FIRST TR NASDAQ ABA CMNTY BK QABA
UT COM SHS ETF · ETP · CUSIP 33736Q104
50
institutional holders
-12 vs Q4 2022
1.2m
shares reported held*
$52.4mreported value*
9 new
9 added
22 reduced
21 sold out
net sold ≈ $45.3m (-1.1m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $42.99. Options: 2 managers hold calls ($1.1m notional), 1 hold puts ($0).
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 48 |
| Q4 2022 | 62 |
| Q1 2023 | 50 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 44 | 18 |
| Q1 2023 | 18 | 43 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $0 | $0 | — |
| Q4 2022 | $310.3k | $0 | 0.00 |
| Q1 2023 | $1.1m | $0 | 0.00 |
Biggest buyers
| ROYAL BANK OF CANADA | Added | +89.3k |
| CITADEL ADVISORS LLC | New | +39.8k |
| Csenge Advisory Group | Added | +34.0k |
| OSAIC HOLDINGS, INC. | Added | +19.8k |
| FLOW TRADERS U.S. LLC | New | +5.6k |
| NewEdge Advisors, LLC | Added | +4.4k |
| TSFG, LLC | New | +3.0k |
| HHM Wealth Advisors, LLC | Added | +1.8k |
| Keeley-Teton Advisors, LLC | Added | +1.0k |
| Cutler Capital Management, LLC | Added | +777 |
Biggest sellers
| MORGAN STANLEY | Reduced | -257.7k |
| AE Wealth Management LLC | Sold out | -193.7k |
| IHT Wealth Management, LLC | Sold out | -187.9k |
| WELLS FARGO & COMPANY/MN | Reduced | -185.4k |
| Wealthcare Advisory Partners LLC | Sold out | -113.3k |
| Raymond James Financial Services Advisors, Inc. | Reduced | -48.4k |
| Baird Financial Group, Inc. | Reduced | -41.5k |
| UBS Group AG | Reduced | -35.6k |
| Private Advisor Group, LLC | Sold out | -30.8k |
| LPL Financial LLC | Reduced | -24.4k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $1.1m26.5k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| ROYAL BANK OF CANADA 0.00% of their portfolio | 234.6k $10.1m | Added +89.3k |
| MORGAN STANLEY 0.00% of their portfolio | 166.0k $7.1m | Reduced -257.7k |
| UBS Group AG 0.00% of their portfolio | 145.4k $6.3m | Reduced -35.6k |
| Csenge Advisory Group 0.36% of their portfolio | 115.1k $4.9m | Added +34.0k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 100.9k $4.3m | Reduced -185.4k |
| LPL Financial LLC 0.00% of their portfolio | 90.7k $3.9m | Reduced -24.4k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 47.1k $2.0m | Added +19.8k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 41.4k $1.8m | Reduced -17.8k |
| Keeley-Teton Advisors, LLC 0.21% of their portfolio | 40.1k $1.7m | Added +1.0k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 39.8k $1.7m | New |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 26.7k $1.1m | Reduced -9.8k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 22.1k $949.0k | Reduced -13.8k |
| Ignite Planners, LLC 0.31% of their portfolio | 17.9k $755.5k | Reduced -127 |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 15.7k $675.0k | Reduced -3.0k |
| Garden State Investment Advisory Services LLC 0.22% of their portfolio | 10.2k $438.6k | Reduced -7.3k |
| Greenwich Wealth Management LLC 0.05% of their portfolio | 9.9k $427.0k | Reduced -3.5k |
| SIGNET FINANCIAL MANAGEMENT, LLC 0.07% of their portfolio | 9.1k $392.4k | Added +84 |
| SPINNAKER TRUST 0.03% of their portfolio | 8.8k $376.8k | Unchanged |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 7.8k $336.0k | Reduced -475 |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 7.5k $322.3k | Reduced -13.8k |
| Cutler Capital Management, LLC 0.14% of their portfolio | 7.4k $317.9k | Added +777 |
| NewEdge Advisors, LLC 0.00% of their portfolio | 7.0k $302.6k | Added +4.4k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 5.9k $252.0k | Reduced -2.8k |
| FLOW TRADERS U.S. LLC 0.01% of their portfolio | 5.6k $239.0k | New |
| Baird Financial Group, Inc. 0.00% of their portfolio | 5.1k $221.1k | Reduced -41.5k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 4.9k $211.2k | Reduced -48.4k |
| WMG Financial Advisors, LLC 0.17% of their portfolio | 4.7k $200.3k | Reduced -11.7k |
| PRIVATE TRUST CO NA 0.02% of their portfolio | 3.7k $157.0k | Unchanged |
| TSFG, LLC 0.05% of their portfolio | 3.0k $130.0k | New |
| HHM Wealth Advisors, LLC 0.02% of their portfolio | 2.1k $89.8k | Added +1.8k |
| FinTrust Capital Advisors, LLC 0.03% of their portfolio | 2.0k $106.2k | Unchanged |
| ICA Group Wealth Management, LLC 0.02% of their portfolio | 1.8k $75.7k | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 1.5k $63.5k | Unchanged |
| AlphaMark Advisors, LLC 0.03% of their portfolio | 1.4k $62.0k | Unchanged |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 1.2k $52.4k | Unchanged |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio | 920 $39.6k | Added +770 |
| Independence Bank of Kentucky 0.01% of their portfolio | 700 $30.1k | Unchanged |
| Ameritas Advisory Services, LLC 0.00% of their portfolio | 500 $20.4k | New |
| SRH ADVISORS, LLC 0.01% of their portfolio | 460 $20.0k | Unchanged |
| Sunbelt Securities, Inc. 0.00% of their portfolio | 460 $19.6k | New |
| Advisory Services Network, LLC 0.00% of their portfolio | 370 $15.9k | Reduced -1.4k |
| Global Retirement Partners, LLC 0.00% of their portfolio | 361 $13.4k | Reduced -145 |
| CWM, LLC 0.00% of their portfolio | 299 $13.0k | Unchanged |
| Spire Wealth Management 0.00% of their portfolio | 100 $4.3k | Reduced -213 |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 90 $3.9k | Reduced -441 |
| GPS Wealth Strategies Group, LLC 0.00% of their portfolio | 46 $2.0k | New |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 37 $2.0k | New |
| Householder Group Estate & Retirement Specialist, LLC 0.00% of their portfolio | 21 $1.0k | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Reduced -723 |
| BESSEMER GROUP INC 0.00% of their portfolio | 0 $0 | New |