FIRST TR EXCHANGE-TRADED FD FDD
COMMON SHS · ETP · CUSIP 33735T109
71
institutional holders
-10 vs Q4 2023
9.8m
shares reported held*
$115.7mreported value*
3 new
26 added
32 reduced
12 sold out
net sold ≈ $2.0m (-169.9k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($32.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $11.82. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).
Trends to Q1 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 74 |
| Q4 2022 | 73 |
| Q1 2023 | 72 |
| Q2 2023 | 70 |
| Q3 2023 | 74 |
| Q4 2023 | 81 |
| Q1 2024 | 71 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 19 | 46 |
| Q1 2023 | 31 | 29 |
| Q2 2023 | 32 | 27 |
| Q3 2023 | 31 | 35 |
| Q4 2023 | 26 | 47 |
| Q1 2024 | 29 | 44 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q2 2023 | $0 | $199.6k | — |
| Q3 2023 | $0 | $0 | — |
| Q4 2023 | $0 | $0 | — |
| Q1 2024 | $0 | $0 | — |
Biggest buyers
| MORGAN STANLEY | Added | +1.4m |
| ROYAL BANK OF CANADA | Added | +82.2k |
| CITADEL ADVISORS LLC | Added | +36.9k |
| Equitable Holdings, Inc. | Added | +25.9k |
| Integrated Wealth Concepts LLC | Added | +24.6k |
| Intellectus Partners, LLC | Added | +22.8k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +22.6k |
| Hobart Private Capital, LLC | Added | +20.2k |
| LPL Financial LLC | Added | +17.1k |
| JANE STREET GROUP, LLC | Added | +15.7k |
Biggest sellers
| OLD MISSION CAPITAL LLC | Reduced | -657.0k |
| Sterling Manor Financial, LLC | Sold out | -639.1k |
| UBS Group AG | Reduced | -110.8k |
| WELLS FARGO & COMPANY/MN | Reduced | -50.5k |
| OSAIC HOLDINGS, INC. | Reduced | -48.4k |
| BANK OF AMERICA CORP /DE/ | Reduced | -33.5k |
| BlueChip Wealth Advisors LLC | Reduced | -23.7k |
| CHANNEL WEALTH LLC | Sold out | -22.4k |
| FLOW TRADERS U.S. LLC | Sold out | -20.4k |
| New Insight Wealth Advisors | Reduced | -19.5k |
Biggest calls
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q1 2024
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 5.0m $59.5m | Added +1.4m |
| Intellectus Partners, LLC 1.56% of their portfolio | 501.8k $5.9m | Added +22.8k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 438.9k $5.2m | Added +6.3k |
| LPL Financial LLC 0.00% of their portfolio | 292.1k $3.5m | Added +17.1k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 256.7k $3.0m | Reduced -50.5k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 223.5k $2.6m | Reduced -4.1k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 209.9k $2.5m | Reduced -33.5k |
| Janney Montgomery Scott LLC 0.01% of their portfolio | 197.9k $2.3m | Reduced -8.0k |
| UBS Group AG 0.00% of their portfolio | 194.9k $2.3m | Reduced -110.8k |
| New Insight Wealth Advisors 1.20% of their portfolio | 161.9k $1.9m | Reduced -19.5k |
| Smart Portfolios, LLC 1.96% of their portfolio | 157.2k $1.9m | Reduced -786 |
| Elevated Capital Advisors, LLC 0.52% of their portfolio | 154.7k $1.8m | Added +9.3k |
| HARBOUR INVESTMENTS, INC. 0.06% of their portfolio | 146.8k $1.7m | Added +3.0k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 144.5k $1.7m | Added +15.7k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 125.1k $1.5m | Reduced -916 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 112.5k $1.3m | Added +82.2k |
| Murphy, Middleton, Hinkle & Parker, Inc. 0.76% of their portfolio | 109.6k $1.3m | Reduced -9.1k |
| Next Level Private LLC 0.55% of their portfolio | 101.5k $1.2m | Added +715 |
| Integrated Wealth Concepts LLC 0.02% of their portfolio | 99.1k $1.2m | Added +24.6k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 87.4k $1.0m | Added +22.6k |
| Hobart Private Capital, LLC 0.24% of their portfolio | 66.5k $786.4k | Added +20.2k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 60.9k $720.2k | Added +36.9k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 59.0k $697.0k | Reduced -7.0k |
| Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio | 58.7k $694.5k | Added +1.1k |
| Orion Porfolio Solutions, LLC 0.01% of their portfolio | 55.2k $652.7k | Reduced -4.8k |
| Orion Portfolio Solutions, LLC 0.01% of their portfolio | 55.2k $652.7k | Reduced -4.8k |
| BlueChip Wealth Advisors LLC 0.40% of their portfolio | 52.5k $620.6k | Reduced -23.7k |
| STEPHENS INC /AR/ 0.01% of their portfolio | 47.2k $557.7k | Reduced -14.2k |
| Equitable Holdings, Inc. 0.01% of their portfolio | 47.1k $557.6k | Added +25.9k |
| COMERICA BANK 0.00% of their portfolio | 44.3k $524.2k | Reduced -1.7k |
| COTTONWOOD CAPITAL ADVISORS, LLC 0.41% of their portfolio | 43.9k $513.1k | Reduced -1.5k |
| RAYMOND JAMES TRUST N.A. 0.01% of their portfolio | 36.5k $431.7k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 31.9k $377.4k | Reduced -48.4k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 29.1k $343.9k | Added +1.8k |
| Concurrent Investment Advisors, LLC 0.01% of their portfolio | 29.0k $342.8k | Reduced -1.8k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 25.9k $306.0k | Reduced -625 |
| Berger Financial Group, Inc 0.02% of their portfolio | 22.1k $261.9k | Added +625 |
| WINTRUST INVESTMENTS LLC 0.02% of their portfolio | 20.1k $238.0k | Unchanged |
| OLD MISSION CAPITAL LLC 0.01% of their portfolio | 19.5k $230.4k | Reduced -657.0k |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio | 19.3k $227.8k | Reduced -7.3k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 19.2k $227.6k | Reduced -16.9k |
| PRINCIPAL SECURITIES, INC. 0.01% of their portfolio | 18.6k $219.7k | Added +20 |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 18.2k $215.3k | Added +379 |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio | 18.1k $214.0k | Added +970 |
| SILVER OAK SECURITIES, INCORPORATED 0.03% of their portfolio | 16.3k $192.9k | Reduced -6.4k |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 15.7k $170.6k | Added +2.2k |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 15.0k $177.8k | Reduced -11.1k |
| Virtue Capital Management, LLC 0.03% of their portfolio | 14.3k $168.6k | Added +1 |
| Strategic Financial Partners, Ltd. 0.09% of their portfolio | 13.5k $159.8k | Reduced -5.4k |
| Sigma Planning Corp 0.00% of their portfolio | 13.4k $158.1k | Added +2.0k |
| FSB PREMIER WEALTH MANAGEMENT, INC. 0.06% of their portfolio | 11.2k $131.9k | Reduced -134 |
| Private Advisor Group, LLC 0.00% of their portfolio | 10.4k $122.5k | Reduced -1.2k |
| TUCKER ASSET MANAGEMENT LLC 0.02% of their portfolio | 8.3k $97.9k | Added +191 |
| GAMMA Investing LLC 0.01% of their portfolio | 2.8k $32.8k | Unchanged |
| BENJAMIN EDWARDS INC 0.01% of their portfolio | 2.7k $32.0k | Added +192 |
| LANARK FINANCIAL, INC. 0.00% of their portfolio | 2.5k $29.0k | Added +5 |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 2.5k $29.2k | Unchanged |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 1.4k $17.2k | Unchanged |
| BELLEVUE ASSET MANAGEMENT, LLC 0.01% of their portfolio | 1.4k $17.1k | Reduced -438 |
| Coston, McIsaac & Partners 0.00% of their portfolio | 1.3k $15.0k | Reduced -260 |
| AlphaMark Advisors, LLC 0.00% of their portfolio | 1.1k $12.0k | Reduced -1.8k |
| ICA Group Wealth Management, LLC 0.00% of their portfolio | 792 $9.4k | Reduced -125 |
| Continuum Advisory, LLC 0.00% of their portfolio | 789 $9.8k | New |
| IFP Advisors, Inc 0.00% of their portfolio | 740 $8.8k | Unchanged |
| Raleigh Capital Management Inc. 0.00% of their portfolio | 724 $8.6k | Reduced -1.2k |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 501 $5.9k | Unchanged |
| Spire Wealth Management 0.00% of their portfolio | 372 $4.4k | Unchanged |
| Register Financial Advisors LLC 0.00% of their portfolio | 372 $4.4k | New |
| Global Retirement Partners, LLC 0.00% of their portfolio | 343 $4.1k | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 51 $603 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |