FIRST TR EXCHANGE-TRADED FD FAN
GBL WND ENRG ETF · ETP · CUSIP 33736G106
106
institutional holders
-6 vs Q4 2022
4.3m
shares reported held*
$77.6mreported value*
8 new
26 added
29 reduced
9 sold out
net bought ≈ $724.7k (+39.7k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $17.91. Options: 2 managers hold calls ($42.9k notional), 2 hold puts ($8.9k).
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 113 |
| Q4 2022 | 112 |
| Q1 2023 | 106 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 39 | 51 |
| Q1 2023 | 34 | 38 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $3.0k | $9.0k | 3.00 |
| Q4 2022 | $73.0k | $29.1k | 0.40 |
| Q1 2023 | $42.9k | $8.9k | 0.21 |
Biggest buyers
| OLD MISSION CAPITAL LLC | Added | +95.9k |
| Cambridge Investment Research Advisors, Inc. | Added | +58.8k |
| CITADEL ADVISORS LLC | Added | +56.0k |
| WORLD EQUITY GROUP, INC. | New | +52.1k |
| AMERIPRISE FINANCIAL INC | Added | +50.3k |
| FLOW TRADERS U.S. LLC | New | +37.5k |
| LPWM LLC | New | +10.7k |
| Money Design Co.,Ltd. | Added | +8.1k |
| BANK OF MONTREAL /CAN/ | Added | +5.5k |
| Elmwood Wealth Management, Inc. | Added | +3.5k |
Biggest sellers
| JANE STREET GROUP, LLC | Reduced | -201.8k |
| Ledyard National Bank | Reduced | -19.3k |
| MORGAN STANLEY | Reduced | -16.3k |
| LPL Financial LLC | Reduced | -16.0k |
| ROYAL BANK OF CANADA | Reduced | -14.9k |
| APPLETON GROUP, LLC | Sold out | -13.6k |
| UBS Group AG | Reduced | -13.5k |
| TWO SIGMA SECURITIES, LLC | Sold out | -12.0k |
| BANK OF AMERICA CORP /DE/ | Reduced | -11.3k |
| MAI Capital Management | Sold out | -11.1k |
Biggest calls
| CITADEL ADVISORS LLC | Reduced | $42.9k2.4k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CITADEL ADVISORS LLC | Reduced | $8.9k500 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 619.0k $11.1m | Reduced -11.3k |
| Money Design Co.,Ltd. 0.48% of their portfolio | 458.2k $8.2m | Added +8.1k |
| Ameritas Advisory Services, LLC 0.30% of their portfolio | 336.0k $6.1m | Added +2.0k |
| MORGAN STANLEY 0.00% of their portfolio | 294.4k $5.3m | Reduced -16.3k |
| LPL Financial LLC 0.00% of their portfolio | 238.0k $4.3m | Reduced -16.0k |
| UBS Group AG 0.00% of their portfolio | 224.5k $4.0m | Reduced -13.5k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 192.6k $3.4m | Reduced -4.1k |
| Cetera Investment Advisers 0.03% of their portfolio | 166.5k $3.0m | Reduced -2.4k |
| OLD MISSION CAPITAL LLC 0.07% of their portfolio | 124.9k $2.2m | Added +95.9k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 103.4k $1.8m | Reduced -3.4k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 100.2k $1.8m | Reduced -153 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 95.4k $1.7m | Reduced -14.9k |
| Perkins Coie Trust Co 0.48% of their portfolio | 90.1k $1.6m | Added +601 |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 88.6k $1.6m | Added +58.8k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 85.0k $1.5m | Added +50.3k |
| Ledyard National Bank 0.17% of their portfolio | 84.8k $1.5m | Reduced -19.3k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 65.7k $1.2m | Reduced -2.6k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 61.8k $1.1m | Added +56.0k |
| Elmwood Wealth Management, Inc. 0.46% of their portfolio | 54.5k $973.0k | Added +3.5k |
| WORLD EQUITY GROUP, INC. 0.16% of their portfolio | 52.1k $1.1m | New |
| J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio | 47.5k $848.2k | Reduced -2.6k |
| Equitable Holdings, Inc. 0.01% of their portfolio | 40.1k $716.8k | Added +1.2k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 38.0k $678.7k | Reduced -4.9k |
| FLOW TRADERS U.S. LLC 0.03% of their portfolio | 37.5k $670.0k | New |
| Federation des caisses Desjardins du Quebec 0.01% of their portfolio | 32.7k $584.1k | Reduced -876 |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 31.6k $565.1k | Reduced -201.8k |
| Mariner, LLC 0.00% of their portfolio | 31.0k $554.0k | Reduced -577 |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 26.3k $469.0k | Reduced -3.9k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 25.9k $461.9k | Added +3.0k |
| Creative Planning 0.00% of their portfolio | 25.5k $455.1k | Added +1.4k |
| PFG Investments, LLC 0.09% of their portfolio | 25.1k $447.8k | First filing |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 24.7k $441.4k | Added +158 |
| CASTLEARK MANAGEMENT LLC 0.02% of their portfolio | 21.9k $391.7k | Unchanged |
| Stonebridge Financial Planning Group, LLC 0.25% of their portfolio | 21.4k $381.4k | Added +2.9k |
| WealthOne, LLC 0.14% of their portfolio | 20.6k $368.5k | Reduced -1.6k |
| TRAPHAGEN INVESTMENT ADVISORS LLC 0.05% of their portfolio | 20.5k $366.5k | Added +1.8k |
| US BANCORP \DE\ 0.00% of their portfolio | 18.4k $328.8k | Unchanged |
| Banque Cantonale Vaudoise 0.01% of their portfolio | 15.7k $280.0k | Unchanged |
| Millburn Ridgefield LLC /DE/ 0.01% of their portfolio | 14.7k $261.6k | Added +1.5k |
| Cook Wealth, LLC 0.22% of their portfolio | 14.3k $256.8k | Added +3.4k |
| Western Wealth Management, LLC 0.02% of their portfolio | 13.9k $248.5k | Added +7 |
| Baltimore-Washington Financial Advisors, Inc. 0.02% of their portfolio | 13.5k $241.0k | Unchanged |
| TRUST CO OF VERMONT 0.02% of their portfolio | 13.4k $238.5k | Reduced -2.7k |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 13.0k $232.7k | Unchanged |
| Bard Financial Services, Inc. 0.02% of their portfolio | 12.6k $224.6k | Added +1.5k |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 12.5k $224.0k | Reduced -200 |
| Catalyst Capital Advisors LLC 0.01% of their portfolio | 12.4k $221.5k | Reduced -772 |
| OPPENHEIMER ASSET MANAGEMENT INC. 0.00% of their portfolio | 12.3k $219.1k | Reduced -963 |
| GOULD ASSET MANAGEMENT LLC /CA/ 0.06% of their portfolio | 12.1k $216.7k | Unchanged |
| Kesler, Norman & Wride, LLC 0.05% of their portfolio | 12.1k $215.6k | Unchanged |
| IHT Wealth Management, LLC 0.01% of their portfolio | 11.8k $211.1k | Added +189 |
| WHITTIER TRUST CO 0.00% of their portfolio | 11.6k $207.2k | Unchanged |
| WEDBUSH SECURITIES INC 0.01% of their portfolio | 11.6k $206.0k | Added +1 |
| LPWM LLC 0.09% of their portfolio | 10.7k $191.4k | New |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 10.5k $186.7k | Unchanged |
| PICTON MAHONEY ASSET MANAGEMENT 0.01% of their portfolio | 10.2k $182.0k | Unchanged |
| HARBOUR INVESTMENTS, INC. 0.01% of their portfolio | 8.5k $152.4k | Unchanged |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 6.6k $117.9k | Added +5.5k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 5.7k $101.8k | Unchanged |
| INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 0.01% of their portfolio | 4.8k $86.6k | Unchanged |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 4.8k $85.7k | Reduced -225 |
| ALBION FINANCIAL GROUP /UT 0.01% of their portfolio | 4.5k $80.9k | Unchanged |
| Allworth Financial LP 0.00% of their portfolio | 3.7k $66.4k | Unchanged |
| Arax Advisory Partners 0.01% of their portfolio | 2.8k $49.4k | Added +2.0k |
| Belpointe Asset Management LLC 0.00% of their portfolio | 2.4k $43.5k | Unchanged |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio | 1.9k $34.1k | Unchanged |
| GPS Wealth Strategies Group, LLC 0.01% of their portfolio | 1.8k $32.2k | New |
| Larson Financial Group LLC 0.00% of their portfolio | 1.8k $32.1k | Added +13 |
| DB Wealth Management Group, LLC 0.02% of their portfolio | 1.8k $31.3k | Unchanged |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.01% of their portfolio | 1.4k $25.8k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 1.4k $25.4k | Added +1.2k |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 1.3k $23.7k | Unchanged |
| Kalos Management, Inc. 0.05% of their portfolio | 1.3k $23.4k | New |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio | 1.3k $23.0k | Unchanged |
| SOA Wealth Advisors, LLC. 0.01% of their portfolio | 1.2k $21.1k | Added +3 |
| JNBA Financial Advisors 0.00% of their portfolio | 1.0k $18.7k | Unchanged |
| CAMBRIDGE TRUST CO 0.00% of their portfolio | 1.0k $17.9k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 886 $15.8k | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 857 $15.3k | Reduced -1.5k |
| FMR LLC 0.00% of their portfolio | 824 $14.7k | Added +642 |
| Asset Dedication, LLC 0.00% of their portfolio | 821 $15.0k | Unchanged |
| JFS WEALTH ADVISORS, LLC 0.00% of their portfolio | 760 $13.6k | Unchanged |
| TCI Wealth Advisors, Inc. 0.00% of their portfolio | 686 $12.3k | Unchanged |
| Ameritas Investment Partners, Inc. 0.00% of their portfolio | 655 $11.7k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 590 $10.5k | Unchanged |
| PRIVATE TRUST CO NA 0.00% of their portfolio | 570 $10.2k | Unchanged |
| Richard W. Paul & Associates, LLC 0.00% of their portfolio | 564 $10.1k | Reduced -5 |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 538 $9.6k | Reduced -143 |
| THOMPSON INVESTMENT MANAGEMENT, INC. 0.00% of their portfolio | 500 $8.9k | New |
| Advisory Services Network, LLC 0.00% of their portfolio | 427 $7.6k | Unchanged |
| Activest Wealth Management 0.00% of their portfolio | 422 $7.5k | Unchanged |
| Clearstead Advisors, LLC 0.00% of their portfolio | 400 $7.1k | Unchanged |
| First Horizon Advisors, Inc. 0.00% of their portfolio | 309 $5.5k | Reduced -125 |
| CENTRAL TRUST Co 0.00% of their portfolio | 268 $4.8k | Unchanged |
| TD Waterhouse Canada Inc. 0.00% of their portfolio | 250 $4.5k | Unchanged |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 241 $4.3k | Reduced -50 |
| TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio | 218 $3.9k | Unchanged |
| Lowe Wealth Advisors, LLC 0.00% of their portfolio | 200 $3.6k | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC 0.00% of their portfolio | 186 $3.0k | New |
| Riggs Asset Managment Co. Inc. 0.00% of their portfolio | 143 $2.6k | Unchanged |