Vault-13

FIRST TRUST LRGCP GWT ALPHAD FTC

COM SHS · ETP · CUSIP 33735K108

199 institutional holders -1 vs Q2 2025
5,325,1355.3m shares reported held*
$855.3mreported value*
11 new 60 added 73 reduced 9 sold out net sold ≈ $12.3m (-76.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $160.62. Options: 1 managers hold calls ($2.0m notional), 1 hold puts ($16.1k).

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 161Q4 22: 165Q1 23: 168Q2 23: 172Q3 23: 185Q4 23: 194Q1 24: 191Q2 24: 193Q3 24: 195Q4 24: 201Q1 25: 195Q2 25: 200Q3 25: 199199Q3 22Q2 23Q1 24Q4 24Q3 25
Numbers
QuarterHolders
Q3 2022161
Q4 2022165
Q1 2023168
Q2 2023172
Q3 2023185
Q4 2023194
Q1 2024191
Q2 2024193
Q3 2024195
Q4 2024201
Q1 2025195
Q2 2025200
Q3 2025199

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 23: 74 bought or addedQ4 23: 106 cut or sold outQ1 24: 72 bought or addedQ1 24: 103 cut or sold outQ1 24Q2 24: 64 bought or addedQ2 24: 93 cut or sold outQ3 24: 70 bought or addedQ3 24: 95 cut or sold outQ3 24Q4 24: 50 bought or addedQ4 24: 108 cut or sold outQ1 25: 58 bought or addedQ1 25: 105 cut or sold outQ1 25Q2 25: 68 bought or addedQ2 25: 92 cut or sold outQ3 25: 71 bought or addedQ3 25: 82 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q4 202374106
Q1 202472103
Q2 20246493
Q3 20247095
Q4 202450108
Q1 202558105
Q2 20256892
Q3 20257182

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ4 24 calls: $0Q4 24 puts: $0Q4 24P/C —Q1 25 calls: $0Q1 25 puts: $0Q1 25P/C —Q2 25 calls: $1.9mQ2 25 puts: $15.1kQ2 25P/C 0.01Q3 25 calls: $2.0mQ3 25 puts: $16.1kQ3 25P/C 0.01
Numbers
QuarterCallsPutsP/C
Q4 2024$0$0—
Q1 2025$0$0—
Q2 2025$1.9m$15.1k0.01
Q3 2025$2.0m$16.1k0.01

Biggest buyers

Cambridge Investment Research Advisors, Inc. Added +39,264+39.3k
LPL Financial LLC Added +31,745+31.7k
Cetera Investment Advisers Added +20,747+20.7k
Farther Finance Advisors, LLC Added +11,384+11.4k
Krilogy Financial LLC New +9,520+9.5k
Empirical Asset Management, LLC New +8,751+8.8k
Boyce & Associates Wealth Consulting, Inc. Added +8,232+8.2k
JPMORGAN CHASE & CO Added +6,081+6.1k
CoreCap Advisors, LLC Added +5,885+5.9k
AMERIPRISE FINANCIAL INC Added +5,399+5.4k

Biggest sellers

ROYAL BANK OF CANADA Reduced -44,905-44.9k
MORGAN STANLEY Reduced -33,229-33.2k
RAYMOND JAMES FINANCIAL INC Reduced -24,636-24.6k
TWO SIGMA INVESTMENTS, LP Sold out -23,800-23.8k
GOLDMAN SACHS GROUP INC Sold out -23,333-23.3k
Vestmark Advisory Solutions, Inc. Reduced -19,590-19.6k
Rockefeller Capital Management L.P. Reduced -18,175-18.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -10,724-10.7k
CX Institutional Reduced -9,944-9.9k
WELLS FARGO & COMPANY/MN Reduced -7,735-7.7k

Biggest calls

Belvedere Trading LLC Reduced $2.0m12.3k shares

Biggest puts

Belvedere Trading LLC Unchanged $16.1k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 751,811751.8k $120.8m $120.8m 0.01% Reduced -33.2k -33,229
2 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 703,148703.1k $113.0m $113.0m 0.03% Added +31.7k +31,745
3 Janney Montgomery Scott LLC 0.17% of their portfolio PHILADELPHIA, PA 441,557441.6k $70.9m $70.9m 0.17% Reduced -1.8k -1,805
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 419,350419.4k $67.4m $67.4m 0.01% Reduced -7.7k -7,735
5 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 243,524243.5k $39.1m $39.1m 0.01% Reduced -24.6k -24,636
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 231,988232.0k $37.3m $37.3m 0.01% Reduced -5.8k -5,817
7 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 192,639192.6k $30.9m $30.9m 0.04% Added +573 +573
8 FIRST TRUST ADVISORS LP 0.02% of their portfolio Wheaton, IL 173,866173.9k $27.9m $27.9m 0.02% Reduced -2.8k -2,833
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 150,704150.7k $24.2m $24.2m 0.00% Reduced -3.4k -3,373
10 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 148,110148.1k $23.8m $23.8m 0.04% Added +2.5k +2,464
11 Kingsview Wealth Management, LLC 0.27% of their portfolio GRANTS PASS, OR 111,657111.7k $17.9m $17.9m 0.27% Reduced -4.6k -4,567
12 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 108,191108.2k $17.4m $17.4m 0.05% Added +39.3k +39,264
13 CX Institutional 0.51% of their portfolio AUBURN, IN 105,040105.0k $16.9m $16.9m 0.51% Reduced -9.9k -9,944
14 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 99,45699.5k $16.0m $16.0m 0.02% Added +20.7k +20,747
15 BENJAMIN EDWARDS INC 0.11% of their portfolio Clayton, MO 63,08963.1k $10.1m $10.1m 0.11% Added +1.8k +1,775
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 62,08562.1k $10.0m $10.0m 0.00% Reduced -44.9k -44,905
17 Virtu Financial LLC 0.39% of their portfolio New York, NY 43,59343.6k $7.0m $7.0m 0.39% Added +598 +598
18 U.S. Capital Wealth Advisors, LLC 0.18% of their portfolio AUSTIN, TX 41,47541.5k $6.7m $6.7m 0.18% Added +94 +94
19 D.A. DAVIDSON & CO. 0.04% of their portfolio GREAT FALLS, MT 40,26140.3k $6.5m $6.5m 0.04% Reduced -673 -673
20 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 37,59137.6k $6.0m $6.0m 0.00% Added +2.9k +2,870
21 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 36,47036.5k $5.8m $5.8m 0.01% Added +2.3k +2,264
22 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 32,97433.0k $5.3m $5.3m 0.00% Added +4.8k +4,839
23 IHT Wealth Management, LLC 0.12% of their portfolio Chicago, IL 30,29230.3k $4.9m $4.9m 0.12% Reduced -1.0k -1,045
24 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 30,13430.1k $4.8m $4.8m 0.00% Reduced -1.2k -1,240
25 RPS ADVISORY SOLUTIONS LLC 2.32% of their portfolio LOUISVILLE, KY 29,49329.5k $4.7m $4.7m 2.32% Added +1.8k +1,777
26 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 28,04928.0k $4.5m $4.5m 0.00% Added +5.4k +5,399
27 HARBOUR INVESTMENTS, INC. 0.10% of their portfolio MADISON, WI 26,26326.3k $4.2m $4.2m 0.10% Reduced -3.0k -2,997
28 GREENUP STREET WEALTH MANAGEMENT LLC 0.61% of their portfolio OVERLAND PARK, KS 24,67824.7k $4.0m $4.0m 0.61% Added +52 +52
29 LVZ, Inc. 0.45% of their portfolio Holland, MI 24,55524.6k $3.9m $3.9m 0.45% Added +4.4k +4,438
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 21,89221.9k $3.5m $3.5m 0.01% Reduced -10.7k -10,724
31 IFP Advisors, Inc 0.09% of their portfolio TAMPA, FL 20,97821.0k $3.4m $3.4m 0.09% Reduced -184 -184
32 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 20,77920.8k $3.3m $3.3m 0.02% Added +105 +105
33 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 20,05820.1k $3.2m $3.2m 0.00% Added +4.6k +4,554
34 Western Wealth Management, LLC 0.17% of their portfolio GOLDEN, CO 20,02920.0k $3.2m $3.2m 0.17% Reduced -1.4k -1,434
35 HFG Advisors, Inc. 2.32% of their portfolio CINCINATTI, OH 19,56919.6k $3.1m $3.1m 2.32% Added +163 +163
36 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 19,20719.2k $3.1m $3.1m 0.02% Reduced -230 -230
37 Vestmark Advisory Solutions, Inc. 0.06% of their portfolio Wakefield, MA 18,43218.4k $3.0m $3.0m 0.06% Reduced -19.6k -19,590
38 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 18,30318.3k $2.9m $2.9m 0.01% Reduced -18.2k -18,175
39 FSB PREMIER WEALTH MANAGEMENT, INC. 0.83% of their portfolio WATERLOO, IA 15,62215.6k $2.5m $2.5m 0.83% Reduced -626 -626
40 Wedmont Private Capital 0.09% of their portfolio WEST CHESTER, PA 15,40015.4k $2.5m $2.5m 0.09% Unchanged
41 Snowden Capital Advisors LLC 0.06% of their portfolio New York, NY 14,35114.4k $2.3m $2.3m 0.06% Reduced -372 -372
42 RiverTree Advisors, LLC 1.48% of their portfolio WINTER PARK, FL 14,32314.3k $2.3m $2.3m 1.48% Reduced -1.9k -1,889
43 Gladstone Institutional Advisory LLC 0.09% of their portfolio Bedminster, NJ 14,18514.2k $2.3m $2.3m 0.09% Reduced -698 -698
44 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 13,85913.9k $2.2m $2.2m 0.03% Added +367 +367
45 Apollon Wealth Management, LLC 0.04% of their portfolio MOUNT PLEASANT, SC 12,44312.4k $2.0m $2.0m 0.04% Reduced -350 -350
46 Boyce & Associates Wealth Consulting, Inc. 1.61% of their portfolio CEDAR PARK, TX 12,25412.3k $2.0m $2.0m 1.61% Added +8.2k +8,232
47 Farther Finance Advisors, LLC 0.03% of their portfolio SAN FRANCISCO, CA 11,80211.8k $1.9m $1.9m 0.03% Added +11.4k +11,384
48 Wealthcare Advisory Partners LLC 0.04% of their portfolio WEST CHESTER, PA 11,70411.7k $1.9m $1.9m 0.04% Added +4.5k +4,547
49 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 11,42711.4k $1.8m $1.8m 0.00% Added +222 +222
50 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 11,39211.4k $1.8m $1.8m 0.00% Added +119 +119
51 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 11,26511.3k $1.8m $1.8m 0.01% Reduced -1.1k -1,061
52 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 11,12811.1k $1.8m $1.8m 0.00% Added +6.1k +6,081
53 CWM, LLC 0.01% of their portfolio OMAHA, NE 11,12611.1k $1.8m $1.8m 0.01% Added +633 +633
54 MONEY CONCEPTS CAPITAL CORP 0.11% of their portfolio PALM BEACH GARDENS, FL 11,08511.1k $1.8m $1.8m 0.11% Reduced -10 -10
55 Keystone Wealth Services, LLC 0.38% of their portfolio PALM DESERT, CA 10,78010.8k $1.7m $1.7m 0.38% Unchanged
56 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 10,74610.7k $1.6m $1.6m 0.00% Added +5.3k +5,331
57 IFS Group,LLC 1.45% of their portfolio YORK, PA 10,27610.3k $1.6m $1.6m 1.45% First filing
58 Horizon Family Wealth, Inc. 0.95% of their portfolio CHICAGO, IL 10,23810.2k $1.6m $1.6m 0.95% Added +6 +6
59 Proactive Wealth Strategies LLC 0.71% of their portfolio MARIETTA, GA 10,21710.2k $1.6m $1.6m 0.71% Added +119 +119
60 Krilogy Financial LLC 0.06% of their portfolio ST. LOUIS, MO 9,5209.5k $1.5m $1.5m 0.06% New
61 LANARK FINANCIAL, INC. 0.12% of their portfolio BIRMINGHAM, AL 9,4659.5k $1.5m $1.5m 0.12% Reduced -4.4k -4,398
62 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 9,4159.4k $1.5m $1.5m 0.00% Reduced -1.9k -1,878
63 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 9,3829.4k $1.5m $1.5m 0.01% Added +84 +84
64 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 9,3699.4k $1.5m $1.5m 0.01% Reduced -1.0k -1,002
65 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 8,8248.8k $1.4m $1.4m 0.00% Reduced -98 -98
66 Empirical Asset Management, LLC 0.39% of their portfolio WELLESLEY, MA 8,7518.8k $1.4m $1.4m 0.39% New
67 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 8,4028.4k $1.3m $1.3m 0.02% Reduced -313 -313
68 CoreCap Advisors, LLC 0.05% of their portfolio SOUTHFIELD, MI 8,3958.4k $1.3m $1.3m 0.05% Added +5.9k +5,885
69 Transamerica Financial Advisors, LLC 0.11% of their portfolio CEDAR RAPIDS, IA 8,0358.0k $1.3m $1.3m 0.11% Reduced -534 -534
70 Geneos Wealth Management Inc. 0.03% of their portfolio ENGLEWOOD, CO 7,9918.0k $1.3m $1.3m 0.03% Reduced -332 -332
71 Beck Bode, LLC 0.20% of their portfolio DEDHAM, MA 7,8917.9k $1.3m $1.3m 0.20% Reduced -3.1k -3,114
72 Three Seasons Wealth, LLC 0.12% of their portfolio SALT LAKE CITY, UT 7,8167.8k $1.3m $1.3m 0.12% Unchanged
73 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.07% of their portfolio Westlake, OH 7,7717.8k $1.2m $1.2m 0.07% Reduced -4.8k -4,774
74 SILVER OAK SECURITIES, INCORPORATED 0.09% of their portfolio JACKSON, TN 7,5077.5k $1.2m $1.2m 0.09% Reduced -48 -48
75 Richmond Investment Services, LLC 0.22% of their portfolio Mequon, WI 7,3847.4k $1.2m $1.2m 0.22% Reduced -392 -392
76 G&S Capital LLC 0.42% of their portfolio DENVER, CO 7,0327.0k $1.1m $1.1m 0.42% Reduced -129 -129
77 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 6,9827.0k $1.1m $1.1m 0.03% Reduced -72 -72
78 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 6,6676.7k $1.1m $1.1m 0.00% Added +3 +3
79 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,6476.6k $1.1m $1.1m 0.00% Added +54 +54
80 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 6,5956.6k $1.1m $1.1m 0.01% Reduced -360 -360
81 Gateway Wealth Partners, LLC 0.13% of their portfolio APPLETON, WI 6,0546.1k $972.6k $972.6k 0.13% Added +88 +88
82 Fifth Third Securities, Inc. 0.07% of their portfolio Cincinnati, OH 5,9395.9k $954.2k $954.2k 0.07% Added +409 +409
83 Stonebridge Financial Planning Group, LLC 0.35% of their portfolio ORLANDO, FL 5,8605.9k $941.5k $941.5k 0.35% Reduced -545 -545
84 Clearwater Capital Advisors, LLC 0.08% of their portfolio HOFFMAN ESTATES, IL 5,7545.8k $924.4k $924.4k 0.08% Reduced -68 -68
85 StoneX Group Inc. 0.04% of their portfolio NEW YORK, NY 5,6215.6k $903.1k $903.1k 0.04% Reduced -150 -150
86 LaSalle St. Investment Advisors, LLC 0.16% of their portfolio ELMHURST, IL 5,5535.6k $892.0k $892.0k 0.16% Reduced -105 -105
87 Arkadios Wealth Advisors 0.02% of their portfolio ATLANTA, GA 5,3625.4k $861.4k $861.4k 0.02% Added +265 +265
88 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 5,3315.3k $856.6k $856.6k 0.00% Reduced -727 -727
89 Private Advisory Group LLC 0.07% of their portfolio REDMOND, WA 5,2425.2k $842.2k $842.2k 0.07% New
90 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 5,1535.2k $827.6k $827.6k 0.02% Added +183 +183
91 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 5,1365.1k $825.2k $825.2k 0.00% Added +4.9k +4,947
92 MPWM ADVISORY SOLUTIONS, LLC 0.49% of their portfolio ALPHARETTA, GA 5,1035.1k $819.8k $819.8k 0.49% Unchanged
93 Mariner, LLC 0.00% of their portfolio Overland Park, KS 5,1015.1k $819.6k $819.6k 0.00% Added +1.1k +1,103
94 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 5,0935.1k $818.3k $818.3k 0.00% Reduced -341 -341
95 Global Assets Advisory, LLC 0.24% of their portfolio ORLANDO, FL 5,0295.0k $808.0k $808.0k 0.24% Unchanged
96 Ashton Thomas Private Wealth, LLC 0.02% of their portfolio SCOTTSDALE, AZ 4,9565.0k $796.2k $796.2k 0.02% Reduced -211 -211
97 Well Done, LLC 0.13% of their portfolio HOLLAND, MI 4,8754.9k $783.2k $783.2k 0.13% Unchanged
98 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 4,8394.8k $777.5k $777.5k 0.02% Reduced -10 -10
99 Focus Financial Network, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 4,7964.8k $770.5k $770.5k 0.03% Reduced -697 -697
100 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 4,5384.5k $729.1k $729.1k 0.00% Reduced -136 -136