Vault-13

FIRST TR EXCHANGE-TRADED FD GRID

NASDQ CLN EDGE · ETP · CUSIP 33737A108

184 institutional holders +4 vs Q3 2023
4,449,0954.4m shares reported held*
$465.4mreported value*
23 new 37 added 85 reduced 30 sold out net sold ≈ $195.3m (-1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($208.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $104.60. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 147Q4 22: 149Q1 23: 157Q2 23: 174Q3 23: 180Q4 23: 184184Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022147
Q4 2022149
Q1 2023157
Q2 2023174
Q3 2023180
Q4 2023184

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 61 bought or addedQ4 22: 70 cut or sold outQ4 22Q1 23: 69 bought or addedQ1 23: 64 cut or sold outQ1 23Q2 23: 90 bought or addedQ2 23: 63 cut or sold outQ2 23Q3 23: 105 bought or addedQ3 23: 60 cut or sold outQ3 23Q4 23: 60 bought or addedQ4 23: 115 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226170
Q1 20236964
Q2 20239063
Q3 202310560
Q4 202360115

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $272.8kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $253.5kQ3 23 puts: $93.9kQ3 23P/C 0.37Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$272.8k$00.00
Q3 2023$253.5k$93.9k0.37
Q4 2023$0$0—

Biggest buyers

MORGAN STANLEY Added +420,019+420.0k
NATIONAL BANK OF CANADA /FI/ Added +58,698+58.7k
CAPTRUST FINANCIAL ADVISORS New +49,185+49.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +48,189+48.2k
PFG Investments, LLC Added +27,496+27.5k
JPMORGAN CHASE & CO Added +18,543+18.5k
Cambridge Investment Research Advisors, Inc. Added +18,242+18.2k
Dunhill Financial, LLC New +15,872+15.9k
CITIGROUP INC Added +10,272+10.3k
TRAPHAGEN INVESTMENT ADVISORS LLC New +8,067+8.1k

