Vault-13

FIRST TRUST LRGCP GWT ALPHAD FTC

COM SHS · ETP · CUSIP 33735K108

208 institutional holders +5 vs Q4 2025
5,058,2375.1m shares reported held*
$780.2mreported value*
22 new 55 added 75 reduced 20 sold out net sold ≈ $45.7m (-296.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($978.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $154.24. Options: 1 managers hold calls ($2.0m notional), 0 hold puts (—).

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 161Q4 22: 165Q1 23: 168Q2 23: 172Q3 23: 185Q4 23: 194Q1 24: 191Q2 24: 193Q3 24: 195Q4 24: 201Q1 25: 195Q2 25: 200Q3 25: 199Q4 25: 203Q1 26: 208208Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 2022161
Q4 2022165
Q1 2023168
Q2 2023172
Q3 2023185
Q4 2023194
Q1 2024191
Q2 2024193
Q3 2024195
Q4 2024201
Q1 2025195
Q2 2025200
Q3 2025199
Q4 2025203
Q1 2026208

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q2 24: 64 bought or addedQ2 24: 93 cut or sold outQ3 24: 70 bought or addedQ3 24: 95 cut or sold outQ3 24Q4 24: 50 bought or addedQ4 24: 108 cut or sold outQ1 25: 58 bought or addedQ1 25: 105 cut or sold outQ1 25Q2 25: 68 bought or addedQ2 25: 92 cut or sold outQ3 25: 71 bought or addedQ3 25: 82 cut or sold outQ3 25Q4 25: 65 bought or addedQ4 25: 89 cut or sold outQ1 26: 77 bought or addedQ1 26: 95 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20246493
Q3 20247095
Q4 202450108
Q1 202558105
Q2 20256892
Q3 20257182
Q4 20256589
Q1 20267795

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ2 25 calls: $1.9mQ2 25 puts: $15.1kQ2 25P/C 0.01Q3 25 calls: $2.0mQ3 25 puts: $16.1kQ3 25P/C 0.01Q4 25 calls: $2.1mQ4 25 puts: $32.0kQ4 25P/C 0.02Q1 26 calls: $2.0mQ1 26 puts: $0Q1 26P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2025$1.9m$15.1k0.01
Q3 2025$2.0m$16.1k0.01
Q4 2025$2.1m$32.0k0.02
Q1 2026$2.0m$00.00

Biggest buyers

Virtu Financial LLC New +39,771+39.8k
HARBOUR INVESTMENTS, INC. Added +23,841+23.8k
Gateway Wealth Partners, LLC Added +15,336+15.3k
Independent Advisor Alliance New +12,209+12.2k
FLOW TRADERS U.S. LLC New +11,697+11.7k
Keystone Wealth Services, LLC New +10,680+10.7k
Proactive Wealth Strategies LLC Added +10,272+10.3k
GOLDMAN SACHS GROUP INC New +9,949+9.9k
STIFEL FINANCIAL CORP Added +9,257+9.3k
Boyce & Associates Wealth Consulting, Inc. Added +9,060+9.1k

Biggest sellers

FIRST TRUST ADVISORS LP Reduced -139,171-139.2k
WIN ADVISORS, INC Reduced -65,497-65.5k
RAYMOND JAMES FINANCIAL INC Reduced -62,543-62.5k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -28,769-28.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -21,525-21.5k
Cambridge Investment Research Advisors, Inc. Reduced -21,222-21.2k
MORGAN STANLEY Reduced -20,432-20.4k
LPL Financial LLC Reduced -14,792-14.8k
OSAIC HOLDINGS, INC. Reduced -13,849-13.8k
Gladstone Institutional Advisory LLC Sold out -13,333-13.3k

Biggest calls

Belvedere Trading LLC Reduced $2.0m13.0k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 693,596693.6k $106.9m $106.9m 0.01% Reduced -20.4k -20,432
2 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 675,983676.0k $104.2m $104.2m 0.03% Reduced -14.8k -14,792
3 Janney Montgomery Scott LLC 0.17% of their portfolio PHILADELPHIA, PA 445,998446.0k $68.7m $68.7m 0.17% Added +1.1k +1,066
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 423,029423.0k $65.2m $65.2m 0.01% Added +5.0k +4,971
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 220,814220.8k $34.0m $34.0m 0.01% Reduced -6.3k -6,277
6 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 208,477208.5k $32.1m $32.1m 0.01% Reduced -62.5k -62,543
7 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 157,463157.5k $24.3m $24.3m 0.03% Reduced -28.8k -28,769
8 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 151,568151.6k $23.4m $23.4m 0.04% Added +1.1k +1,104
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 139,549139.5k $21.5m $21.5m 0.00% Reduced -4.8k -4,766
10 CX Institutional 0.54% of their portfolio AUBURN, IN 113,785113.8k $17.5m $17.5m 0.54% Added +6.0k +6,007
11 Kingsview Wealth Management, LLC 0.20% of their portfolio GRANTS PASS, OR 96,11996.1k $14.8m $14.8m 0.20% Reduced -6.4k -6,428
12 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 94,52794.5k $14.6m $14.6m 0.02% Reduced -2.1k -2,054
13 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 92,55092.5k $14.3m $14.3m 0.04% Reduced -21.2k -21,222
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 68,49368.5k $10.6m $10.6m 0.00% Added +1.2k +1,195
15 BENJAMIN EDWARDS INC 0.10% of their portfolio Clayton, MO 62,41762.4k $9.6m $9.6m 0.10% Reduced -9.7k -9,746
16 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 58,16958.2k $9.0m $9.0m 0.01% Added +9.3k +9,257
17 HARBOUR INVESTMENTS, INC. 0.11% of their portfolio MADISON, WI 47,30247.3k $7.3m $7.3m 0.11% Added +23.8k +23,841
18 U.S. Capital Wealth Advisors, LLC 0.17% of their portfolio AUSTIN, TX 44,87244.9k $6.9m $6.9m 0.17% Added +2.5k +2,512
19 Virtu Financial LLC 0.25% of their portfolio New York, NY 39,77139.8k $6.1m $6.1m 0.25% New
20 D.A. DAVIDSON & CO. 0.04% of their portfolio GREAT FALLS, MT 37,74737.7k $5.8m $5.8m 0.04% Reduced -360 -360
21 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 37,28437.3k $5.7m $5.7m 0.00% Added +242 +242
22 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 33,68733.7k $5.2m $5.2m 0.00% Added +3.2k +3,213
23 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 31,92931.9k $4.9m $4.9m 0.00% Reduced -139.2k -139,171
24 Gateway Wealth Partners, LLC 0.19% of their portfolio APPLETON, WI 31,13831.1k $4.8m $4.8m 0.19% Added +15.3k +15,336
25 LVZ, Inc. 0.48% of their portfolio Holland, MI 27,32827.3k $4.2m $4.2m 0.48% Added +4.0k +4,015
26 IHT Wealth Management, LLC 0.10% of their portfolio Chicago, IL 27,09027.1k $4.2m $4.2m 0.10% Reduced -635 -635
27 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 26,17226.2k $4.0m $4.0m 0.01% Reduced -13.8k -13,849
28 WIN ADVISORS, INC 1.79% of their portfolio PALM BEACH GARDENS, FL 25,35925.4k $3.9m $3.9m 1.79% Reduced -65.5k -65,497
29 GREENUP STREET WEALTH MANAGEMENT LLC 0.53% of their portfolio OVERLAND PARK, KS 24,27624.3k $3.7m $3.7m 0.53% Added +384 +384
30 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 24,27124.3k $3.7m $3.7m 0.00% Added +2.1k +2,150
31 Boyce & Associates Wealth Consulting, Inc. 2.47% of their portfolio CEDAR PARK, TX 21,12721.1k $3.3m $3.3m 2.47% Added +9.1k +9,060
32 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 21,07321.1k $3.2m $3.2m 0.02% Reduced -574 -574
33 Proactive Wealth Strategies LLC 0.60% of their portfolio MARIETTA, GA 20,77620.8k $3.2m $3.2m 0.60% Added +10.3k +10,272
34 IFP Advisors, Inc 0.07% of their portfolio TAMPA, FL 20,37520.4k $3.1m $3.1m 0.07% Added +1.1k +1,144
35 HFG Advisors, Inc. 2.19% of their portfolio CINCINATTI, OH 20,21920.2k $3.1m $3.1m 2.19% Added +275 +275
36 Vestmark Advisory Solutions, Inc. 0.03% of their portfolio Wakefield, MA 20,18020.2k $3.1m $3.1m 0.03% Reduced -421 -421
37 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 19,55719.6k $3.0m $3.0m 0.01% Reduced -64 -64
38 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 19,09619.1k $3.1m $3.1m 0.02% Added +79 +79
39 Prospera Financial Services Inc 0.05% of their portfolio Dallas, TX 18,91218.9k $2.9m $2.9m 0.05% Added +177 +177
40 Western Wealth Management, LLC 0.11% of their portfolio GOLDEN, CO 17,95017.9k $2.8m $2.8m 0.11% Reduced -822 -822
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,94716.9k $2.6m $2.6m 0.00% Reduced -21.5k -21,525
42 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 16,72216.7k $2.6m $2.6m 0.00% Reduced -876 -876
43 Wealthcare Advisory Partners LLC 0.05% of their portfolio WEST CHESTER, PA 16,49316.5k $2.5m $2.5m 0.05% Added +2.8k +2,788
44 Wedmont Private Capital 0.08% of their portfolio WEST CHESTER, PA 15,40015.4k $2.5m $2.5m 0.08% Unchanged
45 FSB PREMIER WEALTH MANAGEMENT, INC. 0.74% of their portfolio WATERLOO, IA 15,28115.3k $2.4m $2.4m 0.74% Reduced -97 -97
46 IFS Group,LLC 1.98% of their portfolio YORK, PA 14,40514.4k $2.2m $2.2m 1.98% First filing
47 Snowden Capital Advisors LLC 0.06% of their portfolio New York, NY 13,57013.6k $2.1m $2.1m 0.06% Reduced -781 -781
48 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 13,21813.2k $2.0m $2.0m 0.02% Reduced -542 -542
49 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 12,90812.9k $2.0m $2.0m 0.00% Added +1.6k +1,617
50 Independent Advisor Alliance 0.02% of their portfolio CHARLOTTE, NC 12,20912.2k $1.9m $1.9m 0.02% New
51 Empirical Asset Management, LLC 0.49% of their portfolio WELLESLEY, MA 12,04512.0k $1.9m $1.9m 0.49% Reduced -287 -287
52 FLOW TRADERS U.S. LLC 0.06% of their portfolio NEW YORK, NY 11,69711.7k $1.8m $1.8m 0.06% New
53 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 11,47011.5k $1.8m $1.8m 0.01% Added +206 +206
54 CWM, LLC 0.00% of their portfolio OMAHA, NE 11,04711.0k $1.7m $1.7m 0.00% Added +208 +208
55 Keystone Wealth Services, LLC 0.35% of their portfolio PALM DESERT, CA 10,68010.7k $1.6m $1.6m 0.35% New
56 Horizon Family Wealth, Inc. 0.83% of their portfolio CHICAGO, IL 10,24210.2k $1.6m $1.6m 0.83% Added +3 +3
57 MONEY CONCEPTS CAPITAL CORP 0.09% of their portfolio PALM BEACH GARDENS, FL 10,23510.2k $1.6m $1.6m 0.09% Reduced -850 -850
58 Hilton Head Capital Partners, LLC 0.86% of their portfolio HILTON HEAD ISLAND, SC 9,9509.9k $1.5m $1.5m 0.86% Reduced -16 -16
59 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 9,9499.9k $1.5m $1.5m 0.00% New
60 Krilogy Financial LLC 0.05% of their portfolio ST. LOUIS, MO 9,4869.5k $1.6m $1.6m 0.05% Added +1 +1
61 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 9,4459.4k $1.5m $1.5m 0.00% Added +962 +962
62 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 9,4239.4k $1.5m $1.5m 0.01% Added +40 +40
63 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 9,3709.4k $1.4m $1.4m 0.00% Added +753 +753
64 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 9,1669.2k $1.4m $1.4m 0.01% Reduced -2.2k -2,168
65 LANARK FINANCIAL, INC. 0.10% of their portfolio BIRMINGHAM, AL 8,9298.9k $1.4m $1.4m 0.10% Reduced -411 -411
66 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 8,8848.9k $1.4m $1.4m 0.00% Added +5 +5
67 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 8,8278.8k $1.4m $1.4m 0.02% Reduced -2 -2
68 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.01% of their portfolio Stamford, CT 8,6148.6k $1.3m $1.3m 0.01% Reduced -129 -129
69 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 8,5468.5k $1.3m $1.3m 0.00% New
70 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 8,4858.5k $1.3m $1.3m 0.02% Added +7.2k +7,174
71 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 8,3148.3k $1.3m $1.3m 0.01% Reduced -798 -798
72 Apollon Wealth Management, LLC 0.02% of their portfolio MOUNT PLEASANT, SC 8,2508.2k $1.3m $1.3m 0.02% Reduced -3.1k -3,123
73 CoreCap Advisors, LLC 0.04% of their portfolio SOUTHFIELD, MI 7,9538.0k $1.2m $1.2m 0.04% Reduced -538 -538
74 Geneos Wealth Management Inc. 0.03% of their portfolio ENGLEWOOD, CO 7,7257.7k $1.2m $1.2m 0.03% Reduced -150 -150
75 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 7,6677.7k $1.1m $1.1m 0.00% Added +2.4k +2,391
76 Three Seasons Wealth, LLC 0.42% of their portfolio SALT LAKE CITY, UT 7,1977.2k $1.1m $1.1m 0.42% Reduced -458 -458
77 Beck Bode, LLC 0.18% of their portfolio DEDHAM, MA 7,0487.0k $1.1m $1.1m 0.18% Added +3 +3
78 Richmond Investment Services, LLC 0.17% of their portfolio Mequon, WI 6,9767.0k $1.1m $1.1m 0.17% Reduced -377 -377
79 Fifth Third Securities, Inc. 0.07% of their portfolio Cincinnati, OH 6,7916.8k $1.0m $1.0m 0.07% Added +262 +262
80 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 6,6696.7k $1.0m $1.0m 0.00% Added +173 +173
81 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 6,6626.7k $1.0m $1.0m 0.00% New
82 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 5,9736.0k $920.8k $920.8k 0.01% Reduced -983 -983
83 Clearwater Capital Advisors, LLC 0.07% of their portfolio HOFFMAN ESTATES, IL 5,8745.9k $905.4k $905.4k 0.07% Added +120 +120
84 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 5,6475.6k $870.4k $870.4k 0.02% Reduced -608 -608
85 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 5,5695.6k $858.5k $858.5k 0.00% Added +1.2k +1,232
86 Stonebridge Financial Planning Group, LLC 0.31% of their portfolio ORLANDO, FL 5,4605.5k $841.6k $841.6k 0.31% Reduced -100 -100
87 Z3 Capital Partners, LLC 0.21% of their portfolio RICHMOND, VA 5,4505.5k $840.1k $840.1k 0.21% Reduced -258 -258
88 LaSalle St. Investment Advisors, LLC 0.12% of their portfolio ELMHURST, IL 5,4155.4k $834.7k $834.7k 0.12% Reduced -49 -49
89 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 5,4005.4k $832.4k $832.4k 0.00% Added +61 +61
90 Arkadios Wealth Advisors 0.01% of their portfolio ATLANTA, GA 5,3995.4k $832.3k $832.3k 0.01% Added +136 +136
91 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 5,3095.3k $818.3k $818.3k 0.00% Reduced -2 -2
92 Transamerica Financial Advisors, LLC 0.07% of their portfolio CEDAR RAPIDS, IA 5,1375.1k $791.8k $791.8k 0.07% Reduced -2.6k -2,601
93 MPWM ADVISORY SOLUTIONS, LLC 0.42% of their portfolio ALPHARETTA, GA 5,1035.1k $786.6k $786.6k 0.42% Reduced -9 -9
94 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 5,0595.1k $779.7k $779.7k 0.01% Added +347 +347
95 RPS ADVISORY SOLUTIONS LLC 0.44% of their portfolio LOUISVILLE, KY 5,0555.1k $779.2k $779.2k 0.44% Reduced -2.4k -2,374
96 Well Done, LLC 0.11% of their portfolio HOLLAND, MI 4,8754.9k $751.4k $751.4k 0.11% Unchanged
97 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 4,8574.9k $748.6k $748.6k 0.02% Reduced -114 -114
98 Mariner, LLC 0.00% of their portfolio Overland Park, KS 4,5914.6k $707.6k $707.6k 0.00% Reduced -313 -313
99 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 4,4594.5k $687.3k $687.3k 0.01% Reduced -4.1k -4,066
100 Marks Group Wealth Management, Inc 0.07% of their portfolio MINNETONKA, MN 4,4354.4k $683.6k $683.6k 0.07% Unchanged