FIRST TR EXCHANGE-TRADED FD FAN
GBL WND ENRG ETF · ETP · CUSIP 33736G106
103
institutional holders
-2 vs Q3 2023
3.8m
shares reported held*
$62.2mreported value*
6 new
28 added
30 reduced
11 sold out
net sold ≈ $1.2m (-73.7k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $16.47. Options: 3 managers hold calls ($103.0k notional), 2 hold puts ($0).
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 113 |
| Q4 2022 | 112 |
| Q1 2023 | 106 |
| Q2 2023 | 102 |
| Q3 2023 | 105 |
| Q4 2023 | 103 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 39 | 51 |
| Q1 2023 | 34 | 38 |
| Q2 2023 | 28 | 48 |
| Q3 2023 | 29 | 45 |
| Q4 2023 | 34 | 41 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q1 2023 | $42.9k | $8.9k | 0.21 |
| Q2 2023 | $82.1k | $1.7k | 0.02 |
| Q3 2023 | $0 | $418.3k | — |
| Q4 2023 | $103.0k | $0 | 0.00 |
Biggest buyers
| MORGAN STANLEY | Added | +248.5k |
| JPMORGAN CHASE & CO | Added | +76.8k |
| JANE STREET GROUP, LLC | Added | +56.0k |
| Private Advisor Group, LLC | New | +12.9k |
| Arax Advisory Partners | Added | +12.8k |
| Parkside Financial Bank & Trust | New | +8.9k |
| Kestra Advisory Services, LLC | Added | +6.8k |
| STIFEL FINANCIAL CORP | Added | +5.0k |
| Equitable Holdings, Inc. | Added | +3.6k |
| Perkins Coie Trust Co | Added | +3.4k |
Biggest sellers
| Money Design Co.,Ltd. | Reduced | -94.0k |
| Dunhill Financial, LLC | Reduced | -62.2k |
| WELLS FARGO & COMPANY/MN | Reduced | -46.5k |
| Ameritas Advisory Services, LLC | Reduced | -41.4k |
| UBS Group AG | Reduced | -39.2k |
| BANK OF AMERICA CORP /DE/ | Reduced | -38.6k |
| ROYAL BANK OF CANADA | Reduced | -26.4k |
| OSAIC HOLDINGS, INC. | Reduced | -23.9k |
| COMMONWEALTH EQUITY SERVICES, LLC | Reduced | -21.9k |
| LPL Financial LLC | Reduced | -17.4k |
Biggest calls
| SIMPLEX TRADING, LLC | New | $103.0k6.3k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
| Cutler Group LLC / CA | New | $0200 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
| Cutler Group LLC / CA | New | $0100 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 556.3k $9.2m | Reduced -38.6k |
| MORGAN STANLEY 0.00% of their portfolio | 527.5k $8.7m | Added +248.5k |
| Ameritas Advisory Services, LLC 0.28% of their portfolio | 305.6k $5.0m | Reduced -41.4k |
| Money Design Co.,Ltd. 0.28% of their portfolio | 296.3k $4.9m | Reduced -94.0k |
| LPL Financial LLC 0.00% of their portfolio | 205.1k $3.4m | Reduced -17.4k |
| Cetera Investment Advisers 0.02% of their portfolio | 162.6k $2.7m | Added +265 |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 161.8k $2.7m | Added +56.0k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 142.0k $2.3m | Reduced -46.5k |
| UBS Group AG 0.00% of their portfolio | 138.6k $2.3m | Reduced -39.2k |
| Perkins Coie Trust Co 0.40% of their portfolio | 96.0k $1.6m | Added +3.4k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 94.9k $1.6m | Reduced -4.3k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 88.0k $1.5m | Reduced -23.9k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 82.1k $1.4m | Added +76.8k |
| Ledyard National Bank 0.13% of their portfolio | 79.1k $1.3m | Reduced -2.6k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 72.6k $1.2m | Reduced -21.9k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 67.5k $1.1m | Added +5.0k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 58.3k $961.0k | Reduced -26.4k |
| Equitable Holdings, Inc. 0.01% of their portfolio | 50.1k $825.5k | Added +3.6k |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 33.9k $558.5k | Added +6.8k |
| Federation des caisses Desjardins du Quebec 0.01% of their portfolio | 33.4k $549.6k | Added +20 |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 28.7k $472.8k | Reduced -3.5k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 28.5k $470.4k | Reduced -2.3k |
| PFG Investments, LLC 0.08% of their portfolio | 26.2k $432.6k | Added +153 |
| Mariner, LLC 0.00% of their portfolio | 25.3k $417.1k | Reduced -3.7k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 24.6k $404.9k | Reduced -1.4k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 23.8k $392.6k | Added +2.6k |
| Creative Planning 0.00% of their portfolio | 18.6k $307.0k | Added +6 |
| Arax Advisory Partners 0.03% of their portfolio | 18.2k $300.0k | Added +12.8k |
| OPPENHEIMER ASSET MANAGEMENT INC. 0.00% of their portfolio | 17.8k $293.3k | Added +2.6k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 15.6k $257.0k | Reduced -3.0k |
| TRAPHAGEN INVESTMENT ADVISORS LLC 0.03% of their portfolio | 15.1k $248.7k | Added +1.0k |
| WEDBUSH SECURITIES INC 0.01% of their portfolio | 14.7k $243.0k | Added +1.4k |
| Cook Wealth, LLC 0.14% of their portfolio | 14.6k $225.0k | Reduced -4.5k |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 13.0k $214.7k | Unchanged |
| GOULD ASSET MANAGEMENT LLC /CA/ 0.06% of their portfolio | 13.0k $214.1k | Added +855 |
| Private Advisor Group, LLC 0.00% of their portfolio | 12.9k $211.9k | New |
| Sage Capital Management, LLC 0.13% of their portfolio | 12.8k $211.6k | First filing |
| Baltimore-Washington Financial Advisors, Inc. 0.01% of their portfolio | 12.7k $209.6k | Unchanged |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 12.7k $208.6k | Reduced -500 |
| Kesler, Norman & Wride, LLC 0.05% of their portfolio | 12.1k $198.9k | Unchanged |
| COMERICA BANK 0.00% of their portfolio | 11.8k $194.4k | Added +14 |
| HighTower Advisors, LLC 0.00% of their portfolio | 11.3k $186.0k | Reduced -842 |
| CASTLEARK MANAGEMENT LLC 0.01% of their portfolio | 11.0k $180.7k | Unchanged |
| LPWM LLC 0.07% of their portfolio | 10.8k $172.7k | Unchanged |
| Peregrine Asset Advisers, Inc. 0.08% of their portfolio | 10.2k $168.6k | Reduced -738 |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 10.0k $165.3k | Reduced -144 |
| US BANCORP \DE\ 0.00% of their portfolio | 9.5k $156.7k | Reduced -8.9k |
| TRUST CO OF VERMONT 0.01% of their portfolio | 9.4k $155.4k | Reduced -4.2k |
| Parkside Financial Bank & Trust 0.03% of their portfolio | 8.9k $146.7k | New |
| HARBOUR INVESTMENTS, INC. 0.01% of their portfolio | 8.8k $144.2k | Added +169 |
| PICTON MAHONEY ASSET MANAGEMENT 0.00% of their portfolio | 6.4k $105.0k | Reduced -3.8k |
| INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 0.01% of their portfolio | 4.8k $79.9k | Unchanged |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 4.8k $77.7k | Unchanged |
| ALBION FINANCIAL GROUP /UT 0.01% of their portfolio | 4.5k $74.7k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 3.9k $64.1k | Added +25 |
| Allworth Financial LP 0.00% of their portfolio | 3.7k $61.4k | Added +1 |
| Custom Portfolio Group LLC 0.04% of their portfolio | 2.6k $42.8k | First filing |
| Larson Financial Group LLC 0.00% of their portfolio | 2.3k $37.9k | Added +8 |
| DB Wealth Management Group, LLC 0.02% of their portfolio | 1.8k $28.8k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 1.6k $24.5k | Added +201 |
| FMR LLC 0.00% of their portfolio | 1.5k $24.4k | Added +1.1k |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 1.5k $24.0k | Unchanged |
| LANARK FINANCIAL, INC. 0.00% of their portfolio | 1.4k $23.0k | Reduced -1.4k |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 1.3k $21.9k | Unchanged |
| Creekmur Asset Management LLC 0.01% of their portfolio | 1.3k $21.5k | First filing |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 1.2k $20.7k | Unchanged |
| SOA Wealth Advisors, LLC. 0.00% of their portfolio | 1.2k $19.7k | Added +7 |
| JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio | 1.2k $19.2k | Unchanged |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio | 1.1k $18.8k | Added +30 |
| NewEdge Advisors, LLC 0.00% of their portfolio | 1.1k $17.5k | Added +205 |
| JNBA Financial Advisors 0.00% of their portfolio | 1.0k $17.3k | Unchanged |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio | 1.0k $17.0k | Unchanged |
| U S GLOBAL INVESTORS INC 0.00% of their portfolio | 1.0k $16.5k | New |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 887 $14.6k | Unchanged |
| Asset Dedication, LLC 0.00% of their portfolio | 821 $14.0k | Unchanged |
| Banque Cantonale Vaudoise 0.00% of their portfolio | 780 $13.0k | Unchanged |
| JFS WEALTH ADVISORS, LLC 0.00% of their portfolio | 760 $12.5k | Unchanged |
| PRINCIPAL SECURITIES, INC. 0.00% of their portfolio | 710 $11.7k | First filing |
| Ameritas Investment Partners, Inc. 0.00% of their portfolio | 580 $9.6k | Reduced -75 |
| PRIVATE TRUST CO NA 0.00% of their portfolio | 570 $9.4k | Unchanged |
| Richard W. Paul & Associates, LLC 0.00% of their portfolio | 510 $8.4k | Reduced -52 |
| THOMPSON INVESTMENT MANAGEMENT, INC. 0.00% of their portfolio | 500 $8.2k | Unchanged |
| Activest Wealth Management 0.00% of their portfolio | 428 $7.0k | Added +1 |
| Clearstead Advisors, LLC 0.00% of their portfolio | 400 $6.6k | Reduced -400 |
| GROUP ONE TRADING LLC 0.00% of their portfolio | 300 $4.9k | New |
| Syntrinsic LLC 0.00% of their portfolio | 280 $4.6k | Unchanged |
| CENTRAL TRUST Co 0.00% of their portfolio | 268 $4.4k | Unchanged |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 241 $4.0k | Unchanged |
| Clarity Asset Management, Inc. 0.00% of their portfolio | 239 $3.9k | First filing |
| TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio | 218 $3.6k | Unchanged |
| TD Waterhouse Canada Inc. 0.00% of their portfolio | 200 $3.2k | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC 0.00% of their portfolio | 186 $3.0k | Unchanged |
| Riggs Asset Managment Co. Inc. 0.00% of their portfolio | 143 $2.4k | Unchanged |
| ST GERMAIN D J CO INC 0.00% of their portfolio | 100 $1.6k | Unchanged |
| Cutler Group LLC / CA 0.00% of their portfolio | 33 $0 | Reduced -67 |
| West Oak Capital, LLC 0.00% of their portfolio | 25 $0 | Unchanged |
| ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio | 18 $297 | First filing |
| Coston, McIsaac & Partners 0.00% of their portfolio | 10 $0 | Unchanged |
| Balefire, LLC 0.00% of their portfolio | 5 $82 | New |
| Dunhill Financial, LLC 0.00% of their portfolio | 3 $54 | Reduced -62.2k |