FIRST TR NASDAQ ABA CMNTY BK QABA
UT COM SHS ETF · ETP · CUSIP 33736Q104
31
institutional holders
-19 vs Q1 2023
743.3k
shares reported held*
$29.4mreported value*
0 new
7 added
15 reduced
18 sold out
net sold ≈ $18.8m (-475.1k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $39.59. Options: 2 managers hold calls ($403.4k notional), 1 hold puts ($0).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 48 |
| Q4 2022 | 62 |
| Q1 2023 | 50 |
| Q2 2023 | 31 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 44 | 18 |
| Q1 2023 | 18 | 43 |
| Q2 2023 | 7 | 33 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $0 | $0 | — |
| Q4 2022 | $310.3k | $0 | 0.00 |
| Q1 2023 | $1.1m | $0 | 0.00 |
| Q2 2023 | $403.4k | $0 | 0.00 |
Biggest buyers
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +37.7k |
| Cutler Capital Management, LLC | Added | +2.9k |
| Janney Montgomery Scott LLC | Added | +1.6k |
| FLOW TRADERS U.S. LLC | Added | +618 |
| Keeley-Teton Advisors, LLC | Added | +300 |
| HARBOUR INVESTMENTS, INC. | Added | +4 |
| Global Retirement Partners, LLC | Added | +3 |
Biggest sellers
| UBS Group AG | Reduced | -128.5k |
| ROYAL BANK OF CANADA | Reduced | -116.2k |
| Csenge Advisory Group | Sold out | -115.1k |
| WELLS FARGO & COMPANY/MN | Reduced | -28.4k |
| GOLDMAN SACHS GROUP INC | Sold out | -26.7k |
| OSAIC HOLDINGS, INC. | Reduced | -18.1k |
| CITADEL ADVISORS LLC | Reduced | -17.9k |
| Garden State Investment Advisory Services LLC | Sold out | -10.2k |
| RAYMOND JAMES & ASSOCIATES | Sold out | -7.5k |
| MORGAN STANLEY | Reduced | -7.0k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $403.4k10.2k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 159.0k $6.3m | Reduced -7.0k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 118.3k $4.7m | Reduced -116.2k |
| LPL Financial LLC 0.00% of their portfolio | 84.6k $3.3m | Reduced -6.1k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 72.6k $2.9m | Reduced -28.4k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 59.8k $2.4m | Added +37.7k |
| Keeley-Teton Advisors, LLC 0.20% of their portfolio | 40.4k $1.6m | Added +300 |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 39.6k $1.6m | Reduced -1.8k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 28.9k $1.1m | Reduced -18.1k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 21.9k $864.6k | Reduced -17.9k |
| Ignite Planners, LLC 0.27% of their portfolio | 17.9k $713.7k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 16.9k $670.1k | Reduced -128.5k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 13.4k $532.0k | Reduced -2.3k |
| Cutler Capital Management, LLC 0.19% of their portfolio | 10.2k $405.2k | Added +2.9k |
| Greenwich Wealth Management LLC 0.04% of their portfolio | 9.9k $393.0k | Unchanged |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 9.5k $374.0k | Added +1.6k |
| SIGNET FINANCIAL MANAGEMENT, LLC 0.06% of their portfolio | 9.0k $357.6k | Reduced -85 |
| SPINNAKER TRUST 0.03% of their portfolio | 8.8k $346.7k | Unchanged |
| FLOW TRADERS U.S. LLC 0.01% of their portfolio | 6.2k $244.0k | Added +618 |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 5.9k $232.0k | Unchanged |
| HHM Wealth Advisors, LLC 0.02% of their portfolio | 2.1k $82.7k | Unchanged |
| FinTrust Capital Advisors, LLC 0.03% of their portfolio | 2.0k $106.2k | Unchanged |
| ICA Group Wealth Management, LLC 0.02% of their portfolio | 1.7k $65.7k | Reduced -100 |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 1.2k $48.3k | Added +4 |
| NewEdge Advisors, LLC 0.00% of their portfolio | 1.0k $40.1k | Reduced -6.0k |
| Independence Bank of Kentucky 0.01% of their portfolio | 700 $27.7k | Unchanged |
| SRH ADVISORS, LLC 0.01% of their portfolio | 460 $19.8k | Unchanged |
| AlphaMark Advisors, LLC 0.01% of their portfolio | 400 $16.0k | Reduced -1.0k |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio | 390 $15.4k | Reduced -530 |
| Global Retirement Partners, LLC 0.00% of their portfolio | 364 $14.4k | Added +3 |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 17 $672 | Reduced -20 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |