FIRST TR EXCHANGE-TRADED FD FDD
COMMON SHS · ETP · CUSIP 33735T109
72
institutional holders
-1 vs Q4 2022
7.6m
shares reported held*
$89.0mreported value*
6 new
25 added
20 reduced
9 sold out
net bought ≈ $11.1m (+955.6k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($29.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $11.67. Options: 2 managers hold calls ($1.2k notional), 1 hold puts ($0).
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 74 |
| Q4 2022 | 73 |
| Q1 2023 | 72 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 19 | 46 |
| Q1 2023 | 31 | 29 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $0 | $0 | — |
| Q4 2022 | $0 | $0 | — |
| Q1 2023 | $1.2k | $0 | 0.00 |
Biggest buyers
| MORGAN STANLEY | Added | +536.0k |
| WELLS FARGO & COMPANY/MN | Added | +208.6k |
| LPL Financial LLC | Added | +193.5k |
| JANE STREET GROUP, LLC | Added | +99.2k |
| CITADEL ADVISORS LLC | Added | +94.9k |
| Orion Porfolio Solutions, LLC | New | +90.9k |
| Belpointe Asset Management LLC | Added | +62.9k |
| OneAscent Wealth Management LLC | New | +40.4k |
| Next Level Private LLC | New | +35.2k |
| HARBOUR INVESTMENTS, INC. | Added | +26.2k |
Biggest sellers
| UBS Group AG | Reduced | -231.0k |
| OLD MISSION CAPITAL LLC | Reduced | -99.2k |
| Kestra Advisory Services, LLC | Sold out | -47.8k |
| Intellectus Partners, LLC | Reduced | -31.5k |
| BANK OF AMERICA CORP /DE/ | Reduced | -23.2k |
| Raymond James Financial Services Advisors, Inc. | Reduced | -22.8k |
| BARNES PETTEY FINANCIAL ADVISORS, LLC | Sold out | -11.1k |
| Beacon Pointe Advisors, LLC | Sold out | -10.4k |
| ROYAL BANK OF CANADA | Reduced | -10.3k |
| Virtu Financial LLC | Sold out | -10.2k |
Biggest calls
| CITADEL ADVISORS LLC | New | $1.2k100 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 2.0m $22.9m | Added +536.0k |
| UBS Group AG 0.00% of their portfolio | 901.7k $10.5m | Reduced -231.0k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 388.6k $4.5m | Added +2.6k |
| LPL Financial LLC 0.00% of their portfolio | 380.0k $4.4m | Added +193.5k |
| Intellectus Partners, LLC 1.26% of their portfolio | 343.0k $4.0m | Reduced -31.5k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 307.0k $3.6m | Added +208.6k |
| Janney Montgomery Scott LLC 0.01% of their portfolio | 281.1k $3.3m | Added +14.7k |
| JANE STREET GROUP, LLC 0.01% of their portfolio | 274.5k $3.2m | Added +99.2k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 269.5k $3.1m | Reduced -23.2k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 219.5k $2.6m | Reduced -22.8k |
| Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio | 215.0k $2.5m | Unchanged |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 173.4k $2.0m | Added +2.7k |
| Smart Portfolios, LLC 2.78% of their portfolio | 135.2k $1.6m | Reduced -2.1k |
| OLD MISSION CAPITAL LLC 0.05% of their portfolio | 133.4k $1.6m | Reduced -99.2k |
| HARBOUR INVESTMENTS, INC. 0.08% of their portfolio | 131.0k $1.5m | Added +26.2k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 124.4k $1.5m | Added +94.9k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 118.8k $1.4m | Added +13.8k |
| Murphy, Middleton, Hinkle & Parker, Inc. 0.86% of their portfolio | 118.5k $1.4m | Added +106 |
| Orion Porfolio Solutions, LLC 0.01% of their portfolio | 90.9k $1.1m | New |
| Orion Portfolio Solutions, LLC 0.01% of their portfolio | 90.9k $1.1m | Added +2.1k |
| Integrated Wealth Concepts LLC 0.02% of their portfolio | 74.1k $865.0k | Added +6.4k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 66.1k $771.0k | Added +21.1k |
| STEPHENS INC /AR/ 0.01% of their portfolio | 64.6k $754.1k | Unchanged |
| Belpointe Asset Management LLC 0.04% of their portfolio | 63.7k $743.0k | Added +62.9k |
| COTTONWOOD CAPITAL ADVISORS, LLC 0.52% of their portfolio | 48.8k $569.1k | Reduced -6.5k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 43.3k $504.6k | Added +5.4k |
