Vault-13

FIRST TR SML CP CORE ALPHA F FYX

COM SHS · ETP · CUSIP 33734Y109

126 institutional holders -1 vs Q4 2022
6,212,1326.2m shares reported held*
$500.6mreported value*
11 new 45 added 49 reduced 12 sold out net sold ≈ $11.1m (-142.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $80.59. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 122Q4 22: 127Q1 23: 126126Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022122
Q4 2022127
Q1 2023126

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 67 bought or addedQ4 22: 50 cut or sold outQ4 22Q1 23: 56 bought or addedQ1 23: 61 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226750
Q1 20235661

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +31,689+31.7k
DAYMARK WEALTH PARTNERS, LLC New +31,565+31.6k
Raymond James Financial Services Advisors, Inc. Added +10,941+10.9k
WELLS FARGO & COMPANY/MN Added +9,724+9.7k
LPL Financial LLC Added +9,680+9.7k
ROYAL BANK OF CANADA Added +9,679+9.7k
Cambridge Investment Research Advisors, Inc. Added +9,637+9.6k
OSAIC HOLDINGS, INC. Added +8,607+8.6k
OLD MISSION CAPITAL LLC New +7,632+7.6k
CITADEL ADVISORS LLC Added +6,268+6.3k

Biggest sellers

Private Advisor Group, LLC Reduced -62,618-62.6k
AVAII WEALTH MANAGEMENT, LLC Sold out -46,534-46.5k
IFP Advisors, Inc Reduced -32,238-32.2k
FLOW TRADERS U.S. LLC Sold out -30,187-30.2k
MORGAN STANLEY Reduced -22,709-22.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -22,625-22.6k
Janney Montgomery Scott LLC Reduced -11,813-11.8k
UBS Group AG Reduced -11,237-11.2k
Arkadios Wealth Advisors Reduced -10,831-10.8k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -10,086-10.1k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 776,457776.5k $62.6m $62.6m 0.05% Added +9.7k +9,680
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 677,644677.6k $54.6m $54.6m 0.01% Reduced -22.7k -22,709
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 626,386626.4k $50.5m $50.5m 0.01% Added +31.7k +31,689
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 581,492581.5k $46.9m $46.9m 0.01% Added +9.7k +9,724
5 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 437,534437.5k $35.3m $35.3m 0.01% Added +9.7k +9,679
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 241,505241.5k $19.5m $19.5m 0.01% Reduced -11.2k -11,237
7 Hapanowicz & Associates Financial Services, Inc 12.23% of their portfolio PITTSBURGH, PA 219,806219.8k $17.7m $17.7m 12.23% Added +1.7k +1,729
8 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 186,983187.0k $15.1m $15.1m 0.01% Added +1.6k +1,610
9 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 163,136163.1k $13.1m $13.1m 0.05% Reduced -11.8k -11,813
10 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 144,520144.5k $11.6m $11.6m 0.02% Added +10.9k +10,941
11 Wealth Alliance Advisory Group, LLC 3.27% of their portfolio Wichita, KS 108,513108.5k $8.7m $8.7m 3.27% Reduced -99 -99
12 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 92,31292.3k $7.4m $7.4m 0.07% Reduced -2.5k -2,521
13 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 86,06886.1k $6.9m $6.9m 0.08% Reduced -9.4k -9,400
14 WEALTHSOURCE PARTNERS, LLC 0.47% of their portfolio SAN LUIS OBISPO, CA 86,05186.1k $6.9m $6.9m 0.47% Added +4.7k +4,747
15 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 84,89684.9k $6.8m $6.8m 0.02% Reduced -433 -433
16 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 80,92380.9k $6.5m $6.5m 0.03% Added +9.6k +9,637
17 Regal Investment Advisors LLC 0.54% of their portfolio KENTWOOD, MI 75,86475.9k $6.1m $6.1m 0.54% Added +1.7k +1,702
18 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 75,84975.8k $6.1m $6.1m 0.01% Added +8.6k +8,607
19 Western Wealth Management, LLC 0.56% of their portfolio GOLDEN, CO 74,91474.9k $6.0m $6.0m 0.56% Reduced -3.3k -3,332
20 D.A. DAVIDSON & CO. 0.06% of their portfolio GREAT FALLS, MT 70,24970.2k $5.7m $5.7m 0.06% Added +633 +633
21 Spectrum Wealth Advisory Group, LLC 7.39% of their portfolio GRANITE BAY, CA 67,99068.0k $5.5m $5.5m 7.39% Reduced -396 -396
22 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 65,56665.6k $5.3m $5.3m 0.01% Added +3.7k +3,687
23 IFG Advisory, LLC 0.47% of their portfolio ATLANTA, GA 61,81461.8k $5.0m $5.0m 0.47% Added +3.7k +3,711
24 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 58,26658.3k $4.7m $4.7m 0.01% Reduced -10.1k -10,086
25 Chicago Partners Investment Group LLC 0.25% of their portfolio CHICAGO, IL 53,80653.8k $4.3m $4.3m 0.25% Added +1.7k +1,679
26 PARK NATIONAL CORP /OH/ 0.19% of their portfolio NEWARK, OH 52,98553.0k $4.3m $4.3m 0.19% Reduced -1.6k -1,624
27 Per Stirling Capital Management, LLC. 0.76% of their portfolio AUSTIN, TX 43,72843.7k $3.5m $3.5m 0.76% Added +1.3k +1,315
28 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 42,31942.3k $3.4m $3.4m 0.03% Added +2.9k +2,926
29 MTM Investment Management, LLC 1.61% of their portfolio SPARTANBURG, SC 38,92538.9k $3.1m $3.1m 1.61% Added +1.1k +1,056
30 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 35,96736.0k $2.9m $2.9m 0.00% Added +1.9k +1,883
31 U.S. Capital Wealth Advisors, LLC 0.13% of their portfolio AUSTIN, TX 35,39535.4k $2.9m $2.9m 0.13% Added +1.3k +1,330
32 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 33,73933.7k $2.7m $2.7m 0.01% Reduced -912 -912
33 DAYMARK WEALTH PARTNERS, LLC 0.34% of their portfolio CINCINNATI, OH 31,56531.6k $2.5m $2.5m 0.34% New
34 RETIREMENT GUYS FORMULA LLC 1.73% of their portfolio MAUMEE, OH 30,00930.0k $2.4m $2.4m 1.73% Reduced -206 -206
35 Mainsail Financial Group, LLC 2.25% of their portfolio BELLEVUE, WA 29,01129.0k $2.3m $2.3m 2.25% Reduced -4.9k -4,889
36 Perennial Investment Advisors, LLC 0.43% of their portfolio Los Angeles, CA 28,37128.4k $2.3m $2.3m 0.43% Added +3.0k +3,022
37 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 23,60823.6k $1.9m $1.9m 0.03% Reduced -2.5k -2,536
38 Financial Advocates Investment Management 0.14% of their portfolio OLYMPIA, WA 23,59123.6k $1.9m $1.9m 0.14% Added +872 +872
39 OneDigital Investment Advisors LLC 0.04% of their portfolio OVERLAND PARK, KS 23,44323.4k $1.9m $1.9m 0.04% Reduced -384 -384
40 LVZ, Inc. 0.27% of their portfolio Holland, MI 23,05023.1k $1.9m $1.9m 0.27% Reduced -494 -494
41 Belpointe Asset Management LLC 0.09% of their portfolio RENO, NV 21,56321.6k $1.7m $1.7m 0.09% Reduced -486 -486
42 SILVER OAK SECURITIES, INCORPORATED 0.28% of their portfolio JACKSON, TN 21,44921.4k $1.7m $1.7m 0.28% Added +3.9k +3,911
43 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 20,99421.0k $1.7m $1.7m 0.03% Added +1.2k +1,210
44 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 20,83620.8k $1.7m $1.7m 0.00% Reduced -1.2k -1,214
45 MONECO ADVISORS, LLC 0.49% of their portfolio FAIRFIELD, CT 20,65620.7k $1.7m $1.7m 0.49% Added +231 +231
46 Coppell Advisory Solutions LLC 0.48% of their portfolio COPPELL, TX 18,44818.4k $1.5m $1.5m 0.48% Reduced -178 -178
47 Coppell Advisory Solutions Corp. 0.48% of their portfolio COPPELL, TX 18,44818.4k $1.5m $1.5m 0.48% Reduced -178 -178
48 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 17,93117.9k $1.4m $1.4m 0.00% Reduced -120 -120
49 ARS Wealth Advisors Group, LLC 0.25% of their portfolio St. Petersburg, FL 16,98917.0k $1.4m $1.4m 0.25% Reduced -8.7k -8,660
50 Arkadios Wealth Advisors 0.16% of their portfolio ATLANTA, GA 16,55816.6k $1.3m $1.3m 0.16% Reduced -10.8k -10,831
51 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 15,19415.2k $1.2m $1.2m 0.01% Added +2 +2
52 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.12% of their portfolio CEDAR RAPIDS, IA 14,28014.3k $1.2m $1.2m 0.12% Added +66 +66
53 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 13,40713.4k $1.1m $1.1m 0.00% Added +6.3k +6,268
54 PCA Investment Advisory Services Inc. 0.74% of their portfolio CINCINNATI, OH 13,00213.0k $1.0m $1.0m 0.74% First filing
55 Root Financial Partners, LLC 0.73% of their portfolio ENCINITAS, CA 12,72612.7k $1.0m $1.0m 0.73% First filing
56 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 11,10311.1k $895.0k $895.0k 0.01% Added +3.0k +3,018
57 Virtue Capital Management, LLC 0.14% of their portfolio BRENTWOOD, TN 11,05811.1k $847.3k $847.3k 0.14% Unchanged
58 BENJAMIN F. EDWARDS & COMPANY, INC. 0.03% of their portfolio ST. LOUIS, MO 10,36710.4k $836.0k $836.0k 0.03% Added +4.2k +4,162
59 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 9,1539.2k $737.7k $737.7k 0.00% Reduced -22.6k -22,625
60 INDEPENDENT FINANCIAL GROUP, LLC 0.06% of their portfolio SAN DIEGO, CA 8,6728.7k $699.0k $699.0k 0.06% Added +501 +501
61 Snowden Capital Advisors LLC 0.03% of their portfolio New York, NY 8,0538.1k $649.1k $649.1k 0.03% Added +2.7k +2,741
62 COMERICA SECURITIES,INC. 0.05% of their portfolio DETROIT, MI 7,9948.0k $644.3k $644.3k 0.05% Reduced -333 -333
63 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 7,9618.0k $641.6k $641.6k 0.01% Reduced -62.6k -62,618
64 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 7,6327.6k $615.1k $615.1k 0.02% New
65 Keystone Wealth Services, LLC 0.25% of their portfolio PALM DESERT, CA 7,6217.6k $614.3k $614.3k 0.25% Reduced -315 -315
66 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 6,8806.9k $554.5k $554.5k 0.03% Added +296 +296
67 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 6,8606.9k $552.9k $552.9k 0.01% Added +64 +64
68 Cyndeo Wealth Partners, LLC 0.05% of their portfolio ST. PETERSBURG, FL 6,1436.1k $495.1k $495.1k 0.05% Unchanged
69 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 5,5575.6k $447.9k $447.9k 0.00% Reduced -1.8k -1,836
70 DHJJ Financial Advisors, Ltd. 0.24% of their portfolio NAPERVILLE, IL 5,5385.5k $446.4k $446.4k 0.24% Added +204 +204
