Vault-13

FIRST TR EXCHANGE-TRADED FD GRID

NASDQ CLN EDGE · ETP · CUSIP 33737A108

174 institutional holders +17 vs Q1 2023
4,682,7744.7m shares reported held*
$492.1mreported value*
29 new 61 added 49 reduced 14 sold out net bought ≈ $87.7m (+834.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($209.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $105.08. Options: 3 managers hold calls ($272.8k notional), 1 hold puts ($0).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 147Q4 22: 149Q1 23: 157Q2 23: 174174Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022147
Q4 2022149
Q1 2023157
Q2 2023174

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 61 bought or addedQ4 22: 70 cut or sold outQ4 22Q1 23: 69 bought or addedQ1 23: 64 cut or sold outQ1 23Q2 23: 90 bought or addedQ2 23: 63 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226170
Q1 20236964
Q2 20239063

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 22 calls: $53.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $272.8kQ2 23 puts: $0Q2 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$53.0k$00.00
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$272.8k$00.00

Biggest buyers

Raymond James Financial Services Advisors, Inc. Added +235,255+235.3k
BARINGS LLC Added +87,357+87.4k
Portfolio Strategies, Inc. Added +83,585+83.6k
360 Financial, Inc. New +70,627+70.6k
WELLS FARGO & COMPANY/MN Added +69,611+69.6k
Cerity Partners LLC New +68,839+68.8k
DUDLEY & SHANLEY, INC. New +64,900+64.9k
BANK OF AMERICA CORP /DE/ Added +49,209+49.2k
MANCHESTER FINANCIAL INC New +42,666+42.7k
AMERIPRISE FINANCIAL INC Added +33,140+33.1k

Biggest sellers

UBS Group AG Reduced -61,289-61.3k
CITADEL ADVISORS LLC Sold out -51,122-51.1k
HARBOUR INVESTMENTS, INC. Reduced -30,015-30.0k
STEPHENS INC /AR/ Reduced -15,662-15.7k
Money Design Co.,Ltd. Reduced -14,701-14.7k
Vestmark Advisory Solutions, Inc. Sold out -13,144-13.1k
One Capital Management, LLC Sold out -9,115-9.1k
ICA Group Wealth Management, LLC Reduced -7,430-7.4k
Cetera Investment Advisers Reduced -6,229-6.2k
WCG Wealth Advisors LLC Reduced -4,723-4.7k

