FIRST TR EXCHANGE-TRADED FD FDD
COMMON SHS · ETP · CUSIP 33735T109
77
institutional holders
-1 vs Q3 2024
5.9m
shares reported held*
$66.2mreported value*
8 new
38 added
19 reduced
9 sold out
net bought ≈ $1.0m (+64.4k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $11.26. Options: 3 managers hold calls ($112.3k notional), 2 hold puts ($84.4k).
Trends to Q4 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 74 |
| Q4 2022 | 73 |
| Q1 2023 | 72 |
| Q2 2023 | 70 |
| Q3 2023 | 74 |
| Q4 2023 | 81 |
| Q1 2024 | 71 |
| Q2 2024 | 79 |
| Q3 2024 | 78 |
| Q4 2024 | 77 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q1 2023 | 31 | 29 |
| Q2 2023 | 32 | 27 |
| Q3 2023 | 31 | 35 |
| Q4 2023 | 26 | 47 |
| Q1 2024 | 29 | 44 |
| Q2 2024 | 40 | 30 |
| Q3 2024 | 34 | 42 |
| Q4 2024 | 46 | 28 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q1 2024 | $0 | $0 | — |
| Q2 2024 | $0 | $0 | — |
| Q3 2024 | $2.0k | $0 | 0.00 |
| Q4 2024 | $112.3k | $84.4k | 0.75 |
Biggest buyers
| FLOW TRADERS U.S. LLC | New | +198.4k |
| JANE STREET GROUP, LLC | New | +81.7k |
| Intellectus Partners, LLC | Added | +47.3k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +40.2k |
| CreativeOne Wealth, LLC | New | +28.8k |
| Equitable Holdings, Inc. | Added | +20.8k |
| Hobart Private Capital, LLC | Added | +20.6k |
| Cambridge Investment Research Advisors, Inc. | Added | +19.7k |
| HRT FINANCIAL LP | New | +17.6k |
| Next Level Private LLC | Added | +12.7k |
Biggest sellers
| MORGAN STANLEY | Reduced | -236.0k |
| WELLS FARGO & COMPANY/MN | Reduced | -94.1k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Sold out | -27.6k |
| Janney Montgomery Scott LLC | Reduced | -25.6k |
| New Insight Wealth Advisors | Sold out | -24.7k |
| Private Advisor Group, LLC | Sold out | -16.9k |
| HARBOUR INVESTMENTS, INC. | Reduced | -13.6k |
| Williams & Novak, LLC | Sold out | -10.7k |
| BlueChip Wealth Advisors LLC | Reduced | -10.3k |
| Concurrent Investment Advisors, LLC | Reduced | -9.2k |
Biggest calls
| CITADEL ADVISORS LLC | New | $110.3k9.8k shares |
| SIMPLEX TRADING, LLC | Unchanged | $2.0k200 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CITADEL ADVISORS LLC | New | $84.4k7.5k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2024
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 1.1m $12.1m | Reduced -236.0k |
| Intellectus Partners, LLC 1.45% of their portfolio | 580.5k $6.5m | Added +47.3k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 421.5k $4.7m | Reduced -71 |
| LPL Financial LLC 0.00% of their portfolio | 317.9k $3.6m | Added +9.5k |
| RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio | 293.7k $3.3m | First filing |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 248.4k $2.8m | Reduced -94.1k |
| UBS Group AG 0.00% of their portfolio | 210.3k $2.4m | Reduced -8.0k |
| FLOW TRADERS U.S. LLC 0.09% of their portfolio | 198.4k $2.2m | New |
| Janney Montgomery Scott LLC 0.01% of their portfolio | 192.7k $2.2m | Reduced -25.6k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 157.6k $1.8m | Added +9.9k |
| HARBOUR INVESTMENTS, INC. 0.05% of their portfolio | 144.8k $1.6m | Reduced -13.6k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 143.2k $1.6m | Added +40.2k |
| Next Level Private LLC 0.63% of their portfolio | 139.8k $1.6m | Added +12.7k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 130.3k $1.5m | Added +848 |
| Hobart Private Capital, LLC 0.36% of their portfolio | 127.9k $1.4m | Added +20.6k |
| Murphy, Middleton, Hinkle & Parker, Inc. 0.69% of their portfolio | 108.4k $1.2m | Reduced -345 |
| Equitable Holdings, Inc. 0.01% of their portfolio | 105.3k $1.2m | Added +20.8k |
| TCFG WEALTH MANAGEMENT, LLC 0.59% of their portfolio | 104.2k $1.2m | Reduced -8.4k |
| Integrated Wealth Concepts LLC 0.01% of their portfolio | 91.6k $1.0m | Added +962 |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 81.7k $919.6k | New |
| BlueChip Wealth Advisors LLC 0.35% of their portfolio | 56.1k $631.9k | Reduced -10.3k |
| Elevated Capital Advisors, LLC 0.17% of their portfolio | 55.9k $629.4k | Added +115 |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 55.1k $620.0k | Reduced -2.6k |
| Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio | 53.9k $606.7k | Reduced -2.5k |
| Rockefeller Capital Management L.P. 0.00% of their portfolio | 51.9k $584.3k | Added +1.0k |
| Orion Porfolio Solutions, LLC 0.01% of their portfolio | 49.1k $552.4k | Added +2.0k |
| Orion Portfolio Solutions, LLC 0.01% of their portfolio | 49.1k $552.4k | Added +2.0k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 48.0k $540.1k | Added +2.1k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 46.2k $520.0k | Added +19.7k |
| STEPHENS INC /AR/ 0.01% of their portfolio | 39.6k $445.6k | Reduced -3.6k |
| COTTONWOOD CAPITAL ADVISORS, LLC 0.28% of their portfolio | 34.7k $390.5k | Reduced -289 |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 32.0k $360.0k | Added +2.4k |
| CreativeOne Wealth, LLC 0.01% of their portfolio | 28.8k $324.4k | New |
| COMERICA BANK 0.00% of their portfolio | 25.4k $286.3k | Added +9.5k |
| BENJAMIN EDWARDS INC 0.00% of their portfolio | 23.9k $268.6k | Added +1.8k |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 22.5k $253.1k | Added +9.2k |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 20.3k $228.6k | Added +1.7k |
| PRINCIPAL SECURITIES, INC. 0.00% of their portfolio | 18.8k $211.8k | Added +2.3k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 18.3k $207.0k | Reduced -1.1k |
| HRT FINANCIAL LP 0.00% of their portfolio | 17.6k $197.0k | New |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 17.1k $193.0k | Added +654 |
| Gateway Wealth Partners, LLC 0.05% of their portfolio | 17.1k $192.8k | Added +4.2k |
| SILVER OAK SECURITIES, INCORPORATED 0.02% of their portfolio | 16.6k $186.3k | Added +148 |
| Berger Financial Group, Inc 0.01% of their portfolio | 15.3k $172.3k | Reduced -5.8k |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio | 15.2k $171.3k | Unchanged |
| Concurrent Investment Advisors, LLC 0.00% of their portfolio | 15.1k $169.5k | Reduced -9.2k |
| Cetera Investment Advisers 0.00% of their portfolio | 14.9k $167.7k | Added +1.7k |
| LIBERTY WEALTH MANAGEMENT LLC 0.03% of their portfolio | 14.5k $163.5k | Added +269 |
| Strategic Financial Partners, Ltd. 0.08% of their portfolio | 14.3k $161.4k | Added +204 |
| Sigma Planning Corp 0.00% of their portfolio | 12.6k $141.7k | Added +734 |
| Virtu Financial LLC 0.01% of their portfolio | 11.8k $132.0k | New |
| Atria Investments, Inc 0.00% of their portfolio | 11.7k $131.3k | Added +1.2k |
| FSB PREMIER WEALTH MANAGEMENT, INC. 0.05% of their portfolio | 11.0k $123.4k | Added +33 |
| Treasure Coast Financial Planning 0.08% of their portfolio | 10.9k $122.4k | Reduced -5.0k |
| Coppell Advisory Solutions LLC 0.02% of their portfolio | 10.7k $120.7k | Added +2.1k |
| Bison Wealth, LLC 0.01% of their portfolio | 10.0k $112.8k | First filing |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 7.2k $81.6k | New |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 4.5k $50.4k | Unchanged |
| TUCKER ASSET MANAGEMENT LLC 0.01% of their portfolio | 4.2k $47.4k | Reduced -1.9k |
| JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio | 4.0k $44.7k | Added +3.3k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 2.9k $32.6k | Added +1.6k |
| GAMMA Investing LLC 0.00% of their portfolio | 2.8k $31.2k | Unchanged |
| Darwin Wealth Management, LLC 0.01% of their portfolio | 2.3k $25.7k | Added +10 |
| Allworth Financial LP 0.00% of their portfolio | 1.6k $18.7k | New |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 1.4k $16.3k | Unchanged |
| BELLEVUE ASSET MANAGEMENT, LLC 0.01% of their portfolio | 1.2k $13.4k | Added +10 |
| Continuum Advisory, LLC 0.00% of their portfolio | 845 $9.5k | Added +20 |
| Raleigh Capital Management Inc. 0.00% of their portfolio | 768 $8.6k | Added +16 |
| IFP Advisors, Inc 0.00% of their portfolio | 740 $8.3k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 472 $5.5k | Unchanged |
| Spire Wealth Management 0.00% of their portfolio | 372 $4.2k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 343 $3.9k | Unchanged |
| MAI Capital Management 0.00% of their portfolio | 120 $1.4k | New |
| Pinnacle Bancorp, Inc. 0.00% of their portfolio | 104 $1.2k | Unchanged |
| SBI Securities Co., Ltd. 0.00% of their portfolio | 66 $743 | First filing |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 15 $169 | Added +6 |
| LANARK FINANCIAL, INC. 0.00% of their portfolio | 2 $24 | Reduced -2.2k |