Vault-13

FIRST TR EXCHANGE-TRADED FD GRID

NASDQ CLN EDGE · ETP · CUSIP 33737A108

190 institutional holders +6 vs Q4 2023
5,601,3065.6m shares reported held*
$642.1mreported value*
26 new 68 added 54 reduced 19 sold out net bought ≈ $127.4m (+1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $114.64. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 147Q4 22: 149Q1 23: 157Q2 23: 174Q3 23: 180Q4 23: 184Q1 24: 190190Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022147
Q4 2022149
Q1 2023157
Q2 2023174
Q3 2023180
Q4 2023184
Q1 2024190

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 61 bought or addedQ4 22: 70 cut or sold outQ4 22Q1 23: 69 bought or addedQ1 23: 64 cut or sold outQ1 23Q2 23: 90 bought or addedQ2 23: 63 cut or sold outQ2 23Q3 23: 105 bought or addedQ3 23: 60 cut or sold outQ3 23Q4 23: 60 bought or addedQ4 23: 115 cut or sold outQ4 23Q1 24: 94 bought or addedQ1 24: 73 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226170
Q1 20236964
Q2 20239063
Q3 202310560
Q4 202360115
Q1 20249473

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ2 23 calls: $272.8kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $253.5kQ3 23 puts: $93.9kQ3 23P/C 0.37Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$272.8k$00.00
Q3 2023$253.5k$93.9k0.37
Q4 2023$0$0—
Q1 2024$0$0—

Biggest buyers

MORGAN STANLEY Added +490,969+491.0k
TRAPHAGEN INVESTMENT ADVISORS LLC Added +263,016+263.0k
Gitterman Wealth Management, LLC New +180,971+181.0k
Arlington Financial Advisors, LLC Added +143,145+143.1k
Mivtachim The Workers Social Insurance Fund Ltd. (Under Special Management) New +130,000+130.0k
WELLS FARGO & COMPANY/MN Added +63,252+63.3k
AMERIPRISE FINANCIAL INC Added +47,455+47.5k
FIL Ltd New +31,581+31.6k
PRUDENTIAL PLC New +31,000+31.0k
Cetera Investment Advisers Added +29,739+29.7k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -79,114-79.1k
Concorde Asset Management, LLC Sold out -60,216-60.2k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -55,256-55.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -48,189-48.2k
STIFEL FINANCIAL CORP Reduced -33,796-33.8k
Cetera Advisor Networks LLC Sold out -30,914-30.9k
Raymond James Financial Services Advisors, Inc. Reduced -28,489-28.5k
BANK OF AMERICA CORP /DE/ Reduced -26,382-26.4k
SEAVIEW INVESTMENT MANAGERS LLC Sold out -22,276-22.3k
First Heartland Consultants, Inc. Reduced -22,259-22.3k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,393,7431.4m $159.7m $159.7m 0.00% Added +491.0k +490,969
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 343,176343.2k $39.3m $39.3m 0.00% Reduced -26.4k -26,382
3 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 318,494318.5k $36.5m $36.5m 0.02% Reduced -3.4k -3,414
4 TRAPHAGEN INVESTMENT ADVISORS LLC 3.31% of their portfolio ORADELL, NJ 271,083271.1k $31.1m $31.1m 3.31% Added +263.0k +263,016
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 254,928254.9k $29.2m $29.2m 0.01% Added +63.3k +63,252
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 243,455243.5k $27.9m $27.9m 0.01% Added +18.1k +18,081
7 Arlington Financial Advisors, LLC 5.34% of their portfolio SANTA BARBARA, CA 212,170212.2k $24.3m $24.3m 5.34% Added +143.1k +143,145
8 Gitterman Wealth Management, LLC 8.04% of their portfolio Edison, NJ 180,971181.0k $20.7m $20.7m 8.04% New
9 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 138,500138.5k $15.9m $15.9m 0.00% Added +47.5k +47,455
10 Mivtachim The Workers Social Insurance Fund Ltd. (Under Special Management) 1.44% of their portfolio Tel Aviv, L3 130,000130.0k $14.9m $14.9m 1.44% New
11 Kestra Advisory Services, LLC 0.09% of their portfolio AUSTIN, TX 123,294123.3k $14.1m $14.1m 0.09% Added +15.9k +15,915
12 Private Advisor Group, LLC 0.08% of their portfolio MORRISTOWN, NJ 96,67896.7k $11.1m $11.1m 0.08% Reduced -1.1k -1,146
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 85,12685.1k $9.8m $9.8m 0.00% Reduced -10.7k -10,688
14 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 78,53578.5k $9.0m $9.0m 0.03% Reduced -4.7k -4,685
15 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 75,24975.2k $8.6m $8.6m 0.01% Reduced -55.3k -55,256
16 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 66,35766.4k $7.6m $7.6m 0.01% Added +17.9k +17,931
17 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 60,70060.7k $7.2m $7.2m 0.01% Reduced -1.8k -1,826
18 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 59,65259.7k $6.8m $6.8m 0.02% Added +4.0k +4,017
19 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 53,08953.1k $6.1m $6.1m 0.02% Added +3.9k +3,904
20 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 51,24851.2k $5.9m $5.9m 0.01% Added +29.7k +29,739
21 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 51,08651.1k $5.9m $5.9m 0.01% Added +2.2k +2,176
22 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 49,08749.1k $5.6m $5.6m 0.01% Reduced -79.1k -79,114
23 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 47,79247.8k $5.5m $5.5m 0.01% Reduced -33.8k -33,796
24 DUDLEY & SHANLEY, INC. 0.91% of their portfolio PALM BEACH, FL 46,90046.9k $5.4m $5.4m 0.91% Unchanged
25 MANCHESTER FINANCIAL INC 1.27% of their portfolio Westlake Village, CA 42,57942.6k $4.9m $4.9m 1.27% Added +1.1k +1,098
26 Legacy Edge Advisors, LLC 0.99% of their portfolio SYOSSET, NY 41,61641.6k $4.8m $4.8m 0.99% Added +7.1k +7,075
27 PFG Investments, LLC 0.28% of their portfolio WOODBURY, NY 40,78640.8k $4.7m $4.7m 0.28% Added +6.2k +6,175
28 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 38,23338.2k $4.4m $4.4m 0.02% Added +7.1k +7,074
29 Money Design Co.,Ltd. 0.24% of their portfolio TOKYO, M0 38,03738.0k $4.4m $4.4m 0.24% Reduced -8.2k -8,222
30 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 37,97038.0k $4.4m $4.4m 0.00% Added +2.9k +2,870
31 FIL Ltd 0.00% of their portfolio HAMILTON, D0 31,58131.6k $3.6m $3.6m 0.00% New
32 MEITAV INVESTMENT HOUSE LTD 0.07% of their portfolio BENE-BERAQ, L3 31,39531.4k $3.6m $3.6m 0.07% Unchanged
33 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 31,04431.0k $3.6m $3.6m 0.00% Reduced -687 -687
34 PRUDENTIAL PLC 0.03% of their portfolio LONDON, X0 31,00031.0k $3.6m $3.6m 0.03% New
35 Owen LaRue, LLC 2.02% of their portfolio ELIZABETHTOWN, KY 28,11628.1k $3.2m $3.2m 2.02% Added +2.8k +2,754
36 Black Swift Group, LLC 0.67% of their portfolio BOULDER, CO 22,66422.7k $2.6m $2.6m 0.67% New
37 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 22,65922.7k $2.6m $2.6m 0.00% Reduced -28.5k -28,489
38 Bright Futures Wealth Management, LLC. 1.41% of their portfolio WEBSTER, NY 14580, NY 22,57122.6k $2.6m $2.6m 1.41% First filing
39 Keystone Financial Group 0.35% of their portfolio LEXINGTON, KY 20,67420.7k $2.4m $2.4m 0.35% Reduced -35 -35
40 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 18,85818.9k $2.2m $2.2m 0.00% Reduced -82 -82
41 TAP Consulting, LLC 0.46% of their portfolio KIRKWOOD, MO 18,05918.1k $2.1m $2.1m 0.46% New
42 BENJAMIN F. EDWARDS & COMPANY, INC. 0.04% of their portfolio ST. LOUIS, MO 17,97218.0k $2.1m $2.1m 0.04% Reduced -141 -141
43 WCG Wealth Advisors LLC 0.17% of their portfolio LAS VEGAS, NV 17,53317.5k $2.0m $2.0m 0.17% Added +579 +579
44 Dunhill Financial, LLC 1.40% of their portfolio LONDON, X0 16,47316.5k $1.9m $1.9m 1.40% Added +601 +601
45 GREAT VALLEY ADVISOR GROUP, INC. 0.06% of their portfolio WILMINGTON, DE 16,10416.1k $1.8m $1.8m 0.06% Reduced -358 -358
46 First Heartland Consultants, Inc. 0.18% of their portfolio LAKE ST. LOUIS, MO 15,51115.5k $1.8m $1.8m 0.18% Reduced -22.3k -22,259
47 Waverly Advisors, LLC 0.04% of their portfolio BIRMINGHAM, AL 15,50915.5k $1.8m $1.8m 0.04% Unchanged
48 WealthBridge Capital Management, LLC 0.59% of their portfolio WESTERVILLE, OH 15,37415.4k $1.8m $1.8m 0.59% Added +1.8k +1,798
49 HARBOUR INVESTMENTS, INC. 0.06% of their portfolio MADISON, WI 14,13214.1k $1.6m $1.6m 0.06% Added +3.8k +3,793
50 Flaharty Asset Management, LLC 0.24% of their portfolio CLEARWATER, FL 13,87013.9k $1.6m $1.6m 0.24% Added +390 +390
51 Capital Analysts, LLC 0.07% of their portfolio FORT WASHINGTON, PA 13,83113.8k $1.6m $1.6m 0.07% Reduced -1.9k -1,872
52 KRAEMATON INVESTMENT ADVISORS, INC 1.59% of their portfolio BRAINTREE, MA 13,77213.8k $1.6m $1.6m 1.59% Reduced -775 -775
53 Sage Capital Management, LLC 0.85% of their portfolio Stockton, NJ 13,71813.7k $1.6m $1.6m 0.85% Added +1.9k +1,894
54 Rathbones Group PLC 0.01% of their portfolio Liverpool, X0 13,64213.6k $1.6m $1.6m 0.01% Reduced -807 -807
55 Kingsview Wealth Management, LLC 0.04% of their portfolio GRANTS PASS, OR 12,91612.9k $1.5m $1.5m 0.04% Added +1.0k +1,030
56 WEDBUSH SECURITIES INC 0.05% of their portfolio PASADENA, CA 12,72512.7k $1.5m $1.5m 0.05% Added +3.6k +3,611
57 Stegent Equity Advisors, Inc. 1.48% of their portfolio HOUSTON, TX 12,69012.7k $1.5m $1.5m 1.48% Added +113 +113
58 Provident Co of the Employees of the Hebrew University LTD 1.53% of their portfolio Jerusalem, L3 12,60712.6k $1.4m $1.4m 1.53% First filing
59 EUDAIMONIA ADVISORS LLC 0.75% of their portfolio Winchester, TN 12,34912.3k $1.4m $1.4m 0.75% Added +4.3k +4,251
60 American Institute for Advanced Investment Management, LLP 1.07% of their portfolio Scottsdale, AZ 11,85011.8k $1.4m $1.4m 1.07% Added +565 +565
61 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 11,42911.4k $1.3m $1.3m 0.00% Added +1.5k +1,541
62 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 11,16911.2k $1.3m $1.3m 0.02% Reduced -2.1k -2,116
63 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 10,38110.4k $1.2m $1.2m 0.01% Reduced -111 -111
64 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 10,31410.3k $1.2m $1.2m 0.00% Reduced -2.8k -2,771
65 CORRADO ADVISORS, LLC 0.73% of their portfolio RAMSEY, NJ 9,6869.7k $1.1m $1.1m 0.73% New
66 Rothschild Wealth LLC 0.35% of their portfolio OAK BROOK, IL 8,5878.6k $984.2k $984.2k 0.35% First filing
67 GUARDIAN CAPITAL LP 0.03% of their portfolio TORONTO, A6 8,5388.5k $978.5k $978.5k 0.03% New
68 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 8,3538.4k $957.3k $957.3k 0.02% Reduced -1.3k -1,313
69 FLAGSHIP HARBOR ADVISORS, LLC 0.06% of their portfolio BOSTON, MA 8,1028.1k $928.6k $928.6k 0.06% Reduced -2.1k -2,063
70 McKinley Carter Wealth Services, Inc. 0.06% of their portfolio WHEELING, WV 7,9998.0k $916.8k $916.8k 0.06% Reduced -194 -194
71 1858 WEALTH MANAGEMENT, LLC 0.79% of their portfolio AKRON, OH 7,9668.0k $834.1k $834.1k 0.79% Unchanged
72 Concentrum Wealth Management 0.41% of their portfolio SAN JOSE, CA 7,7247.7k $885.2k $885.2k 0.41% Added +639 +639
73 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 7,5257.5k $862.6k $862.6k 0.04% Added +5.7k +5,705
74 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 7,2307.2k $829.0k $829.0k 0.00% Reduced -2.3k -2,262
75 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 7,1957.2k $824.6k $824.6k 0.01% Reduced -176 -176
76 Eudaimonia Partners, LLC 0.19% of their portfolio Winchester, TN 6,9276.9k $793.9k $793.9k 0.19% Added +155 +155
77 CoreCap Advisors, LLC 0.04% of their portfolio SOUTHFIELD, MI 6,4036.4k $733.8k $733.8k 0.04% Added +361 +361
78 JOURNEY STRATEGIC WEALTH LLC 0.03% of their portfolio SUMMIT, NJ 6,0566.1k $694.1k $694.1k 0.03% New
79 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 5,4855.5k $628.6k $628.6k 0.01% Added +536 +536
80 Stonebridge Financial Planning Group, LLC 0.33% of their portfolio ORLANDO, FL 5,4605.5k $625.8k $625.8k 0.33% Reduced -315 -315
81 Apeiron RIA LLC 0.18% of their portfolio Dallas, TX 5,4495.4k $624.5k $624.5k 0.18% Added +86 +86
82 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 5,3065.3k $608.2k $608.2k 0.01% Reduced -13.4k -13,447
83 BOURGEON CAPITAL MANAGEMENT LLC 0.12% of their portfolio Darien, CT 5,2965.3k $607.0k $607.0k 0.12% Added +639 +639
84 Arax Advisory Partners 0.06% of their portfolio NEW YORK, NY 5,1915.2k $595.0k $595.0k 0.06% Added +2.4k +2,419
85 EQUITABLE TRUST CO 0.04% of their portfolio NASHVILLE, TN 4,9394.9k $566.1k $566.1k 0.04% Unchanged
86 Mariner, LLC 0.00% of their portfolio Overland Park, KS 4,9044.9k $562.1k $562.1k 0.00% Added +1.5k +1,509
87 FLAGSTAR SECURITIES, INC 0.15% of their portfolio New York, NY 4,8444.8k $555.2k $555.2k 0.15% Added +22 +22
88 Kepos Capital LP 0.14% of their portfolio NEW YORK, NY 4,7714.8k $548.0k $548.0k 0.14% Reduced -2.1k -2,103
89 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 4,7374.7k $542.9k $542.9k 0.00% New
90 Capital Investment Advisory Services, LLC 0.06% of their portfolio RALEIGH, NC 4,6504.7k $532.9k $532.9k 0.06% Unchanged
91 Collaborative Wealth Managment Inc. 0.26% of their portfolio LAKE MARY, FL 4,6024.6k $527.4k $527.4k 0.26% Added +5 +5
92 CWM, LLC 0.00% of their portfolio OMAHA, NE 4,4284.4k $507.0k $507.0k 0.00% Unchanged
93 Outlook Wealth Advisors, LLC 0.15% of their portfolio SHENANDOAH, TX 4,3384.3k $497.1k $497.1k 0.15% Added +160 +160
94 DEBUSSY CAPITAL MANAGEMENT LP 0.15% of their portfolio CHICAGO, IL 4,3374.3k $513.2k $513.2k 0.15% Unchanged
95 Compound Planning, Inc. 0.04% of their portfolio NEW YORK, NY 4,2354.2k $485.4k $485.4k 0.04% Added +186 +186
96 LANARK FINANCIAL, INC. 0.04% of their portfolio BIRMINGHAM, AL 4,0444.0k $463.0k $463.0k 0.04% Reduced -748 -748
97 United Advisor Group, LLC 0.17% of their portfolio CINCINNATI, OH 3,9443.9k $452.0k $452.0k 0.17% New
98 Walkner Condon Financial Advisors LLC 0.10% of their portfolio MADISON, WI 3,9233.9k $449.6k $449.6k 0.10% Reduced -34 -34
99 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 3,7603.8k $431.0k $431.0k 0.01% New
100 COMERICA BANK 0.00% of their portfolio DALLAS, TX 3,6833.7k $422.1k $422.1k 0.00% Reduced -169 -169