Biggest calls

Belvedere Trading LLC New $262.8k2.5k shares
SIMPLEX TRADING, LLC New $10.0k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 473,684473.7k $49.8m $49.8m 0.00% Added +8.2k +8,179
2 Mivtachim The Workers Social Insurance Fund Ltd. (Under Special Management) 3.91% of their portfolio Tel Aviv, L3 422,220422.2k $44.4m $44.4m 3.91% Unchanged
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 348,248348.2k $36.6m $36.6m 0.00% Added +49.2k +49,209
4 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 281,578281.6k $29.6m $29.6m 0.02% Added +5.4k +5,351
5 Portfolio Strategies, Inc. 5.15% of their portfolio MONTVALE, NJ 271,233271.2k $28.5m $28.5m 5.15% Added +83.6k +83,585
6 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 266,329266.3k $28.0m $28.0m 0.05% Added +235.3k +235,255
7 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 218,186218.2k $22.9m $22.9m 0.05% Added +8.2k +8,166
8 UBS Group AG 0.01% of their portfolio ZURICH, V8 205,365205.4k $21.6m $21.6m 0.01% Reduced -61.3k -61,289
9 BARINGS LLC 0.67% of their portfolio CHARLOTTE, NC 189,040189.0k $19.9m $19.9m 0.67% Added +87.4k +87,357
10 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 173,779173.8k $18.3m $18.3m 0.01% Added +69.6k +69,611
11 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 121,576121.6k $12.8m $12.8m 0.00% Added +33.1k +33,140
12 Private Advisor Group, LLC 0.09% of their portfolio MORRISTOWN, NJ 103,884103.9k $10.9m $10.9m 0.09% Added +3.1k +3,056
13 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 82,06582.1k $8.6m $8.6m 0.01% Reduced -914 -914
14 Money Design Co.,Ltd. 0.49% of their portfolio TOKYO, M0 78,89278.9k $8.3m $8.3m 0.49% Reduced -14.7k -14,701
15 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 73,19573.2k $7.7m $7.7m 0.08% Added +21.9k +21,907
16 360 Financial, Inc. 3.84% of their portfolio WAYZATA, MN 70,62770.6k $7.4m $7.4m 3.84% New
17 Cerity Partners LLC 0.03% of their portfolio NEW YORK, NY 68,83968.8k $7.2m $7.2m 0.03% New
18 DUDLEY & SHANLEY, INC. 1.23% of their portfolio PALM BEACH, FL 64,90064.9k $6.8m $6.8m 1.23% New
19 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 51,83851.8k $5.4m $5.4m 0.02% Added +8.1k +8,089
20 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 48,99649.0k $5.2m $5.2m 0.01% Added +2.8k +2,788
21 First Heartland Consultants, Inc. 0.61% of their portfolio LAKE ST. LOUIS, MO 45,10645.1k $4.7m $4.7m 0.61% Added +2.6k +2,599
22 MEITAV INVESTMENT HOUSE LTD 0.04% of their portfolio BENE-BERAQ, L3 45,08645.1k $4.7m $4.7m 0.04% Added +23.2k +23,214
23 MANCHESTER FINANCIAL INC 1.27% of their portfolio Westlake Village, CA 42,66642.7k $4.5m $4.5m 1.27% New
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 40,18140.2k $4.2m $4.2m 0.00% Added +3.5k +3,504
25 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 39,26239.3k $4.1m $4.1m 0.00% Added +9.5k +9,526
26 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 32,07832.1k $3.4m $3.4m 0.00% Added +15.3k +15,299
27 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 27,74527.7k $2.9m $2.9m 0.02% Reduced -922 -922
28 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 26,77826.8k $2.8m $2.8m 0.03% Added +587 +587
29 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 25,82125.8k $2.7m $2.7m 0.00% Reduced -1.2k -1,171
30 Owen LaRue, LLC 2.68% of their portfolio ELIZABETHTOWN, KY 24,25924.3k $2.6m $2.6m 2.68% Added +2.5k +2,532
31 GREAT VALLEY ADVISOR GROUP, INC. 0.10% of their portfolio WILMINGTON, DE 22,83022.8k $2.4m $2.4m 0.10% New
32 SEAVIEW INVESTMENT MANAGERS LLC 0.76% of their portfolio MIAMI, FL 22,19222.2k $2.3m $2.3m 0.76% Reduced -1.3k -1,292
33 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 21,72821.7k $2.3m $2.3m 0.01% Added +11.5k +11,512
34 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 20,27620.3k $2.1m $2.1m 0.02% Reduced -6.2k -6,229
35 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 20,20520.2k $2.1m $2.1m 0.00% Added +1.4k +1,362
36 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 20,18020.2k $2.1m $2.1m 0.00% Added +9.6k +9,583
37 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 19,91619.9k $2.1m $2.1m 0.04% Added +169 +169
38 BENJAMIN F. EDWARDS & COMPANY, INC. 0.08% of their portfolio ST. LOUIS, MO 18,87418.9k $2.0m $2.0m 0.08% Added +56 +56
39 Ascent Group, LLC 0.19% of their portfolio VIRGINIA BEACH, VA 16,97417.0k $1.7m $1.7m 0.19% New
40 Snowden Capital Advisors LLC 0.06% of their portfolio New York, NY 16,95417.0k $1.8m $1.8m 0.06% Reduced -194 -194
41 Waverly Advisors, LLC 0.07% of their portfolio BIRMINGHAM, AL 15,50915.5k $1.6m $1.6m 0.07% Unchanged
42 KRAEMATON INVESTMENT ADVISORS, INC 1.75% of their portfolio BRAINTREE, MA 15,14215.1k $1.6m $1.6m 1.75% Reduced -121 -121
43 Stegent Equity Advisors, Inc. 1.75% of their portfolio HOUSTON, TX 14,85014.8k $1.6m $1.6m 1.75% Reduced -3.4k -3,425
44 Rathbones Group PLC 0.01% of their portfolio Liverpool, X0 14,22614.2k $1.5m $1.5m 0.01% Reduced -573 -573
45 WCG Wealth Advisors LLC 0.17% of their portfolio LAS VEGAS, NV 14,18814.2k $1.5m $1.5m 0.17% Reduced -4.7k -4,723
46 WEDBUSH SECURITIES INC 0.07% of their portfolio PASADENA, CA 12,97313.0k $1.4m $1.4m 0.07% Reduced -414 -414
47 Financial Architects, Inc 0.20% of their portfolio MARLTON, NJ 12,79712.8k $1.3m $1.3m 0.20% Reduced -1.2k -1,186
48 BANK HAPOALIM BM 0.19% of their portfolio TEL AVIV, L3 12,38512.4k $1.3m $1.3m 0.19% Reduced -1.7k -1,735
49 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 12,09212.1k $1.3m $1.3m 0.03% Added +556 +556
50 WealthBridge Capital Management, LLC 0.51% of their portfolio WESTERVILLE, OH 12,03412.0k $1.3m $1.3m 0.51% Added +9 +9
51 IHT Wealth Management, LLC 0.07% of their portfolio Chicago, IL 12,03212.0k $1.3m $1.3m 0.07% Added +296 +296
52 GREENWOOD CAPITAL ASSOCIATES LLC 0.16% of their portfolio GREENWOOD, SC 11,17211.2k $1.2m $1.2m 0.16% New
53 FLAGSHIP HARBOR ADVISORS, LLC 0.09% of their portfolio BOSTON, MA 10,22110.2k $1.1m $1.1m 0.09% Reduced -1.9k -1,939
54 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 10,17710.2k $1.1m $1.1m 0.02% Added +4.4k +4,359
55 McKinley Carter Wealth Services, Inc. 0.08% of their portfolio WHEELING, WV 9,99710.0k $1.1m $1.1m 0.08% New
56 American Institute for Advanced Investment Management, LLP 0.91% of their portfolio Scottsdale, AZ 9,8789.9k $1.0m $1.0m 0.91% Added +1.2k +1,250
57 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 9,1349.1k $960.0k $960.0k 0.00% Reduced -448 -448
58 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 8,8978.9k $935.3k $935.3k 0.02% Reduced -15.7k -15,662
59 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 8,8268.8k $927.8k $927.8k 0.01% Reduced -163 -163
60 BAROMETER CAPITAL MANAGEMENT INC. 0.24% of their portfolio TORONTO, A6 8,4708.5k $890.4k $890.4k 0.24% New
61 Kingsview Wealth Management, LLC 0.03% of their portfolio GRANTS PASS, OR 8,4528.5k $888.5k $888.5k 0.03% Added +453 +453
62 Vontobel Holding Ltd. 0.01% of their portfolio ZURICH, V8 8,3878.4k $881.6k $881.6k 0.01% Added +3.6k +3,650
63 CORRADO ADVISORS, LLC 0.59% of their portfolio RAMSEY, NJ 8,0718.1k $848.4k $848.4k 0.59% Added +442 +442
64 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 7,3457.3k $777.0k $777.0k 0.00% Added +993 +993
65 CoreCap Advisors, LLC 0.05% of their portfolio SOUTHFIELD, MI 7,2177.2k $758.6k $758.6k 0.05% First filing
66 MGO ONE SEVEN LLC 0.07% of their portfolio Beachwood, OH 6,8426.8k $719.2k $719.2k 0.07% New
