. 0.07% of their portfolio MADISON, WI 16,70016.7k $1.9m $1.9m 0.07% Added +2.6k +2,568
62 Dunhill Financial, LLC 1.16% of their portfolio LONDON, X0 16,15616.2k $1.9m $1.9m 1.16% Reduced -317 -317
63 Waverly Advisors, LLC 0.04% of their portfolio BIRMINGHAM, AL 15,50915.5k $1.8m $1.8m 0.04% Unchanged
64 Csenge Advisory Group 0.10% of their portfolio CLEARWATER, FL 14,82214.8k $1.7m $1.7m 0.10% New
65 Sage Capital Management, LLC 0.88% of their portfolio Stockton, NJ 14,53314.5k $1.7m $1.7m 0.88% Added +815 +815
66 Capital Analysts, LLC 0.07% of their portfolio FORT WASHINGTON, PA 14,18614.2k $1.6m $1.6m 0.07% Added +355 +355
67 Strategic Financial Concepts, LLC 0.00% of their portfolio SAN ANTONIO, TX 13,91613.9k $120 $120 0.00% New
68 Kingsview Wealth Management, LLC 0.04% of their portfolio GRANTS PASS, OR 13,91013.9k $1.6m $1.6m 0.04% Added +994 +994
69 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 13,90813.9k $1.6m $1.6m 0.00% Reduced -5.0k -4,950
70 KRAEMATON INVESTMENT ADVISORS, INC 1.60% of their portfolio BRAINTREE, MA 13,62913.6k $1.6m $1.6m 1.60% Reduced -143 -143
71 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 13,56213.6k $1.6m $1.6m 0.00% Added +6.3k +6,332
72 GUARDIAN CAPITAL LP 0.06% of their portfolio TORONTO, A6 13,50313.5k $1.6m $1.6m 0.06% Added +5.0k +4,965
73 WEDBUSH SECURITIES INC 0.06% of their portfolio PASADENA, CA 13,38313.4k $1.5m $1.5m 0.06% Added +658 +658
74 Stegent Equity Advisors, Inc. 1.61% of their portfolio HOUSTON, TX 13,36413.4k $1.5m $1.5m 1.61% Added +674 +674
75 Rathbones Group PLC 0.01% of their portfolio Liverpool, X0 12,69712.7k $1.5m $1.5m 0.01% Reduced -945 -945
76 JOURNEY STRATEGIC WEALTH LLC 0.06% of their portfolio SUMMIT, NJ 12,65112.7k $1.5m $1.5m 0.06% Added +6.6k +6,595
77 Provident Co of the Employees of the Hebrew University LTD 1.73% of their portfolio Jerusalem, L3 12,60712.6k $1.5m $1.5m 1.73% Unchanged
78 American Institute for Advanced Investment Management, LLP 1.05% of their portfolio Scottsdale, AZ 11,89711.9k $1.4m $1.4m 1.05% Added +47 +47
79 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 11,59811.6k $1.3m $1.3m 0.02% Added +3.2k +3,245
80 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 11,25211.3k $1.3m $1.3m 0.02% Added +83 +83
81 Ascent Group, LLC 0.10% of their portfolio VIRGINIA BEACH, VA 10,18910.2k $1.2m $1.2m 0.10% New
82 CORRADO ADVISORS, LLC 0.75% of their portfolio RAMSEY, NJ 10,07910.1k $1.2m $1.2m 0.75% Added +393 +393
83 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 9,9429.9k $1.1m $1.1m 0.01% Reduced -439 -439
84 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 9,6459.6k $1.1m $1.1m 0.01% First filing
85 Kepos Capital LP 0.41% of their portfolio NEW YORK, NY 9,1699.2k $1.1m $1.1m 0.41% Added +4.4k +4,398
86 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 8,9719.0k $1.0m $1.0m 0.00% New
87 Mariner, LLC 0.00% of their portfolio Overland Park, KS 8,7478.7k $1.0m $1.0m 0.00% Added +3.8k +3,843
88 Concentrum Wealth Management 0.41% of their portfolio SAN JOSE, CA 8,4538.5k $977.0k $977.0k 0.41% Added +729 +729
89 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 8,4248.4k $973.2k $973.2k 0.04% Added +899 +899
90 McKinley Carter Wealth Services, Inc. 0.06% of their portfolio WHEELING, WV 8,4118.4k $972.2k $972.2k 0.06% Added +412 +412
91 Per Stirling Capital Management, LLC. 0.16% of their portfolio AUSTIN, TX 8,3858.4k $969.1k $969.1k 0.16% New
92 1858 WEALTH MANAGEMENT, LLC 0.76% of their portfolio AKRON, OH 7,9618.0k $920.1k $920.1k 0.76% Reduced -5 -5
93 Rothschild Wealth LLC 0.28% of their portfolio OAK BROOK, IL 7,4677.5k $863.0k $863.0k 0.28% Reduced -1.1k -1,120
94 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 7,4267.4k $858.3k $858.3k 0.01% Added +231 +231
95 FLAGSHIP HARBOR ADVISORS, LLC 0.05% of their portfolio BOSTON, MA 7,0677.1k $816.8k $816.8k 0.05% Reduced -1.0k -1,035
96 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 6,8876.9k $796.0k $796.0k 0.01% New
97 Custom Portfolio Group LLC 0.55% of their portfolio ENGLEWOOD, CO 6,5026.5k $699.0k $699.0k 0.55% New
98 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 6,2846.3k $726.0k $726.0k 0.00% Added +4.4k +4,385
99 CoreCap Advisors, LLC 0.08% of their portfolio SOUTHFIELD, MI 6,2836.3k $726.2k $726.2k 0.08% Reduced -120 -120
100 Sunpointe, LLC 0.45% of their portfolio ST. LOUIS, MO 5,9616.0k $689.0k $689.0k 0.45% New