FIRST TR EXCHANGE-TRADED FD FDD
COMMON SHS · ETP · CUSIP 33735T109
81
institutional holders
+7 vs Q3 2023
10.0m
shares reported held*
$120.1mreported value*
11 new
15 added
37 reduced
10 sold out
net bought ≈ $10.0m (+829.7k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($30.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $12.06. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 74 |
| Q4 2022 | 73 |
| Q1 2023 | 72 |
| Q2 2023 | 70 |
| Q3 2023 | 74 |
| Q4 2023 | 81 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 19 | 46 |
| Q1 2023 | 31 | 29 |
| Q2 2023 | 32 | 27 |
| Q3 2023 | 31 | 35 |
| Q4 2023 | 26 | 47 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q1 2023 | $1.2k | $0 | 0.00 |
| Q2 2023 | $0 | $199.6k | — |
| Q3 2023 | $0 | $0 | — |
| Q4 2023 | $0 | $0 | — |
Biggest buyers
| MORGAN STANLEY | Added | +1.7m |
| OLD MISSION CAPITAL LLC | New | +676.5k |
| Intellectus Partners, LLC | Added | +80.7k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | +64.8k |
| Hobart Private Capital, LLC | New | +46.3k |
| Smart Portfolios, LLC | Added | +22.9k |
| Equitable Holdings, Inc. | New | +21.2k |
| FLOW TRADERS U.S. LLC | New | +20.4k |
| Virtu Financial LLC | New | +16.4k |
| Cetera Investment Advisers | New | +12.6k |
Biggest sellers
| UBS Group AG | Reduced | -571.8k |
| JANE STREET GROUP, LLC | Reduced | -447.9k |
| Sterling Manor Financial, LLC | Reduced | -163.5k |
| CITADEL ADVISORS LLC | Reduced | -123.4k |
| LPL Financial LLC | Reduced | -116.9k |
| OSAIC HOLDINGS, INC. | Reduced | -80.6k |
| BANK OF MONTREAL /CAN/ | Sold out | -67.2k |
| Janney Montgomery Scott LLC | Reduced | -61.2k |
| AMERIPRISE FINANCIAL INC | Reduced | -59.7k |
| OneAscent Wealth Management LLC | Sold out | -33.2k |
Biggest calls
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 3.7m $44.4m | Added +1.7m |
| OLD MISSION CAPITAL LLC 0.23% of their portfolio | 676.5k $8.2m | New |
| Sterling Manor Financial, LLC 6.53% of their portfolio | 639.1k $7.7m | Reduced -163.5k |
| Intellectus Partners, LLC 1.67% of their portfolio | 479.0k $5.8m | Added +80.7k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 432.6k $5.2m | Reduced -59.7k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 307.2k $3.7m | Reduced -10.7k |
| UBS Group AG 0.00% of their portfolio | 305.6k $3.7m | Reduced -571.8k |
| LPL Financial LLC 0.00% of their portfolio | 275.0k $3.3m | Reduced -116.9k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 243.5k $2.9m | Reduced -5.9k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 227.6k $2.7m | Added +4.2k |
| Janney Montgomery Scott LLC 0.01% of their portfolio | 205.9k $2.5m | Reduced -61.2k |
| New Insight Wealth Advisors 1.48% of their portfolio | 181.5k $2.2m | First filing |
| Smart Portfolios, LLC 2.08% of their portfolio | 158.0k $1.8m | Added +22.9k |
| Elevated Capital Advisors, LLC 0.55% of their portfolio | 145.4k $1.8m | Reduced -30 |
| HARBOUR INVESTMENTS, INC. 0.07% of their portfolio | 143.8k $1.7m | Reduced -7.1k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 128.8k $1.6m | Reduced -447.9k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 126.0k $1.5m | Added +5.6k |
| Murphy, Middleton, Hinkle & Parker, Inc. 0.89% of their portfolio | 118.8k $1.4m | Reduced -377 |
| Next Level Private LLC 0.69% of their portfolio | 100.8k $1.2m | Reduced -566 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 80.3k $969.9k | Reduced -80.6k |
| BlueChip Wealth Advisors LLC 0.64% of their portfolio | 76.2k $920.0k | First filing |
| Integrated Wealth Concepts LLC 0.01% of their portfolio | 74.6k $900.1k | Reduced -5.1k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 65.9k $796.0k | Added +1.1k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 64.8k $782.2k | New |
| STEPHENS INC /AR/ 0.01% of their portfolio | 61.4k $740.6k | Unchanged |
| Orion Porfolio Solutions, LLC 0.01% of their portfolio | 60.0k $725.2k | Reduced -8.5k |
| Orion Portfolio Solutions, LLC 0.01% of their portfolio | 60.0k $725.2k | Reduced -8.5k |
| Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio | 57.6k $695.0k | Reduced -1.6k |
| Hobart Private Capital, LLC 0.18% of their portfolio | 46.3k $558.4k | New |
| COMERICA BANK 0.00% of their portfolio | 46.0k $555.7k | Reduced -4.2k |
| COTTONWOOD CAPITAL ADVISORS, LLC 0.45% of their portfolio | 45.4k $547.8k | Reduced -704 |
| RAYMOND JAMES TRUST N.A. 0.01% of their portfolio | 36.5k $440.6k | Unchanged |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 36.2k $436.5k | Added +4.0k |
| Concurrent Investment Advisors, LLC 0.02% of their portfolio | 30.8k $371.7k | First filing |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 30.3k $366.0k | Added +2.2k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 27.3k $329.2k | Reduced -1.8k |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio | 26.6k $321.0k | Added +2.2k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 26.5k $320.0k | Reduced -3.7k |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 26.2k $315.9k | Reduced -229 |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 24.0k $289.4k | Reduced -123.4k |
| SILVER OAK SECURITIES, INCORPORATED 0.04% of their portfolio | 22.7k $273.5k | Reduced -301 |
| CHANNEL WEALTH LLC 0.13% of their portfolio | 22.4k $270.7k | Unchanged |
| Berger Financial Group, Inc 0.03% of their portfolio | 21.5k $259.8k | Reduced -2.3k |
| Equitable Holdings, Inc. 0.00% of their portfolio | 21.2k $256.5k | New |
| FLOW TRADERS U.S. LLC 0.01% of their portfolio | 20.4k $246.0k | New |
| WINTRUST INVESTMENTS LLC 0.02% of their portfolio | 20.1k $242.0k | Reduced -8.3k |
| Strategic Financial Partners, Ltd. 0.13% of their portfolio | 18.9k $228.4k | Reduced -210 |
| PRINCIPAL SECURITIES, INC. 0.01% of their portfolio | 18.6k $224.0k | First filing |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 17.8k $215.2k | Reduced -2 |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio | 17.1k $207.0k | Reduced -188 |
| Virtu Financial LLC 0.02% of their portfolio | 16.4k $198.0k | New |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 15.0k $181.0k | Added +737 |
| Virtue Capital Management, LLC 0.03% of their portfolio | 14.3k $172.0k | Added +375 |
| LIBERTY WEALTH MANAGEMENT LLC 0.04% of their portfolio | 13.7k $166.0k | Added +144 |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 13.5k $162.4k | Reduced -2.2k |
| Cetera Investment Advisers 0.00% of their portfolio | 12.6k $151.8k | New |
| Old Port Advisors 0.05% of their portfolio | 12.6k $151.7k | Unchanged |
| Private Advisor Group, LLC 0.00% of their portfolio | 11.6k $140.1k | New |
| Sigma Planning Corp 0.01% of their portfolio | 11.3k $136.7k | Reduced -2.0k |
| FSB PREMIER WEALTH MANAGEMENT, INC. 0.07% of their portfolio | 11.3k $136.2k | Added +33 |
| Fisher Asset Management, LLC 0.00% of their portfolio | 11.1k $134.2k | Reduced -6.5k |
| TUCKER ASSET MANAGEMENT LLC 0.02% of their portfolio | 8.1k $97.6k | Reduced -91 |
| Coppell Advisory Solutions LLC 0.02% of their portfolio | 7.6k $91.4k | Added +1.9k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 3.2k $38.6k | New |
| AlphaMark Advisors, LLC 0.01% of their portfolio | 2.8k $34.0k | Unchanged |
| GAMMA Investing LLC 0.01% of their portfolio | 2.8k $32.1k | First filing |
| LANARK FINANCIAL, INC. 0.00% of their portfolio | 2.5k $30.0k | Unchanged |
| BENJAMIN EDWARDS INC 0.01% of their portfolio | 2.5k $30.0k | Added +29 |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 2.5k $29.9k | Unchanged |
| Raleigh Capital Management Inc. 0.01% of their portfolio | 1.9k $23.1k | Reduced -46 |
| BELLEVUE ASSET MANAGEMENT, LLC 0.02% of their portfolio | 1.9k $22.7k | Reduced -305 |
| Coston, McIsaac & Partners 0.01% of their portfolio | 1.5k $18.0k | Unchanged |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 1.4k $17.5k | Reduced -75 |
| ICA Group Wealth Management, LLC 0.00% of their portfolio | 917 $11.1k | New |
| LM Advisors LLC 0.00% of their portfolio | 854 $10.3k | First filing |
| IFP Advisors, Inc 0.00% of their portfolio | 740 $8.9k | Reduced -2.6k |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 501 $6.0k | Unchanged |
| Larson Financial Group LLC 0.00% of their portfolio | 433 $5.2k | Unchanged |
| Spire Wealth Management 0.00% of their portfolio | 372 $4.3k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 343 $4.0k | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |