FIRST TR NASDAQ ABA CMNTY BK QABA
UT COM SHS ETF · ETP · CUSIP 33736Q104
62
institutional holders
+14 vs Q3 2022
2.3m
shares reported held*
$119.3mreported value*
23 new
21 added
9 reduced
9 sold out
net bought ≈ $75.3m (+1.5m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $51.82. Options: 2 managers hold calls ($310.3k notional), 1 hold puts ($0).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 48 |
| Q4 2022 | 62 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $0 | $0 | — |
| Q4 2022 | $310.3k | $0 | 0.00 |
Biggest buyers
| MORGAN STANLEY | Added | +298.2k |
| WELLS FARGO & COMPANY/MN | Added | +256.2k |
| AE Wealth Management LLC | New | +193.7k |
| IHT Wealth Management, LLC | New | +187.9k |
| Wealthcare Advisory Partners LLC | New | +113.3k |
| ROYAL BANK OF CANADA | Added | +102.1k |
| Csenge Advisory Group | Added | +74.0k |
| UBS Group AG | Added | +63.1k |
| Raymond James Financial Services Advisors, Inc. | New | +53.3k |
| Baird Financial Group, Inc. | New | +46.7k |
Biggest sellers
| CITADEL ADVISORS LLC | Sold out | -52.5k |
| Tower Research Capital LLC (TRC) | Sold out | -16.8k |
| HARBOUR INVESTMENTS, INC. | Reduced | -14.1k |
| Ameritas Advisory Services, LLC | Sold out | -6.0k |
| TWO SIGMA SECURITIES, LLC | Sold out | -4.8k |
| OneDigital Investment Advisors LLC | Sold out | -4.5k |
| D.A. DAVIDSON & CO. | Sold out | -4.5k |
| Well Done, LLC | Sold out | -4.0k |
| COMMONWEALTH EQUITY SERVICES, LLC | Reduced | -1.7k |
| OSAIC HOLDINGS, INC. | Reduced | -746 |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | $310.3k5.9k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 423.7k $22.3m | Added +298.2k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 286.3k $15.1m | Added +256.2k |
| AE Wealth Management LLC 0.07% of their portfolio | 193.7k $10.2m | New |
| IHT Wealth Management, LLC 0.62% of their portfolio | 187.9k $9.9m | New |
| UBS Group AG 0.00% of their portfolio | 181.0k $9.5m | Added +63.1k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 145.3k $7.6m | Added +102.1k |
| LPL Financial LLC 0.01% of their portfolio | 115.1k $6.1m | Added +21.9k |
| Wealthcare Advisory Partners LLC 0.28% of their portfolio | 113.3k $6.0m | New |
| Csenge Advisory Group 0.33% of their portfolio | 81.2k $4.3m | Added +74.0k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 59.2k $3.1m | Added +34.9k |
| Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio | 53.3k $2.8m | New |
| Baird Financial Group, Inc. 0.01% of their portfolio | 46.7k $2.5m | New |
| Keeley-Teton Advisors, LLC 0.26% of their portfolio | 39.1k $2.1m | Added +3.2k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 36.5k $1.9m | Added +4.5k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 35.9k $1.9m | Added +13.4k |
| Private Advisor Group, LLC 0.00% of their portfolio | 30.8k $1.6k | New |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 27.3k $1.4m | Reduced -746 |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 21.3k $1.1m | Added +233 |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 18.7k $985.0k | Added +2.0k |
| Ignite Planners, LLC 0.39% of their portfolio | 18.1k $939.6k | Added +1.1k |
| Garden State Investment Advisory Services LLC 0.55% of their portfolio | 17.5k $921.5k | First filing |
| WMG Financial Advisors, LLC 0.73% of their portfolio | 16.4k $862.4k | New |
| Greenwich Wealth Management LLC 0.08% of their portfolio | 13.4k $706.0k | Unchanged |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 12.8k $674.0k | Added +1.2k |
| IFG Advisory, LLC 0.06% of their portfolio | 11.3k $593.0k | Added +1.5k |
| Leelyn Smith, LLC 0.13% of their portfolio | 9.5k $501.0k | New |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 9.4k $493.1k | New |
| SIGNET FINANCIAL MANAGEMENT, LLC 0.08% of their portfolio | 9.0k $475.6k | Reduced -395 |
| SPINNAKER TRUST 0.04% of their portfolio | 8.8k $461.0k | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 8.7k $456.0k | Reduced -1.7k |
| Blueprint Investment Partners LLC 0.09% of their portfolio | 8.5k $446.7k | New |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 8.3k $436.0k | New |
| Cutler Capital Management, LLC 0.14% of their portfolio | 6.6k $348.0k | Reduced -269 |
| Prospera Financial Services Inc 0.02% of their portfolio | 5.9k $308.4k | Added +711 |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 5.2k $275.8k | New |
| 9258 Wealth Management, LLC 0.06% of their portfolio | 4.9k $255.7k | Reduced -617 |
| Paragon Private Wealth Management, LLC 0.20% of their portfolio | 4.3k $226.1k | Added +124 |
| Perennial Investment Advisors, LLC 0.09% of their portfolio | 4.0k $209.3k | Reduced -10 |
| PRIVATE TRUST CO NA 0.03% of their portfolio | 3.7k $192.0k | New |
| NewEdge Advisors, LLC 0.00% of their portfolio | 2.6k $1.7k | New |
| FinTrust Capital Advisors, LLC 0.03% of their portfolio | 2.0k $106.2k | Unchanged |
| ICA Group Wealth Management, LLC 0.02% of their portfolio | 1.8k $92.6k | New |
| Advisory Services Network, LLC 0.00% of their portfolio | 1.7k $91.7k | New |
| US BANCORP \DE\ 0.00% of their portfolio | 1.5k $77.7k | New |
| AlphaMark Advisors, LLC 0.04% of their portfolio | 1.4k $76.0k | Added +1.0k |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 1.2k $64.1k | Reduced -14.1k |
| IFP Advisors, Inc 0.00% of their portfolio | 895 $51.0k | Reduced -28 |
| Lansing Street Advisors 0.03% of their portfolio | 878 $46.2k | New |
| MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio | 868 $45.6k | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 723 $38.0k | Added +723 |
| Independence Bank of Kentucky 0.02% of their portfolio | 700 $37.0k | Unchanged |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 531 $27.9k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 506 $26.6k | Added +150 |
| SRH ADVISORS, LLC 0.01% of their portfolio | 460 $24.0k | Unchanged |
| Spire Wealth Management 0.00% of their portfolio | 313 $16.0k | Added +206 |
| HHM Wealth Advisors, LLC 0.00% of their portfolio | 305 $16.0k | Reduced -413 |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 300 $15.8k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 299 $16.0k | Unchanged |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio | 150 $7.9k | New |
| MinichMacGregor Wealth Management, LLC 0.00% of their portfolio | 58 $3.0k | New |
| Accurate Wealth Management, LLC 0.00% of their portfolio | 11 $581 | New |
| FMR LLC 0.00% of their portfolio | 1 $53 | New |