Vault-13

FIRST TR NASDAQ ABA CMNTY BK QABA

UT COM SHS ETF · ETP · CUSIP 33736Q104

38 institutional holders -3 vs Q1 2024
602,468602.5k shares reported held*
$27.7mreported value*
3 new 5 added 16 reduced 6 sold out net sold ≈ $30.5m (-662.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $45.99. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 48Q4 22: 62Q1 23: 50Q2 23: 31Q3 23: 29Q4 23: 39Q1 24: 41Q2 24: 3838Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202248
Q4 202262
Q1 202350
Q2 202331
Q3 202329
Q4 202339
Q1 202441
Q2 202438

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 44 bought or addedQ4 22: 18 cut or sold outQ4 22Q1 23: 18 bought or addedQ1 23: 43 cut or sold outQ2 23: 7 bought or addedQ2 23: 33 cut or sold outQ2 23Q3 23: 9 bought or addedQ3 23: 20 cut or sold outQ4 23: 21 bought or addedQ4 23: 12 cut or sold outQ4 23Q1 24: 19 bought or addedQ1 24: 20 cut or sold outQ2 24: 8 bought or addedQ2 24: 22 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224418
Q1 20231843
Q2 2023733
Q3 2023920
Q4 20232112
Q1 20241920
Q2 2024822

Biggest buyers

Cambridge Investment Research Advisors, Inc. New +37,188+37.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +16,607+16.6k
Creekmur Asset Management LLC New +327+327
SIGNET FINANCIAL MANAGEMENT, LLC Added +322+322
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC New +310+310
TRUIST FINANCIAL CORP Added +186+186
COMMONWEALTH EQUITY SERVICES, LLC Added +155+155
Global Retirement Partners, LLC Added +3+3

Biggest sellers

MORGAN STANLEY Reduced -272,279-272.3k
Luken Investment Analytics, LLC Reduced -201,841-201.8k
WELLS FARGO & COMPANY/MN Reduced -103,196-103.2k
CITADEL ADVISORS LLC Sold out -43,363-43.4k
ROYAL BANK OF CANADA Reduced -23,509-23.5k
FLOW TRADERS U.S. LLC Sold out -15,723-15.7k
LPL Financial LLC Reduced -14,388-14.4k
JANE STREET GROUP, LLC Sold out -8,913-8.9k
Virtu Financial LLC Sold out -8,394-8.4k
TWO SIGMA INVESTMENTS, LP Reduced -5,600-5.6k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 111,811111.8k $5.1m $5.1m 0.00% Reduced -272.3k -272,279
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 77,50677.5k $3.6m $3.6m 0.00% Reduced -2.1k -2,114
3 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 67,32067.3k $3.1m $3.1m 0.00% Reduced -14.4k -14,388
4 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 39,92039.9k $1.8m $1.8m 0.00% Unchanged
5 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 37,18837.2k $1.7m $1.7m 0.01% New
6 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 33,40933.4k $1.5m $1.5m 0.00% Added +186 +186
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 33,37733.4k $1.5m $1.5m 0.00% Reduced -23.5k -23,509
8 Keeley-Teton Advisors, LLC 0.17% of their portfolio Chicago, IL 29,42029.4k $1.4m $1.4m 0.17% Reduced -5.2k -5,200
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 29,26929.3k $1.3m $1.3m 0.00% Added +16.6k +16,607
10 Nilsine Partners, LLC 0.14% of their portfolio GREENWOOD VILLAGE, CO 22,12122.1k $1.0m $1.0m 0.14% Reduced -1.4k -1,437
11 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 21,72321.7k $999.0k $999.0k 0.00% Reduced -103.2k -103,196
12 UBS Group AG 0.00% of their portfolio ZURICH, V8 17,09817.1k $786.4k $786.4k 0.00% Reduced -810 -810
13 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 16,24616.2k $747.2k $747.2k 0.03% Reduced -387 -387
14 Greenwich Wealth Management LLC 0.04% of their portfolio GREENWICH, CT 13,26713.3k $610.0k $610.0k 0.04% Reduced -845 -845
15 SIGNET FINANCIAL MANAGEMENT, LLC 0.06% of their portfolio PARSIPPANY, NJ 9,4089.4k $432.7k $432.7k 0.06% Added +322 +322
16 Cutler Capital Management, LLC 0.15% of their portfolio WORCESTER, MA 8,2068.2k $377.4k $377.4k 0.15% Reduced -598 -598
17 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 7,5517.6k $347.3k $347.3k 0.00% Reduced -449 -449
18 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 6,0106.0k $276.0k $276.0k 0.00% Added +155 +155
19 SPINNAKER TRUST 0.02% of their portfolio PORTLAND, ME 5,7455.7k $264.2k $264.2k 0.02% Unchanged
20 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 5,5305.5k $254.3k $254.3k 0.00% Reduced -3.5k -3,490
21 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 4,5004.5k $207.0k $207.0k 0.00% Reduced -5.6k -5,600
22 HHM Wealth Advisors, LLC 0.01% of their portfolio CHATTANOOGA, TN 1,4351.4k $66.0k $66.0k 0.01% Unchanged
23 Independence Bank of Kentucky 0.01% of their portfolio OWENSBORO, KY 700700 $32.2k $32.2k 0.01% Unchanged
24 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 584584 $26.9k $26.9k 0.00% Unchanged
25 SRH ADVISORS, LLC 0.01% of their portfolio SALINA, KS 460460 $21.2k $21.2k 0.01% Unchanged
26 AlphaMark Advisors, LLC 0.01% of their portfolio FT. WRIGHT, KY 375375 $17.0k $17.0k 0.01% Unchanged
27 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 375375 $17.3k $17.3k 0.00% Added +3 +3
28 Creekmur Asset Management LLC 0.00% of their portfolio MORTON, IL 327327 $15.0k $15.0k 0.00% New
29 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 310310 $14.3k $14.3k 0.00% New
30 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 308308 $14.2k $14.2k 0.00% Unchanged
31 Register Financial Advisors LLC 0.01% of their portfolio ATLANTA, GA 307307 $14.1k $14.1k 0.01% Unchanged
32 Luken Investment Analytics, LLC 0.01% of their portfolio BRENTWOOD, TN 268268 $12.3k $12.3k 0.01% Reduced -201.8k -201,841
33 Dunhill Financial, LLC 0.01% of their portfolio LONDON, X0 228228 $10.5k $10.5k 0.01% Unchanged
34 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 113113 $5.2k $5.2k 0.00% Unchanged
35 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 4343 $2.0k $2.0k 0.00% Unchanged
36 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 88 $368 $368 0.00% Reduced -146 -146
37 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 22 $92 $92 0.00% Unchanged
38 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged