Vault-13

FIRST TRUST LRGCP GWT ALPHAD FTC

COM SHS · ETP · CUSIP 33735K108

168 institutional holders +3 vs Q4 2022
6,941,8776.9m shares reported held*
$643.1mreported value*
15 new 67 added 57 reduced 10 sold out net bought ≈ $39.9m (+422.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $92.64. Options: 2 managers hold calls ($558.2k notional), 2 hold puts ($288.4k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 161Q4 22: 165Q1 23: 168168Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022161
Q4 2022165
Q1 2023168

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 64 bought or addedQ4 22: 71 cut or sold outQ4 22Q1 23: 82 bought or addedQ1 23: 67 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226471
Q1 20238267

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 22 calls: $0Q3 22 puts: $1.1mQ3 22P/C —Q4 22 calls: $868.5kQ4 22 puts: $1.6mQ4 22P/C 1.83Q1 23 calls: $558.2kQ1 23 puts: $288.4kQ1 23P/C 0.52
Numbers
QuarterCallsPutsP/C
Q3 2022$0$1.1m—
Q4 2022$868.5k$1.6m1.83
Q1 2023$558.2k$288.4k0.52

Biggest buyers

Cambridge Investment Research Advisors, Inc. Added +177,451+177.5k
Arden Trust Co New +120,660+120.7k
Raymond James Financial Services Advisors, Inc. Added +70,166+70.2k
MORGAN STANLEY Added +52,490+52.5k
Integrated Wealth Concepts LLC Added +28,862+28.9k
FLOW TRADERS U.S. LLC New +20,932+20.9k
LPL Financial LLC Added +20,788+20.8k
ENVESTNET ASSET MANAGEMENT INC Added +19,591+19.6k
Coppell Advisory Solutions LLC Added +14,084+14.1k
Coppell Advisory Solutions Corp. Added +14,084+14.1k

Biggest sellers

CITADEL ADVISORS LLC Sold out -47,916-47.9k
Kestra Advisory Services, LLC Reduced -38,386-38.4k
Concorde Asset Management, LLC Sold out -29,950-29.9k
IFP Advisors, Inc Reduced -27,530-27.5k
CX Institutional Reduced -17,950-17.9k
ROYAL BANK OF CANADA Reduced -15,939-15.9k
RAYMOND JAMES & ASSOCIATES Reduced -10,778-10.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -7,154-7.2k
Private Advisor Group, LLC Reduced -7,031-7.0k
TRUIST FINANCIAL CORP Reduced -6,886-6.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $558.2k6.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Belvedere Trading LLC New $288.4k3.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,019,0731.0m $94.8m $94.8m 0.01% Added +52.5k +52,490
2 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 959,782959.8k $89.3m $89.3m 0.07% Added +20.8k +20,788
3 Janney Montgomery Scott LLC 0.18% of their portfolio PHILADELPHIA, PA 477,768477.8k $44.5m $44.5m 0.18% Added +1.8k +1,770
4 Cambridge Investment Research Advisors, Inc. 0.17% of their portfolio FAIRFIELD, IA 367,380367.4k $34.2m $34.2m 0.17% Added +177.5k +177,451
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 347,123347.1k $32.3m $32.3m 0.01% Added +4.8k +4,844
6 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 327,567327.6k $30.5m $30.5m 0.01% Added +19.6k +19,591
7 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 308,164308.2k $28.7m $28.7m 0.05% Added +70.2k +70,166
8 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 306,219306.2k $28.5m $28.5m 0.01% Reduced -4.3k -4,304
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 187,036187.0k $17.4m $17.4m 0.00% Added +1.1k +1,099
10 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 125,005125.0k $11.6m $11.6m 0.02% Added +9.9k +9,884
11 Arden Trust Co 2.03% of their portfolio WILMINGTON, DE 120,660120.7k $11.2m $11.2m 2.03% New
12 Atria Wealth Solutions, Inc. 0.16% of their portfolio NEW YORK, NY 118,377118.4k $11.0m $11.0m 0.16% Added +3.3k +3,313
13 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 95,88295.9k $8.9m $8.9m 0.08% Added +12.1k +12,126
14 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 95,66795.7k $8.9m $8.9m 0.01% Added +1.2k +1,225
15 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 95,36095.4k $8.9m $8.9m 0.01% Reduced -10.8k -10,778
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 88,96889.0k $8.3m $8.3m 0.00% Reduced -15.9k -15,939
17 Kingsview Wealth Management, LLC 0.32% of their portfolio GRANTS PASS, OR 82,29982.3k $7.7m $7.7m 0.32% Added +5.1k +5,067
18 U.S. Capital Wealth Advisors, LLC 0.33% of their portfolio AUSTIN, TX 75,84675.8k $7.1m $7.1m 0.33% Added +1.9k +1,857
19 D.A. DAVIDSON & CO. 0.07% of their portfolio GREAT FALLS, MT 66,13366.1k $6.2m $6.2m 0.07% Reduced -313 -313
20 AVANTAX ADVISORY SERVICES, INC. 0.07% of their portfolio DALLAS, TX 63,89163.9k $5.9m $5.9m 0.07% Reduced -1.2k -1,164
21 Snowden Capital Advisors LLC 0.23% of their portfolio New York, NY 62,67862.7k $5.8m $5.8m 0.23% Added +5.5k +5,537
22 Integrated Wealth Concepts LLC 0.12% of their portfolio WALTHAM, MA 61,23361.2k $5.7m $5.7m 0.12% Added +28.9k +28,862
23 Coppell Advisory Solutions LLC 1.59% of their portfolio COPPELL, TX 52,95253.0k $4.9m $4.9m 1.59% Added +14.1k +14,084
24 Coppell Advisory Solutions Corp. 1.59% of their portfolio COPPELL, TX 52,95253.0k $4.9m $4.9m 1.59% Added +14.1k +14,084
25 IFP Advisors, Inc 0.15% of their portfolio TAMPA, FL 49,75949.8k $3.3m $3.3m 0.15% Reduced -27.5k -27,530
26 Beck Bode, LLC 1.11% of their portfolio DEDHAM, MA 48,59048.6k $4.5m $4.5m 1.11% Added +3.6k +3,585
27 Sigma Planning Corp 0.15% of their portfolio ANN ARBOR, MI 48,54048.5k $4.5m $4.5m 0.15% Reduced -6.4k -6,443
28 IHT Wealth Management, LLC 0.25% of their portfolio Chicago, IL 46,66046.7k $4.3m $4.3m 0.25% Reduced -1.3k -1,282
29 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 46,49446.5k $4.3m $4.3m 0.00% Added +3.5k +3,542
30 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 44,90244.9k $4.2m $4.2m 0.03% Reduced -365 -365
31 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 44,16444.2k $4.1m $4.1m 0.00% Reduced -948 -948
32 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 41,38641.4k $3.9m $3.9m 0.01% Added +238 +238
33 FSB PREMIER WEALTH MANAGEMENT, INC. 2.03% of their portfolio WATERLOO, IA 39,13039.1k $3.6m $3.6m 2.03% Reduced -4.5k -4,459
34 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 38,21438.2k $3.6m $3.6m 0.01% Added +1.5k +1,546
35 CX Institutional 0.18% of their portfolio AUBURN, IN 35,50735.5k $3.3m $3.3m 0.18% Reduced -17.9k -17,950
36 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 27,19027.2k $2.5m $2.5m 0.02% Reduced -7.0k -7,031
37 IAMS WEALTH MANAGEMENT, LLC 1.98% of their portfolio OMAHA, NE 25,99026.0k $2.4m $2.4m 1.98% Added +6.5k +6,498
38 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 25,57325.6k $2.4m $2.4m 0.00% Reduced -6.9k -6,886
39 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 25,39325.4k $2.4m $2.4m 0.03% Reduced -38.4k -38,386
40 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 25,01725.0k $2.3m $2.3m 0.01% Added +3.6k +3,606
41 Clearwater Capital Advisors, LLC 0.28% of their portfolio HOFFMAN ESTATES, IL 24,68924.7k $2.3m $2.3m 0.28% Reduced -3.2k -3,155
42 HFG Advisors, Inc. 2.54% of their portfolio CINCINATTI, OH 23,97424.0k $2.2m $2.2m 2.54% Added +174 +174
43 LVZ, Inc. 0.29% of their portfolio Holland, MI 21,11721.1k $2.0m $2.0m 0.29% Reduced -1.9k -1,906
44 BENJAMIN F. EDWARDS & COMPANY, INC. 0.08% of their portfolio ST. LOUIS, MO 20,95921.0k $1.9m $1.9m 0.08% Reduced -3.4k -3,427
45 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 20,93420.9k $1.9m $1.9m 0.03% Reduced -55 -55
46 FLOW TRADERS U.S. LLC 0.08% of their portfolio NEW YORK, NY 20,93220.9k $1.9m $1.9m 0.08% New
47 SignalPoint Asset Management, LLC 0.60% of their portfolio SPRINGFIELD, MO 20,43420.4k $1.9m $1.9m 0.60% Added +2.4k +2,406
48 StoneX Group Inc. 0.20% of their portfolio NEW YORK, NY 19,45119.5k $1.8m $1.8m 0.20% Added +3.2k +3,222
49 Stratos Wealth Partners, LTD. 0.05% of their portfolio BEACHWOOD, OH 18,22418.2k $1.7m $1.7m 0.05% Added +633 +633
50 MONEY CONCEPTS CAPITAL CORP 0.01% of their portfolio PALM BEACH GARDENS, FL 17,67717.7k $241.1k $241.1k 0.01% Reduced -2.2k -2,153
51 SILVER OAK SECURITIES, INCORPORATED 0.26% of their portfolio JACKSON, TN 17,26217.3k $1.6m $1.6m 0.26% Reduced -222 -222
52 Apollon Wealth Management, LLC 0.10% of their portfolio MOUNT PLEASANT, SC 16,90416.9k $1.6m $1.6m 0.10% Reduced -540 -540
53 HARBOUR INVESTMENTS, INC. 0.08% of their portfolio MADISON, WI 16,27216.3k $1.5m $1.5m 0.08% Reduced -621 -621
54 ETFIDEA, LLC 0.62% of their portfolio SYRACUSE, NY 15,34415.3k $1.4m $1.4m 0.62% Unchanged
55 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 15,18315.2k $1.4m $1.4m 0.02% Added +1.7k +1,727
56 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 14,66914.7k $1.4m $1.4m 0.01% Added +3.6k +3,556
57 Vestmark Advisory Solutions, Inc. 0.06% of their portfolio Wakefield, MA 14,50014.5k $1.3m $1.3m 0.06% Added +3.9k +3,874
58 Krilogy Financial LLC 0.11% of their portfolio ST. LOUIS, MO 13,52313.5k $1.3m $1.3m 0.11% Reduced -35 -35
59 CWM, LLC 0.01% of their portfolio OMAHA, NE 13,20413.2k $1.2m $1.2m 0.01% Added +9.7k +9,733
60 Western Wealth Management, LLC 0.10% of their portfolio GOLDEN, CO 12,08412.1k $1.1m $1.1m 0.10% Added +2.5k +2,506
61 Horizon Family Wealth, Inc. 1.17% of their portfolio CHICAGO, IL 11,90311.9k $1.1m $1.1m 1.17% Added +20 +20
62 Crumly & Associates Inc. 0.47% of their portfolio SPRINGFIELD, IL 11,51511.5k $1.1m $1.1m 0.47% Added +4.1k +4,091
63 Keystone Wealth Services, LLC 0.43% of their portfolio PALM DESERT, CA 11,42011.4k $1.1m $1.1m 0.43% Added +1 +1
64 Stonebridge Financial Planning Group, LLC 0.64% of their portfolio ORLANDO, FL 10,65210.7k $991.0k $991.0k 0.64% Reduced -99 -99
65 KESTRA PRIVATE WEALTH SERVICES, LLC 0.04% of their portfolio AUSTIN, TX 10,47110.5k $974.2k $974.2k 0.04% Reduced -1.9k -1,862
66 True Link Financial Advisors, LLC 0.12% of their portfolio SAN FRANCISCO, CA 10,24710.2k $953.4k $953.4k 0.12% Unchanged
67 GREAT VALLEY ADVISOR GROUP, INC. 0.04% of their portfolio WILMINGTON, DE 9,7919.8k $911.1k $911.1k 0.04% Added +195 +195
68 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 9,6989.7k $902.3k $902.3k 0.00% Added +437 +437
69 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 9,6009.6k $893.2k $893.2k 0.02% Added +176 +176
70 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 9,4349.4k $877.7k $877.7k 0.01% Reduced -280 -280
71 True Capital Management 0.55% of their portfolio SAN FRANCISCO, CA 8,7088.7k $810.1k $810.1k 0.55% Reduced -189 -189
72 IFG Advisory, LLC 0.07% of their portfolio ATLANTA, GA 8,5368.5k $794.2k $794.2k 0.07% Added +342 +342
73 Virtue Capital Management, LLC 0.12% of their portfolio BRENTWOOD, TN 7,8437.8k $716.4k $716.4k 0.12% Added +3.3k +3,272
74 Gladstone Institutional Advisory LLC 0.05% of their portfolio Bedminster, NJ 7,4777.5k $695.7k $695.7k 0.05% Reduced -68 -68
75 Walkner Condon Financial Advisors LLC 0.19% of their portfolio MADISON, WI 7,4437.4k $692.5k $692.5k 0.19% Added +4 +4
76 INDEPENDENT FINANCIAL GROUP, LLC 0.06% of their portfolio SAN DIEGO, CA 7,3937.4k $687.8k $687.8k 0.06% Added +1.1k +1,096
77 OneAscent Financial Services LLC 0.27% of their portfolio BIRMINGHAM, AL 7,1247.1k $663.0k $663.0k 0.27% New
78 Ashton Thomas Private Wealth, LLC 0.06% of their portfolio SCOTTSDALE, AZ 6,7806.8k $630.8k $630.8k 0.06% Added +98 +98
79 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 6,7336.7k $626.0k $626.0k 0.00% Reduced -3.0k -3,043
80 Gateway Wealth Partners, LLC 0.10% of their portfolio APPLETON, WI 6,6716.7k $620.6k $620.6k 0.10% Added +2.0k +2,029
81 Ignite Planners, LLC 0.25% of their portfolio SAN CLEMENTE, CA 6,5796.6k $611.6k $611.6k 0.25% Reduced -758 -758
82 Private Portfolio Partners LLC 0.16% of their portfolio PARAMUS, NJ 6,3696.4k $592.6k $592.6k 0.16% Added +1.6k +1,635
83 Pine Valley Investments Ltd Liability Co 0.09% of their portfolio MARLTON, NJ 6,3616.4k $588.5k $588.5k 0.09% First filing
84 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 6,2066.2k $577.6k $577.6k 0.00% Added +5.3k +5,267
85 Avior Wealth Management, LLC 0.04% of their portfolio OMAHA, NE 6,1696.2k $574.0k $574.0k 0.04% Added +6.0k +6,028
86 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 5,9616.0k $554.6k $554.6k 0.00% Added +166 +166
87 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 5,8585.9k $545.0k $545.0k 0.02% Reduced -18 -18
88 PFG Advisors 0.05% of their portfolio Phoenix, AZ 5,8125.8k $540.7k $540.7k 0.05% Added +156 +156
89 NewEdge Wealth, LLC 0.02% of their portfolio STAMFORD, CT 5,5415.5k $515.5k $515.5k 0.02% New
90 Global Assets Advisory, LLC 0.51% of their portfolio ORLANDO, FL 5,3505.3k $504.0k $504.0k 0.51% Unchanged
91 Mariner, LLC 0.00% of their portfolio Overland Park, KS 5,3035.3k $493.0k $493.0k 0.00% Added +82 +82
92 Strid Group, LLC 0.11% of their portfolio NEWTOWN SQUARE, PA 5,1985.2k $483.6k $483.6k 0.11% Reduced -1.6k -1,618
93 Pinnacle Family Advisors, LLC 0.29% of their portfolio Springfield, MO 5,1355.1k $477.8k $477.8k 0.29% Reduced -8 -8
94 1776 Wealth LLC 0.28% of their portfolio ATLANTA, GA 4,9665.0k $462.0k $462.0k 0.28% Unchanged
95 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 4,9655.0k $459.0k $459.0k 0.00% Added +2.2k +2,190
96 ABLE Financial Group, LLC 0.30% of their portfolio SCOTTSDALE, AZ 4,9214.9k $457.9k $457.9k 0.30% First filing
97 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 4,8054.8k $447.1k $447.1k 0.02% Reduced -972 -972
98 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 4,7104.7k $438.2k $438.2k 0.01% New
99 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 4,7104.7k $438.2k $438.2k 0.01% New
100 Geneos Wealth Management Inc. 0.03% of their portfolio ENGLEWOOD, CO 4,6954.7k $436.8k $436.8k 0.03% Added +201 +201