Vault-13

FIRST TR EXCHANGE-TRADED FD GRID

NASDQ CLN EDGE · ETP · CUSIP 33737A108

157 institutional holders +8 vs Q4 2022
3,830,0693.8m shares reported held*
$373.7mreported value*
19 new 50 added 53 reduced 11 sold out net bought ≈ $1.6m (+16.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $97.58. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 147Q4 22: 149Q1 23: 157157Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022147
Q4 2022149
Q1 2023157

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 61 bought or addedQ4 22: 70 cut or sold outQ4 22Q1 23: 69 bought or addedQ1 23: 64 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226170
Q1 20236964

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60kQ3 22 calls: $53.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$53.0k$00.00
Q4 2022$0$0—
Q1 2023$0$0—

Biggest buyers

BARINGS LLC New +101,683+101.7k
CITADEL ADVISORS LLC Added +47,851+47.9k
UBS Group AG Added +47,025+47.0k
MORGAN STANLEY Added +45,855+45.9k
WELLS FARGO & COMPANY/MN Added +42,685+42.7k
STEPHENS INC /AR/ New +24,559+24.6k
LPL Financial LLC Added +17,410+17.4k
One Capital Management, LLC New +9,115+9.1k
BANK OF AMERICA CORP /DE/ Added +7,889+7.9k
AMERIPRISE FINANCIAL INC Added +6,943+6.9k

Biggest sellers

JANE STREET GROUP, LLC Reduced -134,257-134.3k
IHT Wealth Management, LLC Reduced -57,600-57.6k
Alpha Omega Group, Inc. Sold out -32,301-32.3k
Money Design Co.,Ltd. Reduced -29,230-29.2k
OLD MISSION CAPITAL LLC Sold out -24,270-24.3k
CX Institutional Sold out -21,967-22.0k
Gladstone Institutional Advisory LLC Reduced -16,898-16.9k
ROYAL BANK OF CANADA Reduced -11,228-11.2k
SCOTIA CAPITAL INC. Reduced -8,326-8.3k
Cetera Investment Advisers Reduced -7,904-7.9k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 465,505465.5k $45.5m $45.5m 0.00% Added +45.9k +45,855
2 Mivtachim The Workers Social Insurance Fund Ltd. (Under Special Management) 2.57% of their portfolio Tel Aviv, L3 422,220422.2k $41.2m $41.2m 2.57% Unchanged
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 299,039299.0k $29.2m $29.2m 0.00% Added +7.9k +7,889
4 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 276,227276.2k $27.0m $27.0m 0.02% Added +17.4k +17,410
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 266,654266.7k $26.0m $26.0m 0.01% Added +47.0k +47,025
6 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 210,020210.0k $20.5m $20.5m 0.04% Reduced -6.3k -6,266
7 Portfolio Strategies, Inc. 3.57% of their portfolio MONTVALE, NJ 187,648187.6k $18.3m $18.3m 3.57% Reduced -3.1k -3,108
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 104,168104.2k $10.2m $10.2m 0.00% Added +42.7k +42,685
9 BARINGS LLC 0.34% of their portfolio CHARLOTTE, NC 101,683101.7k $9.9m $9.9m 0.34% New
10 Private Advisor Group, LLC 0.09% of their portfolio MORRISTOWN, NJ 100,828100.8k $9.8m $9.8m 0.09% Added +4.9k +4,912
11 Money Design Co.,Ltd. 0.54% of their portfolio TOKYO, M0 93,59393.6k $9.1m $9.1m 0.54% Reduced -29.2k -29,230
12 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 88,43688.4k $8.7m $8.7m 0.00% Added +6.9k +6,943
13 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 82,97983.0k $8.1m $8.1m 0.01% Reduced -4.4k -4,380
14 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 51,28851.3k $5.0m $5.0m 0.05% Reduced -144 -144
15 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 51,12251.1k $5.0m $5.0m 0.01% Added +47.9k +47,851
16 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 46,20846.2k $4.5m $4.5m 0.01% Reduced -3.0k -3,045
17 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 43,74943.7k $4.3m $4.3m 0.02% Added +2.5k +2,461
18 First Heartland Consultants, Inc. 0.62% of their portfolio LAKE ST. LOUIS, MO 42,50742.5k $4.2m $4.2m 0.62% Reduced -137 -137
19 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 36,67736.7k $3.6m $3.6m 0.00% Reduced -11.2k -11,228
20 HARBOUR INVESTMENTS, INC. 0.18% of their portfolio MADISON, WI 33,78233.8k $3.3m $3.3m 0.18% Added +1.6k +1,575
21 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 31,07431.1k $3.0m $3.0m 0.01% Reduced -3.6k -3,634
22 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 29,73629.7k $2.9m $2.9m 0.00% Reduced -305 -305
23 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 28,66728.7k $2.8m $2.8m 0.02% Added +1.6k +1,598
24 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 26,99227.0k $2.6m $2.6m 0.00% Added +5.8k +5,829
25 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 26,50526.5k $2.6m $2.6m 0.02% Reduced -7.9k -7,904
26 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 26,19126.2k $2.6m $2.6m 0.03% Added +5.2k +5,194
27 STEPHENS INC /AR/ 0.05% of their portfolio LITTLE ROCK, AR 24,55924.6k $2.4m $2.4m 0.05% New
28 SEAVIEW INVESTMENT MANAGERS LLC 0.79% of their portfolio MIAMI, FL 23,48423.5k $2.3m $2.3m 0.79% Reduced -711 -711
29 MEITAV INVESTMENT HOUSE LTD 0.04% of their portfolio BENE-BERAQ, L3 21,87221.9k $2.1m $2.1m 0.04% Unchanged
30 Owen LaRue, LLC 2.09% of their portfolio ELIZABETHTOWN, KY 21,72721.7k $1.9m $1.9m 2.09% Unchanged
31 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 19,74719.7k $1.9m $1.9m 0.04% Reduced -205 -205
32 WCG Wealth Advisors LLC 0.24% of their portfolio LAS VEGAS, NV 18,91118.9k $1.8m $1.8m 0.24% Reduced -452 -452
33 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 18,84318.8k $1.8m $1.8m 0.00% Added +2.6k +2,575
34 BENJAMIN F. EDWARDS & COMPANY, INC. 0.08% of their portfolio ST. LOUIS, MO 18,81818.8k $1.8m $1.8m 0.08% Added +273 +273
35 Stegent Equity Advisors, Inc. 1.77% of their portfolio HOUSTON, TX 18,27518.3k $1.8m $1.8m 1.77% Reduced -1.7k -1,724
36 Snowden Capital Advisors LLC 0.07% of their portfolio New York, NY 17,14817.1k $1.7m $1.7m 0.07% Reduced -737 -737
37 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 16,77916.8k $1.6m $1.6m 0.00% Reduced -134.3k -134,257
38 Waverly Advisors, LLC 0.08% of their portfolio BIRMINGHAM, AL 15,50915.5k $1.5m $1.5m 0.08% Unchanged
39 KRAEMATON INVESTMENT ADVISORS, INC 1.72% of their portfolio BRAINTREE, MA 15,26315.3k $1.5m $1.5m 1.72% Reduced -751 -751
40 Rathbones Group PLC 0.01% of their portfolio Liverpool, X0 14,79914.8k $1.4m $1.4m 0.01% Added +449 +449
41 BANK HAPOALIM BM 0.19% of their portfolio TEL AVIV, L3 14,12014.1k $1.4m $1.4m 0.19% Reduced -1.2k -1,200
42 Financial Architects, Inc 0.22% of their portfolio MARLTON, NJ 13,98314.0k $1.4m $1.4m 0.22% Reduced -257 -257
43 WEDBUSH SECURITIES INC 0.07% of their portfolio PASADENA, CA 13,38713.4k $1.3m $1.3m 0.07% Added +247 +247
44 Vestmark Advisory Solutions, Inc. 0.06% of their portfolio Wakefield, MA 13,14413.1k $1.3m $1.3m 0.06% Added +4.1k +4,089
45 FLAGSHIP HARBOR ADVISORS, LLC 0.11% of their portfolio BOSTON, MA 12,16012.2k $1.2m $1.2m 0.11% Reduced -6.1k -6,110
46 WealthBridge Capital Management, LLC 0.47% of their portfolio WESTERVILLE, OH 12,02512.0k $1.2m $1.2m 0.47% Reduced -887 -887
47 IHT Wealth Management, LLC 0.07% of their portfolio Chicago, IL 11,73611.7k $1.1m $1.1m 0.07% Reduced -57.6k -57,600
48 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 11,53611.5k $1.1m $1.1m 0.02% Reduced -1.0k -1,003
49 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 10,59710.6k $1.0m $1.0m 0.00% Added +523 +523
50 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 10,21610.2k $998.0k $998.0k 0.01% Added +4.2k +4,202
51 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 9,5829.6k $936.0k $936.0k 0.00% Reduced -3.6k -3,613
52 ICA Group Wealth Management, LLC 0.22% of their portfolio DENVER, CO 9,2589.3k $904.1k $904.1k 0.22% Reduced -441 -441
53 One Capital Management, LLC 0.04% of their portfolio WESTLAKE VILLAGE, CA 9,1159.1k $890.2k $890.2k 0.04% New
54 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 8,9899.0k $877.9k $877.9k 0.01% Added +428 +428
55 American Institute for Advanced Investment Management, LLP 0.86% of their portfolio Scottsdale, AZ 8,6288.6k $801.8k $801.8k 0.86% Reduced -1.9k -1,884
56 Kingsview Wealth Management, LLC 0.03% of their portfolio GRANTS PASS, OR 7,9998.0k $781.2k $781.2k 0.03% Added +738 +738
57 CORRADO ADVISORS, LLC 0.50% of their portfolio RAMSEY, NJ 7,6297.6k $745.1k $745.1k 0.50% Added +941 +941
58 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 6,8186.8k $666.0k $666.0k 0.00% New
59 Stonebridge Financial Planning Group, LLC 0.43% of their portfolio ORLANDO, FL 6,8106.8k $665.1k $665.1k 0.43% Reduced -1.2k -1,160
60 EUDAIMONIA ADVISORS LLC 0.42% of their portfolio Winchester, TN 6,4226.4k $627.1k $627.1k 0.42% Added +1.8k +1,784
61 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 6,3526.4k $622.0k $622.0k 0.00% Added +2.9k +2,872
62 PFG Investments, LLC 0.13% of their portfolio WOODBURY, NY 6,2766.3k $612.9k $612.9k 0.13% First filing
63 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 5,8185.8k $568.2k $568.2k 0.02% Reduced -440 -440
64 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 5,4845.5k $535.6k $535.6k 0.01% Added +1.4k +1,425
65 SYNOVUS FINANCIAL CORP 0.01% of their portfolio Columbus, GA 5,4435.4k $531.5k $531.5k 0.01% Added +254 +254
66 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 5,0905.1k $497.1k $497.1k 0.00% Added +1.4k +1,387
67 Beacon Capital Management, Inc. 0.02% of their portfolio DAYTON, OH 5,0005.0k $488.3k $488.3k 0.02% Unchanged
68 EQUITABLE TRUST CO 0.04% of their portfolio NASHVILLE, TN 4,9394.9k $482.3k $482.3k 0.04% Unchanged
69 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 4,9074.9k $479.2k $479.2k 0.01% Added +1.4k +1,445
70 Mariner, LLC 0.00% of their portfolio Overland Park, KS 4,8884.9k $477.0k $477.0k 0.00% Reduced -173 -173
71 Eudaimonia Partners, LLC 0.12% of their portfolio Winchester, TN 4,8674.9k $475.3k $475.3k 0.12% Reduced -1.5k -1,489
72 Vontobel Holding Ltd. 0.00% of their portfolio ZURICH, V8 4,7374.7k $462.6k $462.6k 0.00% Unchanged
73 FLAGSTAR SECURITIES, INC 0.17% of their portfolio New York, NY 4,6824.7k $457.2k $457.2k 0.17% Reduced -75 -75
74 Collaborative Wealth Managment Inc. 0.28% of their portfolio LAKE MARY, FL 4,5974.6k $448.9k $448.9k 0.28% Added +1.2k +1,216
75 CWM, LLC 0.00% of their portfolio OMAHA, NE 4,5784.6k $447.0k $447.0k 0.00% Unchanged
76 DEBUSSY CAPITAL MANAGEMENT LP 0.13% of their portfolio CHICAGO, IL 4,3374.3k $423.6k $423.6k 0.13% Added +1.1k +1,103
77 SHEETS SMITH WEALTH MANAGEMENT 0.06% of their portfolio WINSTON-SALEM, NC 4,1274.1k $403.0k $403.0k 0.06% Added +282 +282
78 Householder Group Estate & Retirement Specialist, LLC 0.15% of their portfolio SCOTTSDALE, AZ 3,9423.9k $385.0k $385.0k 0.15% New
79 WEALTHSPAN PARTNERS, LLC 0.32% of their portfolio DAVENPORT, IA 3,8783.9k $378.7k $378.7k 0.32% Reduced -361 -361
80 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 3,8503.9k $371.4k $371.4k 0.00% Added +307 +307
81 Clarus Wealth Advisors 0.23% of their portfolio PEORIA, AZ 3,8143.8k $360.1k $360.1k 0.23% Reduced -3.7k -3,692
82 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 3,7613.8k $367.4k $367.4k 0.01% Reduced -351 -351
83 V Wealth Advisors LLC 0.07% of their portfolio Overland Park, KS 3,7183.7k $363.1k $363.1k 0.07% Added +67 +67
84 Apeiron RIA LLC 0.12% of their portfolio Dallas, TX 3,6513.7k $356.6k $356.6k 0.12% Added +135 +135
85 GUARDIAN CAPITAL LP 0.01% of their portfolio TORONTO, A6 3,3993.4k $331.9k $331.9k 0.01% New
86 DFPG INVESTMENTS, LLC 0.04% of their portfolio SANDY, UT 3,3533.4k $327.5k $327.5k 0.04% Unchanged
87 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 3,2963.3k $321.8k $321.8k 0.00% Reduced -37 -37
88 Walkner Condon Financial Advisors LLC 0.09% of their portfolio MADISON, WI 3,1913.2k $311.4k $311.4k 0.09% Added +10 +10
89 Princeton Global Asset Management LLC 0.09% of their portfolio PRINCETON, NJ 3,1413.1k $306.7k $306.7k 0.09% Reduced -247 -247
90 Great Diamond Partners, LLC 0.08% of their portfolio Portland, ME 2,9773.0k $290.7k $290.7k 0.08% Added +80 +80
91 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 2,8552.9k $278.8k $278.8k 0.02% Reduced -61 -61
92 PCG Wealth Advisors, LLC 0.18% of their portfolio OVERLAND PARK, KS 2,8402.8k $277.4k $277.4k 0.18% Reduced -60 -60
93 Shira Ridge Wealth Management 0.18% of their portfolio LARKSPUR, CA 2,7852.8k $272.0k $272.0k 0.18% Reduced -990 -990
94 SALEM INVESTMENT COUNSELORS INC 0.01% of their portfolio WINSTON-SALEM, NC 2,7402.7k $267.6k $267.6k 0.01% Unchanged
95 SILVER OAK SECURITIES, INCORPORATED 0.04% of their portfolio JACKSON, TN 2,7222.7k $266.0k $266.0k 0.04% New
96 CI INVESTMENTS INC. 0.00% of their portfolio TORONTO, Z4 2,7172.7k $265.0k $265.0k 0.00% Reduced -175 -175
97 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 2,7102.7k $264.6k $264.6k 0.02% Reduced -16.9k -16,898
98 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 2,5692.6k $251.0k $251.0k 0.01% New
99 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 2,5662.6k $250.6k $250.6k 0.00% Added +690 +690
100 Virtue Capital Management, LLC 0.04% of their portfolio BRENTWOOD, TN 2,3752.4k $224.9k $224.9k 0.04% Reduced -195 -195