Biggest sellers

ASSETMARK, INC Reduced -1,079,303-1.1m
BARINGS LLC Sold out -311,246-311.2k
Raymond James Financial Services Advisors, Inc. Reduced -238,992-239.0k
JANE STREET GROUP, LLC Reduced -166,630-166.6k
OSAIC HOLDINGS, INC. Reduced -121,021-121.0k
Portfolio Strategies, Inc. Sold out -88,890-88.9k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -82,086-82.1k
Arlington Financial Advisors, LLC Reduced -44,695-44.7k
Aveo Capital Partners, LLC Sold out -37,582-37.6k
BANK OF AMERICA CORP /DE/ Reduced -32,594-32.6k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 902,774902.8k $94.5m $94.5m 0.00% Added +420.0k +420,019
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 369,558369.6k $38.7m $38.7m 0.00% Reduced -32.6k -32,594
3 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 321,908321.9k $33.7m $33.7m 0.02% Added +3.1k +3,098
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 225,374225.4k $23.6m $23.6m 0.01% Reduced -14.3k -14,344
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 191,676191.7k $20.1m $20.1m 0.01% Reduced -158 -158
6 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 130,505130.5k $13.7m $13.7m 0.03% Reduced -82.1k -82,086
7 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 128,201128.2k $13.4m $13.4m 0.02% Reduced -121.0k -121,021
8 Kestra Advisory Services, LLC 0.09% of their portfolio AUSTIN, TX 107,379107.4k $11.2m $11.2m 0.09% Added +2.4k +2,449
9 Private Advisor Group, LLC 0.08% of their portfolio MORRISTOWN, NJ 97,82497.8k $10.2m $10.2m 0.08% Reduced -5.1k -5,132
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 95,81495.8k $10.0m $10.0m 0.00% Reduced -21.3k -21,296
11 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 91,04591.0k $9.5m $9.5m 0.00% Reduced -24.4k -24,400
12 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 83,22083.2k $8.7m $8.7m 0.04% Added +18.2k +18,242
13 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 81,58881.6k $8.5m $8.5m 0.01% Reduced -1.7k -1,729
14 Arlington Financial Advisors, LLC 2.16% of their portfolio SANTA BARBARA, CA 69,02569.0k $7.2m $7.2m 2.16% Reduced -44.7k -44,695
15 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 62,52662.5k $6.5m $6.5m 0.01% Added +58.7k +58,698
16 Concorde Asset Management, LLC 4.29% of their portfolio ANN ARBOR, MI 60,21660.2k $6.3m $6.3m 4.29% Added +6.8k +6,834
17 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 55,63555.6k $5.8m $5.8m 0.02% Reduced -15.7k -15,743
18 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 51,14851.1k $5.4m $5.4m 0.01% Reduced -239.0k -238,992
19 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 49,18549.2k $5.2m $5.2m 0.02% New
20 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 48,91048.9k $5.1m $5.1m 0.01% Reduced -3.0k -3,013
21 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 48,42648.4k $5.1m $5.1m 0.00% Reduced -1.5k -1,458
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 48,18948.2k $5.0m $5.0m 0.01% New
23 DUDLEY & SHANLEY, INC. 0.88% of their portfolio PALM BEACH, FL 46,90046.9k $4.9m $4.9m 0.88% Reduced -18.0k -18,000
24 Money Design Co.,Ltd. 0.27% of their portfolio TOKYO, M0 46,25946.3k $4.8m $4.8m 0.27% Reduced -9.6k -9,582
25 MANCHESTER FINANCIAL INC 1.21% of their portfolio Westlake Village, CA 41,48141.5k $4.3m $4.3m 1.21% Reduced -1.1k -1,090
26 First Heartland Consultants, Inc. 0.48% of their portfolio LAKE ST. LOUIS, MO 37,77037.8k $4.0m $4.0m 0.48% Reduced -2.3k -2,344
27 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 35,10035.1k $3.7m $3.7m 0.00% Added +10.3k +10,272
28 PFG Investments, LLC 0.67% of their portfolio WOODBURY, NY 34,61134.6k $3.6m $3.6m 0.67% Added +27.5k +27,496
29 Legacy Edge Advisors, LLC 0.83% of their portfolio SYOSSET, NY 34,54134.5k $3.6m $3.6m 0.83% First filing
30 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 31,73131.7k $3.3m $3.3m 0.00% Reduced -15.9k -15,946
31 MEITAV INVESTMENT HOUSE LTD 0.05% of their portfolio BENE-BERAQ, L3 31,39531.4k $3.3m $3.3m 0.05% Reduced -9.5k -9,485
32 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 31,15931.2k $3.3m $3.3m 0.02% Reduced -10.7k -10,694
33 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 30,91430.9k $3.2m $3.2m 0.02% Reduced -6.3k -6,331
34 Owen LaRue, LLC 2.53% of their portfolio ELIZABETHTOWN, KY 25,36225.4k $2.7m $2.7m 2.53% Reduced -16 -16
35 SEAVIEW INVESTMENT MANAGERS LLC 0.75% of their portfolio MIAMI, FL 22,27622.3k $2.3m $2.3m 0.75% Reduced -268 -268
36 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 21,50921.5k $2.3m $2.3m 0.02% Reduced -95 -95
37 Keystone Financial Group 0.38% of their portfolio LEXINGTON, KY 20,70920.7k $2.2m $2.2m 0.38% Added +228 +228
38 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 18,94018.9k $2.0m $2.0m 0.00% Added +18.5k +18,543
39 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 18,75318.8k $2.0m $2.0m 0.03% Reduced -1.0k -1,040
40 BENJAMIN F. EDWARDS & COMPANY, INC. 0.04% of their portfolio ST. LOUIS, MO 18,11318.1k $1.9m $1.9m 0.04% Reduced -253 -253
41 WCG Wealth Advisors LLC 0.13% of their portfolio LAS VEGAS, NV 16,95417.0k $1.8m $1.8m 0.13% Reduced -581 -581
42 GREAT VALLEY ADVISOR GROUP, INC. 0.06% of their portfolio WILMINGTON, DE 16,46216.5k $1.7m $1.7m 0.06% Reduced -5.4k -5,376
43 Snowden Capital Advisors LLC 0.06% of their portfolio New York, NY 15,96416.0k $1.7m $1.7m 0.06% Reduced -129 -129
44 Dunhill Financial, LLC 1.38% of their portfolio LONDON, X0 15,87215.9k $1.6m $1.6m 1.38% New
45 Capital Analysts, LLC 0.08% of their portfolio FORT WASHINGTON, PA 15,70315.7k $1.6m $1.6m 0.08% Added +2.0k +1,993
46 Waverly Advisors, LLC 0.06% of their portfolio BIRMINGHAM, AL 15,50915.5k $1.6m $1.6m 0.06% Unchanged
47 KRAEMATON INVESTMENT ADVISORS, INC 1.68% of their portfolio BRAINTREE, MA 14,54714.5k $1.5m $1.5m 1.68% Reduced -297 -297
48 Rathbones Group PLC 0.01% of their portfolio Liverpool, X0 14,44914.4k $1.5m $1.5m 0.01% Added +650 +650
49 WealthBridge Capital Management, LLC 0.53% of their portfolio WESTERVILLE, OH 13,57613.6k $1.4m $1.4m 0.53% Added +1.3k +1,268
50 Flaharty Asset Management, LLC 0.22% of their portfolio CLEARWATER, FL 13,48013.5k $1.4m $1.4m 0.22% Reduced -156 -156
51 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 13,28513.3k $1.4m $1.4m 0.03% Reduced -2.6k -2,649
52 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 13,08513.1k $1.4m $1.4m 0.00% Added +7.9k +7,915
53 Stegent Equity Advisors, Inc. 1.56% of their portfolio HOUSTON, TX 12,57712.6k $1.3m $1.3m 1.56% Reduced -2.6k -2,646
54 Kingsview Wealth Management, LLC 0.04% of their portfolio GRANTS PASS, OR 11,88611.9k $1.2m $1.2m 0.04% Added +744 +744
55 Sage Capital Management, LLC 0.74% of their portfolio Stockton, NJ 11,82411.8k $1.2m $1.2m 0.74% First filing
56 American Institute for Advanced Investment Management, LLP 1.04% of their portfolio Scottsdale, AZ 11,28511.3k $1.2m $1.2m 1.04% Reduced -192 -192
57 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 10,49210.5k $1.1m $1.1m 0.01% Added +878 +878
58 HARBOUR INVESTMENTS, INC. 0.04% of their portfolio MADISON, WI 10,33910.3k $1.1m $1.1m 0.04% Added +7.0k +6,963
59 FLAGSHIP HARBOR ADVISORS, LLC 0.08% of their portfolio BOSTON, MA 10,16510.2k $1.1m $1.1m 0.08% Reduced -578 -578
60 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 9,8889.9k $1.0m $1.0m 0.00% Reduced -1.1m -1,079,303
61 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 9,6669.7k $1.0m $1.0m 0.02% Reduced -4.8k -4,833
62 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 9,4929.5k $994.0k $994.0k 0.00% Reduced -575 -575
63 WEDBUSH SECURITIES INC 0.04% of their portfolio PASADENA, CA 9,1149.1k $954.0k $954.0k 0.04% Reduced -4.5k -4,510
64 McKinley Carter Wealth Services, Inc. 0.06% of their portfolio WHEELING, WV 8,1938.2k $857.9k $857.9k 0.06% Reduced -1.8k -1,805
65 EUDAIMONIA ADVISORS LLC 0.55% of their portfolio Winchester, TN 8,0988.1k $847.9k $847.9k 0.55% Reduced -1.1k -1,053
66 TRAPHAGEN INVESTMENT ADVISORS LLC 0.10% of their portfolio ORADELL, NJ 8,0678.1k $844.7k $844.7k 0.10% New
67 1858 WEALTH MANAGEMENT, LLC 0.79% of their portfolio AKRON, OH 7,9668.0k $834.1k $834.1k 0.79% First filing
68 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 7,3717.4k $743.9k $743.9k 0.01% Reduced -23.2k -23,245
69 Concentrum Wealth Management 0.39% of their portfolio SAN JOSE, CA 7,0857.1k $741.9k $741.9k 0.39% Added +1.1k +1,056
70 Kepos Capital LP 0.23% of their portfolio NEW YORK, NY 6,8746.9k $720.0k $720.0k 0.23% New
71 Eudaimonia Partners, LLC 0.19% of their portfolio Winchester, TN 6,7726.8k $709.1k $709.1k 0.19% Reduced -1.1k -1,092
72 BANK HAPOALIM BM 0.09% of their portfolio TEL AVIV, L3 6,6006.6k $691.0k $691.0k 0.09% Reduced -3.1k -3,115
73 CoreCap Advisors, LLC 0.04% of their portfolio SOUTHFIELD, MI 6,0426.0k $632.7k $632.7k 0.04% Reduced -63 -63
74 VOISARD ASSET MANAGEMENT GROUP, INC. 0.29% of their portfolio Grand Rapids, MI 6,0106.0k $486.2k $486.2k 0.29% First filing
75 Stonebridge Financial Planning Group, LLC 0.35% of their portfolio ORLANDO, FL 5,7755.8k $604.7k $604.7k 0.35% Reduced -680 -680
76 Apeiron RIA LLC 0.18% of their portfolio Dallas, TX 5,3635.4k $561.6k $561.6k 0.18% Added +707 +707
77 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 5,2575.3k $550.5k $550.5k 0.00% Reduced -166.6k -166,630
78 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 4,9565.0k $518.9k $518.9k 0.01% Reduced -8.2k -8,173
79 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 4,9494.9k $518.2k $518.2k 0.01% Added +1.7k +1,671
80 EQUITABLE TRUST CO 0.04% of their portfolio NASHVILLE, TN 4,9394.9k $517.2k $517.2k 0.04% Unchanged
81 FLAGSTAR SECURITIES, INC 0.16% of their portfolio New York, NY 4,8224.8k $504.9k $504.9k 0.16% Added +15 +15
82 LANARK FINANCIAL, INC. 0.05% of their portfolio BIRMINGHAM, AL 4,7924.8k $501.0k $501.0k 0.05% Reduced -347 -347
83 BOURGEON CAPITAL MANAGEMENT LLC 0.11% of their portfolio Darien, CT 4,6574.7k $487.6k $487.6k 0.11% Added +581 +581
84 Capital Investment Advisory Services, LLC 0.05% of their portfolio RALEIGH, NC 4,6504.7k $486.9k $486.9k 0.05% Unchanged
85 Collaborative Wealth Managment Inc. 0.26% of their portfolio LAKE MARY, FL 4,5974.6k $481.4k $481.4k 0.26% Unchanged
86 CWM, LLC 0.00% of their portfolio OMAHA, NE 4,4284.4k $464.0k $464.0k 0.00% Reduced -108 -108
87 DEBUSSY CAPITAL MANAGEMENT LP 0.13% of their portfolio CHICAGO, IL 4,3374.3k $444.7k $444.7k 0.13% Unchanged
88 Outlook Wealth Advisors, LLC 0.15% of their portfolio SHENANDOAH, TX 4,1784.2k $437.4k $437.4k 0.15% Reduced -293 -293
89 Compound Planning, Inc. 0.06% of their portfolio NEW YORK, NY 4,0494.0k $424.0k $424.0k 0.06% Reduced -129 -129
90 Walkner Condon Financial Advisors LLC 0.09% of their portfolio MADISON, WI 3,9574.0k $414.4k $414.4k 0.09% Added +119 +119
91 COMERICA BANK 0.00% of their portfolio DALLAS, TX 3,8523.9k $403.3k $403.3k 0.00% Added +508 +508
92 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.04% of their portfolio CEDAR RAPIDS, IA 3,6263.6k $379.7k $379.7k 0.04% Reduced -786 -786
93 MGO ONE SEVEN LLC 0.02% of their portfolio Beachwood, OH 3,6073.6k $377.7k $377.7k 0.02% Reduced -3.0k -3,015
94 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 3,5903.6k $375.9k $375.9k 0.02% Reduced -8.9k -8,921
95 Clarus Wealth Advisors 0.21% of their portfolio PEORIA, AZ 3,5293.5k $350.9k $350.9k 0.21% First filing
96 FOCUS FINANCIAL NETWORK INC /ADV 0.01% of their portfolio Minneapolis, MN 3,5163.5k $368.2k $368.2k 0.01% First filing
97 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 3,4333.4k $359.5k $359.5k 0.00% Added +212 +212
98 Shira Ridge Wealth Management 0.21% of their portfolio LARKSPUR, CA 3,4143.4k $357.5k $357.5k 0.21% Added +843 +843
99 Mariner, LLC 0.00% of their portfolio Overland Park, KS 3,3953.4k $355.5k $355.5k 0.00% Reduced -229 -229
100 Householder Group Estate & Retirement Specialist, LLC 0.11% of their portfolio SCOTTSDALE, AZ 3,3183.3k $347.0k $347.0k 0.11% Reduced -257 -257