| OneAscent Wealth Management LLC 0.18% of their portfolio | 40.4k $471.0k | New |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 38.3k $447.3k | Reduced -1.0k |
| Next Level Private LLC 0.32% of their portfolio | 35.2k $410.6k | New |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 34.7k $405.0k | Added +910 |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 29.1k $339.7k | Added +5.0k |
| WINTRUST INVESTMENTS LLC 0.04% of their portfolio | 28.4k $331.0k | Unchanged |
| Sigma Planning Corp 0.01% of their portfolio | 25.4k $295.9k | Reduced -342 |
| Berger Financial Group, Inc 0.03% of their portfolio | 24.8k $289.6k | Added +535 |
| FLOW TRADERS U.S. LLC 0.01% of their portfolio | 24.3k $284.0k | Added +2.1k |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 23.1k $269.9k | Added +9.8k |
| SILVER OAK SECURITIES, INCORPORATED 0.04% of their portfolio | 22.3k $260.0k | Reduced -286 |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 18.9k $220.0k | Reduced -4.7k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 18.5k $216.0k | Reduced -10.3k |
| Strategic Financial Partners, Ltd. 0.13% of their portfolio | 17.6k $205.1k | Reduced -496 |
| B. Riley Wealth Advisors, Inc. 0.01% of their portfolio | 16.6k $194.0k | Reduced -214 |
| Fisher Asset Management, LLC 0.00% of their portfolio | 16.6k $193.3k | Reduced -297 |
| FOUNDERS FINANCIAL SECURITIES LLC 0.03% of their portfolio | 16.4k $190.9k | Added +3.3k |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 15.6k $182.0k | Reduced -1.1k |
| CHANNEL WEALTH LLC 0.12% of their portfolio | 15.4k $179.6k | First filing |
| BALDWIN WEALTH PARTNERS LLC/MA 0.02% of their portfolio | 14.8k $172.4k | Unchanged |
| Virtue Capital Management, LLC 0.03% of their portfolio | 13.9k $166.4k | Unchanged |
| Prosperity Wealth Management, Inc. 0.13% of their portfolio | 13.4k $156.5k | Reduced -305 |
| LIBERTY WEALTH MANAGEMENT LLC 0.03% of their portfolio | 13.1k $152.4k | First filing |
| Old Port Advisors 0.05% of their portfolio | 12.6k $149.2k | Unchanged |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio | 12.5k $146.2k | Unchanged |
| FSB PREMIER WEALTH MANAGEMENT, INC. 0.08% of their portfolio | 11.8k $137.4k | Added +1.2k |
| Dana Investment Advisors, Inc. 0.01% of their portfolio | 10.3k $120.2k | New |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio | 10.2k $118.0k | Reduced -608 |
| LFA - Lugano Financial Advisors SA 0.07% of their portfolio | 8.3k $97.2k | Unchanged |
| TUCKER ASSET MANAGEMENT LLC 0.02% of their portfolio | 5.8k $67.6k | Added +2.6k |
| AlphaMark Advisors, LLC 0.02% of their portfolio | 3.9k $46.0k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 3.6k $49.6k | Reduced -9.3k |
| BENJAMIN EDWARDS INC 0.01% of their portfolio | 2.5k $29.0k | Added +475 |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 2.5k $28.8k | Unchanged |
| BELLEVUE ASSET MANAGEMENT, LLC 0.02% of their portfolio | 2.2k $25.5k | Unchanged |
| Ameritas Advisory Services, LLC 0.00% of their portfolio | 1.9k $21.7k | New |
| Raleigh Capital Management Inc. 0.01% of their portfolio | 1.8k $21.3k | Reduced -8 |
| Coston, McIsaac & Partners 0.01% of their portfolio | 1.5k $17.0k | Unchanged |
| OPTIMUM INVESTMENT ADVISORS 0.01% of their portfolio | 1.5k $17.5k | Unchanged |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 1.4k $16.9k | Unchanged |
| FMR LLC 0.00% of their portfolio | 524 $6.1k | New |
| Larson Financial Group LLC 0.00% of their portfolio | 433 $5.1k | Unchanged |
| Spire Wealth Management 0.00% of their portfolio | 372 $4.3k | Unchanged |
| Princeton Global Asset Management LLC 0.00% of their portfolio | 320 $3.7k | Unchanged |
| ICA Group Wealth Management, LLC 0.00% of their portfolio | 124 $1.4k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |