FIRST TR EXCHANGE-TRADED FD FDD
COMMON SHS · ETP · CUSIP 33735T109
78
institutional holders
-1 vs Q2 2024
5.9m
shares reported held*
$73.3mreported value*
9 new
25 added
32 reduced
10 sold out
net sold ≈ $144.0k (+13.9k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.40. Options: 2 managers hold calls ($2.0k notional), 1 hold puts ($0).
Trends to Q3 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 74 |
| Q4 2022 | 73 |
| Q1 2023 | 72 |
| Q2 2023 | 70 |
| Q3 2023 | 74 |
| Q4 2023 | 81 |
| Q1 2024 | 71 |
| Q2 2024 | 79 |
| Q3 2024 | 78 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 19 | 46 |
| Q1 2023 | 31 | 29 |
| Q2 2023 | 32 | 27 |
| Q3 2023 | 31 | 35 |
| Q4 2023 | 26 | 47 |
| Q1 2024 | 29 | 44 |
| Q2 2024 | 40 | 30 |
| Q3 2024 | 34 | 42 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q4 2023 | $0 | $0 | — |
| Q1 2024 | $0 | $0 | — |
| Q2 2024 | $0 | $0 | — |
| Q3 2024 | $2.0k | $0 | 0.00 |
Biggest buyers
| Raymond James Financial Services Advisors, Inc. | Added | +126.8k |
| LPL Financial LLC | Added | +57.5k |
| UBS Group AG | Added | +53.7k |
| WELLS FARGO & COMPANY/MN | Added | +33.9k |
| Equitable Holdings, Inc. | Added | +29.1k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Added | +25.4k |
| Intellectus Partners, LLC | Added | +24.9k |
| BENJAMIN EDWARDS INC | Added | +19.4k |
| Janney Montgomery Scott LLC | Added | +18.8k |
| Treasure Coast Financial Planning | New | +15.9k |
Biggest sellers
| CITADEL ADVISORS LLC | Sold out | -73.6k |
| New Insight Wealth Advisors | Reduced | -63.5k |
| BANK OF AMERICA CORP /DE/ | Reduced | -61.6k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -46.2k |
| MORGAN STANLEY | Reduced | -42.7k |
| JANE STREET GROUP, LLC | Sold out | -19.8k |
| WINTRUST INVESTMENTS LLC | Reduced | -18.9k |
| GOLDMAN SACHS GROUP INC | Sold out | -17.4k |
| Virtue Capital Management, LLC | Sold out | -14.3k |
| B. Riley Wealth Advisors, Inc. | Sold out | -13.0k |
Biggest calls
| SIMPLEX TRADING, LLC | New | $2.0k200 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q3 2024
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 1.3m $16.4m | Reduced -42.7k |
| Intellectus Partners, LLC 1.70% of their portfolio | 533.3k $6.6m | Added +24.9k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 421.6k $5.3m | Reduced -6.7k |
| Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio | 344.2k $4.3m | Added +126.8k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 342.5k $4.3m | Added +33.9k |
| LPL Financial LLC 0.00% of their portfolio | 308.4k $3.8m | Added +57.5k |
| Janney Montgomery Scott LLC 0.01% of their portfolio | 218.3k $2.7m | Added +18.8k |
| UBS Group AG 0.00% of their portfolio | 218.3k $2.7m | Added +53.7k |
| HARBOUR INVESTMENTS, INC. 0.06% of their portfolio | 158.4k $2.0m | Added +2.1k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 147.7k $1.8m | Added +10.4k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 129.4k $1.6m | Reduced -61.6k |
| Next Level Private LLC 0.65% of their portfolio | 127.1k $1.6m | Added +9.4k |
| TCFG WEALTH MANAGEMENT, LLC 0.70% of their portfolio | 112.6k $1.4m | First filing |
| Murphy, Middleton, Hinkle & Parker, Inc. 0.73% of their portfolio | 108.8k $1.4m | Reduced -755 |
| Hobart Private Capital, LLC 0.34% of their portfolio | 107.3k $1.3m | Added +13.9k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 103.1k $1.3m | Reduced -46.2k |
| Integrated Wealth Concepts LLC 0.01% of their portfolio | 90.6k $1.1m | Reduced -2.5k |
| Equitable Holdings, Inc. 0.01% of their portfolio | 84.5k $1.1m | Added +29.1k |
| BlueChip Wealth Advisors LLC 0.43% of their portfolio | 66.4k $827.3k | Reduced -3.0k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 57.7k $719.0k | Reduced -2.9k |
| Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio | 56.4k $702.3k | Reduced -255 |
| Elevated Capital Advisors, LLC 0.18% of their portfolio | 55.8k $695.2k | Reduced -200 |
| Rockefeller Capital Management L.P. 0.00% of their portfolio | 50.9k $634.1k | Added +1.8k |
| Orion Porfolio Solutions, LLC 0.01% of their portfolio | 47.0k $586.2k | Reduced -4.5k |
| Orion Portfolio Solutions, LLC 0.01% of their portfolio | 47.0k $586.2k | Reduced -4.5k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 45.9k $571.4k | Reduced -513 |
| STEPHENS INC /AR/ 0.01% of their portfolio | 43.2k $537.7k | Reduced -4.0k |
| RAYMOND JAMES TRUST N.A. 0.01% of their portfolio | 36.5k $454.8k | Unchanged |
| COTTONWOOD CAPITAL ADVISORS, LLC 0.32% of their portfolio | 35.0k $435.9k | Reduced -7.8k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 29.6k $368.3k | Reduced -333 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio | 27.6k $2.2k | Added +25.4k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 26.5k $330.0k | Reduced -810 |
| New Insight Wealth Advisors 0.16% of their portfolio | 24.7k $307.9k | Reduced -63.5k |
| Concurrent Investment Advisors, LLC 0.01% of their portfolio | 24.3k $302.5k | Reduced -7.7k |
| BENJAMIN EDWARDS INC 0.00% of their portfolio | 22.1k $275.4k | Added +19.4k |
| Berger Financial Group, Inc 0.02% of their portfolio | 21.1k $262.7k | Reduced -2.7k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 19.5k $243.0k | Reduced -638 |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 18.6k $231.5k | Added +2.1k |
| Private Advisor Group, LLC 0.00% of their portfolio | 16.9k $210.9k | Unchanged |
| PRINCIPAL SECURITIES, INC. 0.00% of their portfolio | 16.5k $205.6k | Reduced -1.2k |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 16.5k $205.5k | Reduced -1.5k |
| SILVER OAK SECURITIES, INCORPORATED 0.02% of their portfolio | 16.4k $206.0k | Unchanged |
| COMERICA BANK 0.00% of their portfolio | 16.0k $199.0k | Reduced -1.2k |
| Treasure Coast Financial Planning 0.12% of their portfolio | 15.9k $197.7k | New |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 15.8k $196.8k | Reduced -2.5k |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio | 15.2k $189.6k | Reduced -1.3k |
| LIBERTY WEALTH MANAGEMENT LLC 0.03% of their portfolio | 14.3k $178.0k | Added +471 |
| Strategic Financial Partners, Ltd. 0.09% of their portfolio | 14.1k $176.1k | Added +568 |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 13.3k $165.1k | Added +993 |
| Cetera Investment Advisers 0.00% of their portfolio | 13.2k $164.8k | New |
| Gateway Wealth Partners, LLC 0.04% of their portfolio | 12.9k $160.8k | Added +2.5k |
| Sigma Planning Corp 0.00% of their portfolio | 11.9k $147.7k | Reduced -1.2k |
| FSB PREMIER WEALTH MANAGEMENT, INC. 0.06% of their portfolio | 10.9k $136.2k | Added +501 |
| Williams & Novak, LLC 0.12% of their portfolio | 10.7k $133.3k | Reduced -721 |
| Atria Investments, Inc 0.00% of their portfolio | 10.4k $130.1k | Added +304 |
| Coppell Advisory Solutions LLC 0.02% of their portfolio | 8.7k $108.5k | Added +613 |
| TUCKER ASSET MANAGEMENT LLC 0.02% of their portfolio | 6.1k $76.3k | Reduced -3.6k |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 4.5k $55.7k | Unchanged |
| GAMMA Investing LLC 0.00% of their portfolio | 2.8k $34.6k | Unchanged |
| Darwin Wealth Management, LLC 0.01% of their portfolio | 2.3k $28.3k | New |
| LANARK FINANCIAL, INC. 0.00% of their portfolio | 2.2k $27.0k | Reduced -345 |
| GeoWealth Management, LLC 0.00% of their portfolio | 1.5k $18.8k | New |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 1.4k $18.1k | Unchanged |
| Coston, McIsaac & Partners 0.00% of their portfolio | 1.3k $15.0k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 1.2k $15.6k | New |
| WINTRUST INVESTMENTS LLC 0.01% of their portfolio | 1.2k $14.0k | Reduced -18.9k |
| BELLEVUE ASSET MANAGEMENT, LLC 0.01% of their portfolio | 1.2k $14.7k | Added +5 |
| AlphaMark Advisors, LLC 0.00% of their portfolio | 1.1k $13.0k | Unchanged |
| Continuum Advisory, LLC 0.00% of their portfolio | 825 $9.4k | Added +8 |
| Raleigh Capital Management Inc. 0.00% of their portfolio | 752 $9.4k | Added +6 |
| IFP Advisors, Inc 0.00% of their portfolio | 740 $9.2k | Unchanged |
| JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio | 692 $8.7k | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 472 $5.9k | Reduced -38 |
| Spire Wealth Management 0.00% of their portfolio | 372 $4.6k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 343 $4.3k | Unchanged |
| FMR LLC 0.00% of their portfolio | 126 $1.6k | New |
| Pinnacle Bancorp, Inc. 0.00% of their portfolio | 104 $1.3k | New |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 9 $112 | New |