67 PRUDENTIAL PLC 0.01% of their portfolio LONDON, X0 6,8006.8k $714.8k $714.8k 0.01% New
68 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 6,7026.7k $705.0k $705.0k 0.00% Reduced -116 -116
69 Stonebridge Financial Planning Group, LLC 0.43% of their portfolio ORLANDO, FL 6,6606.7k $700.1k $700.1k 0.43% Reduced -150 -150
70 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 6,2126.2k $653.0k $653.0k 0.00% New
71 EUDAIMONIA ADVISORS LLC 0.43% of their portfolio Winchester, TN 6,1416.1k $645.5k $645.5k 0.43% Reduced -281 -281
72 PFG Investments, LLC 0.11% of their portfolio WOODBURY, NY 6,0436.0k $635.3k $635.3k 0.11% Reduced -233 -233
73 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 5,5075.5k $578.9k $578.9k 0.00% Added +417 +417
74 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 5,4665.5k $574.6k $574.6k 0.01% Reduced -18 -18
75 SYNOVUS FINANCIAL CORP 0.01% of their portfolio Columbus, GA 5,3855.4k $566.0k $566.0k 0.01% Reduced -58 -58
76 Beacon Capital Management, Inc. 0.02% of their portfolio DAYTON, OH 5,0005.0k $525.6k $525.6k 0.02% Unchanged
77 Eudaimonia Partners, LLC 0.12% of their portfolio Winchester, TN 4,9985.0k $525.4k $525.4k 0.12% Added +131 +131
78 EQUITABLE TRUST CO 0.04% of their portfolio NASHVILLE, TN 4,9394.9k $519.2k $519.2k 0.04% Unchanged
79 Capital Investment Advisory Services, LLC 0.05% of their portfolio RALEIGH, NC 4,6504.7k $488.8k $488.8k 0.05% New
80 Collaborative Wealth Managment Inc. 0.29% of their portfolio LAKE MARY, FL 4,5974.6k $483.2k $483.2k 0.29% Unchanged
81 CWM, LLC 0.00% of their portfolio OMAHA, NE 4,5784.6k $481.0k $481.0k 0.00% Unchanged
82 GUARDIAN CAPITAL LP 0.02% of their portfolio TORONTO, A6 4,5724.6k $480.6k $480.6k 0.02% Added +1.2k +1,173
83 Apeiron RIA LLC 0.16% of their portfolio Dallas, TX 4,3534.4k $457.5k $457.5k 0.16% Added +702 +702
84 DEBUSSY CAPITAL MANAGEMENT LP 0.14% of their portfolio CHICAGO, IL 4,3374.3k $455.9k $455.9k 0.14% Unchanged
85 FLAGSTAR SECURITIES, INC 0.16% of their portfolio New York, NY 4,0904.1k $429.9k $429.9k 0.16% Reduced -592 -592
86 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 3,9604.0k $310.2k $310.2k 0.01% Added +2.5k +2,452
87 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 3,8693.9k $406.0k $406.0k 0.00% Added +19 +19
88 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 3,7673.8k $396.0k $396.0k 0.02% Reduced -30.0k -30,015
89 V Wealth Advisors LLC 0.07% of their portfolio Overland Park, KS 3,7003.7k $388.9k $388.9k 0.07% Reduced -18 -18
90 Walkner Condon Financial Advisors LLC 0.10% of their portfolio MADISON, WI 3,6813.7k $386.6k $386.6k 0.10% Added +490 +490
91 WEALTHSPAN PARTNERS, LLC 0.30% of their portfolio DAVENPORT, IA 3,6723.7k $386.0k $386.0k 0.30% Reduced -206 -206
92 Mariner, LLC 0.00% of their portfolio Overland Park, KS 3,5843.6k $376.7k $376.7k 0.00% Reduced -1.3k -1,304
93 DFPG INVESTMENTS, LLC 0.03% of their portfolio SANDY, UT 3,4903.5k $375.1k $375.1k 0.03% Added +137 +137
94 Clarus Wealth Advisors 0.22% of their portfolio PEORIA, AZ 3,4723.5k $358.3k $358.3k 0.22% Reduced -342 -342
95 Keystone Financial Group 0.06% of their portfolio LEXINGTON, KY 3,4533.5k $363.0k $363.0k 0.06% First filing
96 SILVER OAK SECURITIES, INCORPORATED 0.06% of their portfolio JACKSON, TN 3,3653.4k $354.0k $354.0k 0.06% Added +643 +643
97 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 3,2423.2k $340.8k $340.8k 0.02% Added +532 +532
98 Princeton Global Asset Management LLC 0.10% of their portfolio PRINCETON, NJ 3,1423.1k $330.2k $330.2k 0.10% Added +1 +1
99 Virtue Capital Management, LLC 0.05% of their portfolio BRENTWOOD, TN 3,1003.1k $321.8k $321.8k 0.05% Added +725 +725
100 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 2,9553.0k $310.7k $310.7k 0.01% Reduced -806 -806