Vault-13

FIRST TR LRG CP VL ALPHADEX FTA

COM SHS · ETP · CUSIP 33735J101

183 institutional holders +2 vs Q4 2022
13,470,60513.5m shares reported held*
$893.6mreported value*
16 new 78 added 62 reduced 13 sold out net bought ≈ $35.3m (+513.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $66.33. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 156Q4 22: 181Q1 23: 183183Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022156
Q4 2022181
Q1 2023183

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 92 bought or addedQ4 22: 65 cut or sold outQ4 22Q1 23: 94 bought or addedQ1 23: 75 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20229265
Q1 20239475

Biggest buyers

Integrated Wealth Concepts LLC Added +199,749+199.7k
ENVESTNET ASSET MANAGEMENT INC Added +183,722+183.7k
TRUIST FINANCIAL CORP Added +149,680+149.7k
Holistic Financial Partners New +104,875+104.9k
Midwest Heritage Bank, FSB Added +91,611+91.6k
LPL Financial LLC Added +74,403+74.4k
BANK OF AMERICA CORP /DE/ Added +45,342+45.3k
GOLDMAN SACHS GROUP INC Added +42,945+42.9k
OSAIC HOLDINGS, INC. Added +42,848+42.8k
MML INVESTORS SERVICES, LLC Added +37,438+37.4k

Biggest sellers

Kaydan Wealth Management, Inc. Reduced -278,471-278.5k
MORGAN STANLEY Reduced -234,033-234.0k
Sterling Manor Financial, LLC Reduced -89,271-89.3k
IFP Advisors, Inc Reduced -53,630-53.6k
CITADEL ADVISORS LLC Reduced -38,155-38.2k
Kestra Advisory Services, LLC Reduced -32,678-32.7k
FLOW TRADERS U.S. LLC Sold out -23,592-23.6k
MONEY CONCEPTS CAPITAL CORP Sold out -23,351-23.4k
Gladstone Institutional Advisory LLC Reduced -22,959-23.0k
MEITAV INVESTMENT HOUSE LTD Reduced -15,100-15.1k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 2,984,6473.0m $198.2m $198.2m 0.02% Reduced -234.0k -234,033
2 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,094,1951.1m $72.7m $72.7m 0.03% Added +20.6k +20,610
3 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 942,833942.8k $62.6m $62.6m 0.05% Added +74.4k +74,403
4 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 907,417907.4k $60.2m $60.2m 0.03% Added +183.7k +183,722
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 544,817544.8k $36.2m $36.2m 0.01% Reduced -3.1k -3,063
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 456,220456.2k $30.3m $30.3m 0.00% Added +45.3k +45,342
7 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 431,517431.5k $28.7m $28.7m 0.05% Added +42.8k +42,848
8 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 348,871348.9k $23.2m $23.2m 0.04% Added +2.0k +2,040
9 Cetera Advisor Networks LLC 0.16% of their portfolio EL SEGUNDO, CA 320,391320.4k $21.3m $21.3m 0.16% Added +12.8k +12,788
10 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 277,263277.3k $18.4m $18.4m 0.02% Added +25.0k +25,032
11 Integrated Wealth Concepts LLC 0.38% of their portfolio WALTHAM, MA 275,952276.0k $18.3m $18.3m 0.38% Added +199.7k +199,749
12 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 256,351256.4k $17.0m $17.0m 0.01% Reduced -5.9k -5,924
13 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 254,698254.7k $16.9m $16.9m 0.03% Added +149.7k +149,680
14 Midwest Heritage Bank, FSB 13.24% of their portfolio WEST DES MOINES, IA 247,732247.7k $16.4m $16.4m 13.24% Added +91.6k +91,611
15 Private Advisor Group, LLC 0.14% of their portfolio MORRISTOWN, NJ 228,345228.3k $15.2m $15.2m 0.14% Added +1.9k +1,868
16 AVANTAX ADVISORY SERVICES, INC. 0.11% of their portfolio DALLAS, TX 139,132139.1k $9.2m $9.2m 0.11% Reduced -1.4k -1,414
17 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 136,219136.2k $9.0m $9.0m 0.08% Reduced -1.8k -1,807
18 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 121,631121.6k $8.1m $8.1m 0.02% Added +5.0k +4,988
19 Snowden Capital Advisors LLC 0.31% of their portfolio New York, NY 120,133120.1k $8.0m $8.0m 0.31% Added +4.6k +4,632
20 Sigma Planning Corp 0.26% of their portfolio ANN ARBOR, MI 119,862119.9k $8.0m $8.0m 0.26% Reduced -608 -608
21 Kingsview Wealth Management, LLC 0.33% of their portfolio GRANTS PASS, OR 118,463118.5k $7.9m $7.9m 0.33% Added +5.0k +4,952
22 Holistic Financial Partners 5.45% of their portfolio INDIANAPOLIS, IN 104,875104.9k $7.0m $7.0m 5.45% New
23 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 102,796102.8k $6.8m $6.8m 0.00% Reduced -3.2k -3,217
24 Regal Investment Advisors LLC 0.60% of their portfolio KENTWOOD, MI 102,422102.4k $6.8m $6.8m 0.60% Added +2.1k +2,066
25 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 96,38196.4k $6.4m $6.4m 0.05% Added +37.4k +37,438
26 COTTONWOOD CAPITAL ADVISORS, LLC 5.73% of their portfolio SALT LAKE CITY, UT 93,73993.7k $6.2m $6.2m 5.73% Reduced -381 -381
27 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 90,84090.8k $6.0m $6.0m 0.04% Added +9.8k +9,778
28 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 87,10387.1k $5.8m $5.8m 0.02% Reduced -2.5k -2,508
29 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 75,37475.4k $5.0m $5.0m 0.02% Added +19.5k +19,463
30 Coppell Advisory Solutions LLC 1.57% of their portfolio COPPELL, TX 73,11573.1k $4.8m $4.8m 1.57% Added +28.8k +28,840
31 Coppell Advisory Solutions Corp. 1.57% of their portfolio COPPELL, TX 73,11573.1k $4.8m $4.8m 1.57% Added +28.8k +28,840
32 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 69,23669.2k $4.6m $4.6m 0.01% Added +353 +353
33 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 68,71568.7k $4.6m $4.6m 0.00% Added +42.9k +42,945
34 KESTRA PRIVATE WEALTH SERVICES, LLC 0.18% of their portfolio AUSTIN, TX 68,65768.7k $4.6m $4.6m 0.18% Added +1.2k +1,246
35 Vestmark Advisory Solutions, Inc. 0.19% of their portfolio Wakefield, MA 65,59165.6k $4.4m $4.4m 0.19% Added +19.9k +19,883
36 IHT Wealth Management, LLC 0.24% of their portfolio Chicago, IL 62,13862.1k $4.1m $4.1m 0.24% Added +2.0k +1,981
37 Secure Asset Management, LLC 1.37% of their portfolio Troy, MI 62,05262.1k $4.1m $4.1m 1.37% Reduced -122 -122
38 Arkadios Wealth Advisors 0.48% of their portfolio ATLANTA, GA 60,99461.0k $4.0m $4.0m 0.48% Added +199 +199
39 Kowal Investment Group, LLC 1.10% of their portfolio BROOKFIELD, WI 58,57058.6k $3.9m $3.9m 1.10% Reduced -8.0k -7,996
40 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 58,04458.0k $3.9m $3.9m 0.01% Added +5.8k +5,826
41 IAMS WEALTH MANAGEMENT, LLC 3.11% of their portfolio OMAHA, NE 57,11757.1k $3.7m $3.7m 3.11% Added +13.2k +13,156
42 FSB PREMIER WEALTH MANAGEMENT, INC. 2.09% of their portfolio WATERLOO, IA 56,46856.5k $3.7m $3.7m 2.09% Reduced -6.1k -6,078
43 Atria Wealth Solutions, Inc. 0.06% of their portfolio NEW YORK, NY 56,22456.2k $3.7m $3.7m 0.06% Reduced -4.7k -4,669
44 IFP Advisors, Inc 0.13% of their portfolio TAMPA, FL 55,14655.1k $2.9m $2.9m 0.13% Reduced -53.6k -53,630
45 Triton Wealth Management, PLLC 2.15% of their portfolio SUN CITY, AZ 53,55953.6k $3.5m $3.5m 2.15% Added +10.2k +10,241
46 StoneX Group Inc. 0.35% of their portfolio NEW YORK, NY 48,63448.6k $3.2m $3.2m 0.35% Added +13.4k +13,365
47 Cetera Advisors LLC 0.05% of their portfolio DENVER, CO 46,48846.5k $3.1m $3.1m 0.05% Reduced -1.5k -1,464
48 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 46,21646.2k $3.1m $3.1m 0.03% Added +584 +584
49 Pinnacle Family Advisors, LLC 1.82% of their portfolio Springfield, MO 45,13345.1k $3.0m $3.0m 1.82% Added +30.8k +30,783
50 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 44,32444.3k $2.9m $2.9m 0.00% Added +832 +832
51 SignalPoint Asset Management, LLC 0.93% of their portfolio SPRINGFIELD, MO 44,08444.1k $2.9m $2.9m 0.93% Added +4.3k +4,296
52 U.S. Capital Wealth Advisors, LLC 0.13% of their portfolio AUSTIN, TX 42,54542.5k $2.8m $2.8m 0.13% Added +2.0k +1,994
53 LVZ, Inc. 0.39% of their portfolio Holland, MI 40,32540.3k $2.7m $2.7m 0.39% Reduced -5.3k -5,261
54 BENJAMIN F. EDWARDS & COMPANY, INC. 0.11% of their portfolio ST. LOUIS, MO 38,77138.8k $2.6m $2.6m 0.11% Reduced -920 -920
55 Blackhawk Capital Partners, LLC 1.56% of their portfolio THIENSVILLE, WI 32,15432.2k $2.1m $2.1m 1.56% New
56 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 29,68429.7k $2.0m $2.0m 0.00% Reduced -6.7k -6,698
57 HARBOUR INVESTMENTS, INC. 0.10% of their portfolio MADISON, WI 28,14628.1k $1.9m $1.9m 0.10% Reduced -3.1k -3,119
58 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 27,88527.9k $1.9m $1.9m 0.02% Reduced -32.7k -32,678
59 Eukles Asset Management 1.00% of their portfolio CINCINNATI, OH 27,57227.6k $1.8m $1.8m 1.00% Reduced -901 -901
60 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 26,53826.5k $1.8m $1.8m 0.03% Added +1.2k +1,202
61 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 25,48825.5k $1.7m $1.7m 0.02% Added +1.5k +1,510
62 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 24,08324.1k $1.6m $1.6m 0.01% Added +9.1k +9,056
63 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 23,78623.8k $1.6m $1.6m 0.00% Added +10.5k +10,549
64 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 23,43623.4k $1.6m $1.6m 0.03% New
65 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 23,26923.3k $1.5m $1.5m 0.00% New
66 Keystone Wealth Services, LLC 0.62% of their portfolio PALM DESERT, CA 22,78222.8k $1.5m $1.5m 0.62% Reduced -2.7k -2,747
67 Chicago Partners Investment Group LLC 0.08% of their portfolio CHICAGO, IL 20,90320.9k $1.4m $1.4m 0.08% Added +364 +364
68 IFG Advisory, LLC 0.12% of their portfolio ATLANTA, GA 19,00319.0k $1.3m $1.3m 0.12% Reduced -505 -505
69 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 18,96319.0k $1.3m $1.3m 0.03% Added +1.8k +1,779
70 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 18,81018.8k $1.2m $1.2m 0.00% Added +370 +370
71 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,56716.6k $1.1m $1.1m 0.00% Reduced -10.9k -10,906
72 Pine Valley Investments Ltd Liability Co 0.16% of their portfolio MARLTON, NJ 15,99516.0k $1.0m $1.0m 0.16% First filing
73 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 15,46415.5k $1.0m $1.0m 0.00% Reduced -38.2k -38,155
74 Western Wealth Management, LLC 0.09% of their portfolio GOLDEN, CO 14,78714.8k $981.8k $981.8k 0.09% Reduced -161 -161
75 Gladstone Institutional Advisory LLC 0.06% of their portfolio Bedminster, NJ 14,69514.7k $975.7k $975.7k 0.06% Reduced -23.0k -22,959
76 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 14,47414.5k $961.0k $961.0k 0.00% Unchanged
77 PFG Advisors 0.08% of their portfolio Phoenix, AZ 14,23814.2k $945.3k $945.3k 0.08% Added +5 +5
78 Avior Wealth Management, LLC 0.06% of their portfolio OMAHA, NE 14,21114.2k $943.6k $943.6k 0.06% Added +13.7k +13,672
79 OneAscent Financial Services LLC 0.37% of their portfolio BIRMINGHAM, AL 13,73813.7k $912.0k $912.0k 0.37% Added +9.4k +9,436
80 Gateway Wealth Partners, LLC 0.14% of their portfolio APPLETON, WI 13,45713.5k $893.5k $893.5k 0.14% Added +4.2k +4,177
81 True Link Financial Advisors, LLC 0.11% of their portfolio SAN FRANCISCO, CA 13,41213.4k $890.5k $890.5k 0.11% Unchanged
82 NewEdge Wealth, LLC 0.03% of their portfolio STAMFORD, CT 13,07113.1k $867.9k $867.9k 0.03% New
83 ETFIDEA, LLC 0.36% of their portfolio SYRACUSE, NY 12,57112.6k $834.7k $834.7k 0.36% Unchanged
84 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 12,33212.3k $819.0k $819.0k 0.01% Added +8.9k +8,857
85 Sterling Manor Financial, LLC 0.79% of their portfolio Saratoga Springs, NY 12,30312.3k $816.9k $816.9k 0.79% Reduced -89.3k -89,271
86 INDEPENDENT FINANCIAL GROUP, LLC 0.06% of their portfolio SAN DIEGO, CA 12,19612.2k $809.8k $809.8k 0.06% Added +1.2k +1,165
87 GREAT VALLEY ADVISOR GROUP, INC. 0.04% of their portfolio WILMINGTON, DE 11,73611.7k $779.7k $779.7k 0.04% Added +219 +219
88 Walkner Condon Financial Advisors LLC 0.21% of their portfolio MADISON, WI 11,17611.2k $742.0k $742.0k 0.21% Reduced -290 -290
89 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 10,99111.0k $729.8k $729.8k 0.01% New
90 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 10,99111.0k $729.8k $729.8k 0.01% Added +6.3k +6,325
91 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.06% of their portfolio BIRMINGHAM, AL 10,75310.8k $714.1k $714.1k 0.06% Added +737 +737
92 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 10,07010.1k $668.6k $668.6k 0.02% Added +4.1k +4,078
93 Clearwater Capital Advisors, LLC 0.08% of their portfolio HOFFMAN ESTATES, IL 9,8309.8k $652.7k $652.7k 0.08% Reduced -6.6k -6,599
94 Strategic Blueprint, LLC 0.07% of their portfolio ATLANTA, GA 9,7369.7k $646.4k $646.4k 0.07% Reduced -329 -329
95 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 9,4579.5k $627.9k $627.9k 0.01% Reduced -302 -302
96 Ausdal Financial Partners, Inc. 0.08% of their portfolio Davenport, IA 9,1389.1k $606.7k $606.7k 0.08% Added +5.4k +5,382
97 Ignite Planners, LLC 0.25% of their portfolio SAN CLEMENTE, CA 9,0889.1k $601.5k $601.5k 0.25% Unchanged
98 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 9,0649.1k $601.8k $601.8k 0.02% Added +5.9k +5,860
99 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 9,0519.1k $601.0k $601.0k 0.03% Added +76 +76
100 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 8,9819.0k $596.3k $596.3k 0.00% Added +2.4k +2,441