71 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 5,5005.5k $443.3k $443.3k 0.01% Unchanged
72 SMITH, MOORE & CO. 0.06% of their portfolio CLAYTON, MO 5,3845.4k $433.9k $433.9k 0.06% Added +11 +11
73 Independent Wealth Network Inc. 0.27% of their portfolio URBANDALE, IA 5,3195.3k $428.7k $428.7k 0.27% Reduced -48 -48
74 Solano Wealth Management, Inc. 0.30% of their portfolio Fairfield, CA 5,1205.1k $412.7k $412.7k 0.30% First filing
75 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 5,0665.1k $408.3k $408.3k 0.02% Reduced -1.3k -1,320
76 TFG Advisers LLC 0.20% of their portfolio Auburn Hills, MI 5,0385.0k $406.1k $406.1k 0.20% Added +10 +10
77 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 4,9535.0k $399.2k $399.2k 0.01% Reduced -20 -20
78 Apollon Wealth Management, LLC 0.02% of their portfolio MOUNT PLEASANT, SC 4,8494.8k $390.8k $390.8k 0.02% Reduced -900 -900
79 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 4,5834.6k $369.4k $369.4k 0.00% Reduced -307 -307
80 Element Wealth, LLC 0.27% of their portfolio RIDGELAND, MS 4,5324.5k $365.3k $365.3k 0.27% Reduced -114 -114
81 IAMS WEALTH MANAGEMENT, LLC 0.29% of their portfolio OMAHA, NE 4,4654.5k $352.9k $352.9k 0.29% Added +127 +127
82 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 4,4244.4k $356.6k $356.6k 0.00% Unchanged
83 Northeast Financial Consultants Inc 0.02% of their portfolio WESTPORT, CT 4,4004.4k $354.6k $354.6k 0.02% Unchanged
84 Jaffetilchin Investment Partners, LLC 0.04% of their portfolio TAMPA, FL 4,3274.3k $348.7k $348.7k 0.04% New
85 HM PAYSON & CO 0.01% of their portfolio PORTLAND, ME 4,2834.3k $345.2k $345.2k 0.01% Unchanged
86 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 4,0704.1k $328.0k $328.0k 0.01% Reduced -90 -90
87 Capital Asset Advisory Services LLC 0.02% of their portfolio Williamston, MI 4,0184.0k $323.9k $323.9k 0.02% Reduced -753 -753
88 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 3,8893.9k $313.5k $313.5k 0.00% Added +139 +139
89 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 3,5433.5k $231.5k $231.5k 0.01% Reduced -32.2k -32,238
90 HBK Sorce Advisory LLC 0.01% of their portfolio ERIE, PA 3,5103.5k $282.9k $282.9k 0.01% Reduced -3.6k -3,600
91 Farther Finance Advisors, LLC 0.08% of their portfolio SAN FRANCISCO, CA 3,4203.4k $275.7k $275.7k 0.08% Reduced -432 -432
92 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 3,3433.3k $269.0k $269.0k 0.01% Added +2 +2
93 TWO SIGMA SECURITIES, LLC 0.02% of their portfolio NEW YORK, NY 3,2683.3k $263.4k $263.4k 0.02% New
94 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 3,2633.3k $263.0k $263.0k 0.00% Reduced -4.9k -4,871
95 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 3,1003.1k $249.9k $249.9k 0.00% Unchanged
96 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 2,9843.0k $240.5k $240.5k 0.02% Reduced -43 -43
97 WEALTH EFFECTS LLC 0.12% of their portfolio BOSTON, MA 2,9563.0k $238.2k $238.2k 0.12% Added +1 +1
98 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,9112.9k $235.0k $235.0k 0.00% Unchanged
99 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 2,5882.6k $206.8k $206.8k 0.01% Reduced -712 -712
100 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 2,5722.6k $207.0k $207.0k 0.01% Reduced -317 -317