FIRST TR EXCHANGE-TRADED FD FDD
COMMON SHS · ETP · CUSIP 33735T109
74
institutional holders
+4 vs Q2 2023
8.8m
shares reported held*
$96.1mreported value*
8 new
23 added
27 reduced
8 sold out
net bought ≈ $7.1m (+654.3k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($27.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $10.89. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 74 |
| Q4 2022 | 73 |
| Q1 2023 | 72 |
| Q2 2023 | 70 |
| Q3 2023 | 74 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 19 | 46 |
| Q1 2023 | 31 | 29 |
| Q2 2023 | 32 | 27 |
| Q3 2023 | 31 | 35 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q4 2022 | $0 | $0 | — |
| Q1 2023 | $1.2k | $0 | 0.00 |
| Q2 2023 | $0 | $199.6k | — |
| Q3 2023 | $0 | $0 | — |
Biggest buyers
| JANE STREET GROUP, LLC | New | +576.7k |
| MORGAN STANLEY | Added | +220.1k |
| Elevated Capital Advisors, LLC | Added | +100.1k |
| BANK OF MONTREAL /CAN/ | New | +67.2k |
| OSAIC HOLDINGS, INC. | Added | +50.7k |
| COMERICA BANK | New | +50.3k |
| Intellectus Partners, LLC | Added | +33.0k |
| Mariner, LLC | New | +16.8k |
| ROYAL BANK OF CANADA | Added | +11.9k |
| Sterling Manor Financial, LLC | Added | +11.1k |
Biggest sellers
| Mirae Asset Global Investments Co., Ltd. | Sold out | -215.0k |
| ENVESTNET ASSET MANAGEMENT INC | Reduced | -58.6k |
| CITADEL ADVISORS LLC | Reduced | -46.4k |
| UBS Group AG | Reduced | -37.1k |
| BANK OF AMERICA CORP /DE/ | Reduced | -33.3k |
| AMERIPRISE FINANCIAL INC | Reduced | -21.1k |
| Orion Portfolio Solutions, LLC | Reduced | -12.3k |
| Orion Porfolio Solutions, LLC | Reduced | -12.3k |
| Sigma Planning Corp | Reduced | -11.8k |
| Prosperity Wealth Management, Inc. | Sold out | -10.8k |
Biggest calls
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 2.0m $21.6m | Added +220.1k |
| UBS Group AG 0.00% of their portfolio | 877.5k $9.6m | Reduced -37.1k |
| Sterling Manor Financial, LLC 7.91% of their portfolio | 802.5k $8.7m | Added +11.1k |
| JANE STREET GROUP, LLC 0.01% of their portfolio | 576.7k $6.3m | New |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 492.3k $5.4m | Reduced -21.1k |
| Intellectus Partners, LLC 1.37% of their portfolio | 398.4k $4.3m | Added +33.0k |
| LPL Financial LLC 0.00% of their portfolio | 391.9k $4.3m | Reduced -4.0k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 317.9k $3.5m | Added +5.1k |
| Janney Montgomery Scott LLC 0.01% of their portfolio | 267.1k $2.9m | Reduced -37 |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 249.4k $2.7m | Reduced -33.3k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 223.5k $2.4m | Added +584 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 161.0k $1.8m | Added +50.7k |
| HARBOUR INVESTMENTS, INC. 0.08% of their portfolio | 150.8k $1.6m | Added +4.0k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 147.3k $1.6m | Reduced -46.4k |
| Elevated Capital Advisors, LLC 0.54% of their portfolio | 145.4k $1.6m | Added +100.1k |
| Smart Portfolios, LLC 2.64% of their portfolio | 135.1k $1.5m | Reduced -260 |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 120.4k $1.3m | Reduced -58.6k |
| Murphy, Middleton, Hinkle & Parker, Inc. 0.83% of their portfolio | 119.2k $1.3m | Added +191 |
| Next Level Private LLC 0.72% of their portfolio | 101.3k $1.1m | Added +8.8k |
| Integrated Wealth Concepts LLC 0.02% of their portfolio | 79.7k $868.0k | Added +6.5k |
| Orion Porfolio Solutions, LLC 0.01% of their portfolio | 68.6k $746.6k | Reduced -12.3k |
| Orion Portfolio Solutions, LLC 0.01% of their portfolio | 68.6k $746.6k | Reduced -12.3k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 67.2k $772.8k | New |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 64.8k $706.0k | Added +163 |
| STEPHENS INC /AR/ 0.01% of their portfolio | 61.4k $668.2k | Reduced -3.1k |
| Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio | 59.1k $644.0k | First filing |
| COMERICA BANK 0.00% of their portfolio | 50.3k $547.5k | New |
| COTTONWOOD CAPITAL ADVISORS, LLC 0.47% of their portfolio | 46.1k $501.9k | Reduced -2.0k |
| RAYMOND JAMES TRUST N.A. 0.01% of their portfolio | 36.5k $397.5k | Not comparable |
| OneAscent Wealth Management LLC 0.16% of their portfolio | 33.2k $361.0k | Reduced -1.0k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 32.2k $350.6k | Reduced -3.4k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 30.2k $329.0k | Reduced -4.4k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 29.0k $316.2k | Added +101 |
| WINTRUST INVESTMENTS LLC 0.03% of their portfolio | 28.4k $309.0k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 28.1k $306.0k | Added +11.9k |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 26.4k $287.5k | Added +3.3k |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio | 24.4k $265.7k | Reduced -2.0k |
| Berger Financial Group, Inc 0.03% of their portfolio | 23.8k $259.0k | Reduced -545 |
| SILVER OAK SECURITIES, INCORPORATED 0.05% of their portfolio | 23.0k $250.1k | Added +297 |
| CHANNEL WEALTH LLC 0.14% of their portfolio | 22.4k $244.3k | Unchanged |
| Strategic Financial Partners, Ltd. 0.13% of their portfolio | 19.1k $208.4k | Added +1.5k |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 17.8k $194.2k | Reduced -1.6k |
| Fisher Asset Management, LLC 0.00% of their portfolio | 17.7k $192.3k | Added +763 |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.01% of their portfolio | 17.3k $189.0k | Added +619 |
| Mariner, LLC 0.00% of their portfolio | 16.8k $183.0k | New |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 15.7k $170.6k | Reduced -2.1k |
| BALDWIN WEALTH PARTNERS LLC/MA 0.01% of their portfolio | 14.8k $161.0k | Unchanged |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 14.2k $155.0k | Reduced -365 |
| Virtue Capital Management, LLC 0.03% of their portfolio | 13.9k $157.5k | Unchanged |
| LIBERTY WEALTH MANAGEMENT LLC 0.04% of their portfolio | 13.6k $148.0k | Added +138 |
| Sigma Planning Corp 0.01% of their portfolio | 13.4k $145.5k | Reduced -11.8k |
| Old Port Advisors 0.05% of their portfolio | 12.6k $136.9k | First filing |
| FOUNDERS FINANCIAL SECURITIES LLC 0.02% of their portfolio | 11.8k $128.1k | Reduced -7.7k |
| FSB PREMIER WEALTH MANAGEMENT, INC. 0.07% of their portfolio | 11.3k $122.5k | Reduced -896 |
| TUCKER ASSET MANAGEMENT LLC 0.02% of their portfolio | 8.2k $89.1k | Added +2.9k |
| LFA - Lugano Financial Advisors SA 0.07% of their portfolio | 7.8k $84.6k | Reduced -564 |
| Coppell Advisory Solutions LLC 0.02% of their portfolio | 5.7k $64.4k | Reduced -1.2k |
| IFP Advisors, Inc 0.00% of their portfolio | 3.3k $36.3k | Reduced -3.3k |
| AlphaMark Advisors, LLC 0.01% of their portfolio | 2.8k $31.0k | Unchanged |
| LANARK FINANCIAL, INC. 0.00% of their portfolio | 2.5k $27.0k | First filing |
| BENJAMIN EDWARDS INC 0.01% of their portfolio | 2.5k $27.0k | Reduced -3 |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 2.5k $26.9k | Unchanged |
| BELLEVUE ASSET MANAGEMENT, LLC 0.02% of their portfolio | 2.2k $23.8k | Unchanged |
| Raleigh Capital Management Inc. 0.01% of their portfolio | 2.0k $21.3k | Added +25 |
| ASSETMARK, INC 0.00% of their portfolio | 1.6k $17.2k | New |
| Coston, McIsaac & Partners 0.01% of their portfolio | 1.5k $16.0k | Unchanged |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 1.5k $16.6k | Added +75 |
| OPTIMUM INVESTMENT ADVISORS 0.01% of their portfolio | 1.5k $16.3k | Unchanged |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 501 $5.5k | New |
| Larson Financial Group LLC 0.00% of their portfolio | 433 $4.7k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 384 $4.0k | New |
| Spire Wealth Management 0.00% of their portfolio | 372 $4.1k | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 8 $87 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |