Vault-13

FIRST TR EXCHANGE TRADED FD FPXI

INTL EQUITY OPP · ETP · CUSIP 33734X853

97 institutional holders -5 vs Q1 2023
2,918,6122.9m shares reported held*
$114.7mreported value*
8 new 28 added 45 reduced 11 sold out net sold ≈ $32.8m (-833.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $39.29.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 113Q4 22: 109Q1 23: 102Q2 23: 9797Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022113
Q4 2022109
Q1 2023102
Q2 202397

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 32 bought or addedQ4 22: 71 cut or sold outQ4 22Q1 23: 50 bought or addedQ1 23: 57 cut or sold outQ1 23Q2 23: 36 bought or addedQ2 23: 56 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223271
Q1 20235057
Q2 20233656

Biggest buyers

HighTower Advisors, LLC New +76,968+77.0k
NewEdge Advisors, LLC Added +52,272+52.3k
Asset Allocation Strategies LLC Added +46,449+46.4k
OLD MISSION CAPITAL LLC Added +20,685+20.7k
NewEdge Wealth, LLC New +10,412+10.4k
Arete Wealth Advisors, LLC New +7,645+7.6k
INSIGNEO ADVISORY SERVICES, LLC New +7,555+7.6k
Integrity Financial Corp /WA Added +7,163+7.2k
CITADEL ADVISORS LLC Added +6,283+6.3k
WELLS FARGO & COMPANY/MN Added +6,204+6.2k

Biggest sellers

Octavia Wealth Advisors, LLC Sold out -521,917-521.9k
GOLDMAN SACHS GROUP INC Sold out -123,723-123.7k
ROYAL BANK OF CANADA Reduced -73,834-73.8k
RAYMOND JAMES & ASSOCIATES Reduced -55,827-55.8k
Savior LLC Reduced -54,029-54.0k
Owen LaRue, LLC Sold out -40,933-40.9k
MORGAN STANLEY Reduced -39,586-39.6k
UBS Group AG Reduced -38,663-38.7k
JANE STREET GROUP, LLC Reduced -16,092-16.1k
LPL Financial LLC Reduced -15,800-15.8k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.2 pts · filed 2026-10-19 19.1% -1.2 pts 792.1k≈ $66.3m 2026-10-19

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 420,722420.7k $16.5m $16.5m 0.01% Reduced -15.8k -15,800
2 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 318,196318.2k $12.5m $12.5m 0.00% Added +6.2k +6,204
3 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 289,293289.3k $11.4m $11.4m 0.02% Reduced -9.2k -9,161
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 222,409222.4k $8.7m $8.7m 0.00% Reduced -39.6k -39,586
5 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 149,163149.2k $5.9m $5.9m 0.01% Reduced -16.1k -16,092
6 Integrity Financial Corp /WA 2.45% of their portfolio JACKSON, WY 83,13183.1k $3.3m $3.3m 2.45% Added +7.2k +7,163
7 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 76,96877.0k $3.0m $3.0m 0.01% New
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 74,38874.4k $2.9m $2.9m 0.00% Reduced -73.8k -73,834
9 Asset Allocation Strategies LLC 1.19% of their portfolio FARMINGTON, MI 64,36664.4k $2.5m $2.5m 1.19% Added +46.4k +46,449
10 OLD MISSION CAPITAL LLC 0.09% of their portfolio CHICAGO, IL 60,62160.6k $2.4m $2.4m 0.09% Added +20.7k +20,685
11 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 58,73758.7k $2.3m $2.3m 0.01% Reduced -5.3k -5,271
12 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 53,71753.7k $2.1m $2.1m 0.02% Added +52.3k +52,272
13 SFI Advisors, LLC 1.91% of their portfolio Montclair, NJ 51,35251.4k $2.0m $2.0m 1.91% Added +651 +651
14 Sebold Capital Management, Inc. 1.52% of their portfolio LISLE, IL 48,41048.4k $1.9m $1.9m 1.52% Added +3.7k +3,728
15 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 45,69145.7k $1.8m $1.8m 0.00% Added +6.3k +6,283
16 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 41,82741.8k $1.6m $1.6m 0.01% Reduced -3.8k -3,816
17 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 37,62837.6k $1.5m $1.5m 0.00% Reduced -4.4k -4,363
18 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 36,74336.7k $1.4m $1.4m 0.01% Reduced -878 -878
19 Ten Capital Wealth Advisors, LLC 0.41% of their portfolio SPOKANE, WA 35,97736.0k $1.4m $1.4m 0.41% Reduced -3.6k -3,575
20 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 35,19735.2k $1.4m $1.4m 0.00% Reduced -1.3k -1,323
21 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 33,57933.6k $1.3m $1.3m 0.00% Reduced -8.3k -8,323
22 BENJAMIN F. EDWARDS & COMPANY, INC. 0.05% of their portfolio ST. LOUIS, MO 33,33333.3k $1.3m $1.3m 0.05% Added +586 +586
23 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 33,25133.3k $1.3m $1.3m 0.02% Added +1.0k +1,009
24 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 32,61032.6k $1.3m $1.3m 0.00% Reduced -162 -162
25 UBS Group AG 0.00% of their portfolio ZURICH, V8 32,50032.5k $1.3m $1.3m 0.00% Reduced -38.7k -38,663
26 Prospera Financial Services Inc 0.04% of their portfolio Dallas, TX 28,05028.1k $1.1m $1.1m 0.04% Reduced -996 -996
27 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 27,00827.0k $1.1m $1.1m 0.02% Reduced -3.9k -3,853
28 WealthCare Investment Partners, LLC 0.60% of their portfolio PORTSMOUTH, RI 25,41025.4k $1.0m $1.0m 0.60% Reduced -635 -635
29 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 18,26018.3k $716.9k $716.9k 0.02% Reduced -108 -108
30 Dynamic Advisor Solutions LLC 0.04% of their portfolio PHOENIX, AZ 18,02418.0k $707.6k $707.6k 0.04% Reduced -776 -776
31 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 16,02916.0k $629.3k $629.3k 0.00% Reduced -250 -250
32 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 15,60915.6k $613.0k $613.0k 0.00% Added +4.1k +4,082
33 Advisor OS, LLC 0.10% of their portfolio CHICAGO, IL 15,41015.4k $605.0k $605.0k 0.10% Reduced -618 -618
34 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 15,11515.1k $593.4k $593.4k 0.01% Reduced -291 -291
35 Private Portfolio Partners LLC 0.14% of their portfolio PARAMUS, NJ 14,11314.1k $554.1k $554.1k 0.14% Added +266 +266
36 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 13,97314.0k $548.6k $548.6k 0.00% Reduced -55.8k -55,827
37 Meridian Financial Advisors, LLC 0.48% of their portfolio HOLLISTON, MA 13,53913.5k $531.6k $531.6k 0.48% Added +6 +6
38 Southland Equity Partners LLC 0.17% of their portfolio WILDWOOD, MO 13,10513.1k $514.5k $514.5k 0.17% Reduced -257 -257
39 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 12,96613.0k $509.0k $509.0k 0.01% Reduced -12.7k -12,736
40 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 12,66912.7k $497.4k $497.4k 0.00% Reduced -3.9k -3,900
41 Empire Life Investments Inc. 0.03% of their portfolio Toronto, A6 11,70011.7k $459.3k $459.3k 0.03% Added +700 +700
42 HBW ADVISORY SERVICES LLC 0.10% of their portfolio SIMI VALLEY, CA 11,21711.2k $440.0k $440.0k 0.10% Added +797 +797
43 CoreCap Advisors, LLC 0.03% of their portfolio SOUTHFIELD, MI 11,01911.0k $432.6k $432.6k 0.03% First filing
44 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 10,45010.4k $410.3k $410.3k 0.01% Added +666 +666
45 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 10,41210.4k $408.8k $408.8k 0.01% New
46 WINTRUST INVESTMENTS LLC 0.04% of their portfolio CHICAGO, IL 10,33810.3k $406.0k $406.0k 0.04% Added +23 +23
47 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 10,33410.3k $405.7k $405.7k 0.00% Reduced -13.4k -13,374
48 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 10,05710.1k $394.8k $394.8k 0.00% Reduced -1.2k -1,233
49 National Wealth Management Group, LLC 0.42% of their portfolio CINCINNATI, OH 9,9279.9k $405.8k $405.8k 0.42% Reduced -546 -546
50 Cedar Brook Financial Partners, LLC 0.09% of their portfolio CLEVELAND, OH 9,4009.4k $369.0k $369.0k 0.09% Reduced -459 -459
51 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 9,1159.1k $357.9k $357.9k 0.01% Added +2.4k +2,436
52 Clarus Wealth Advisors 0.22% of their portfolio PEORIA, AZ 9,0759.1k $357.3k $357.3k 0.22% Reduced -48 -48
53 Arkadios Wealth Advisors 0.04% of their portfolio ATLANTA, GA 8,8938.9k $349.1k $349.1k 0.04% Added +1.8k +1,783
54 U.S. Capital Wealth Advisors, LLC 0.02% of their portfolio AUSTIN, TX 8,8848.9k $348.8k $348.8k 0.02% Unchanged
55 LexAurum Advisors, LLC 0.10% of their portfolio OVERLAND PARK, KS 8,8328.8k $346.7k $346.7k 0.10% Added +742 +742
56 Consolidated Portfolio Review Corp 0.08% of their portfolio WOODBURY, NY 8,4748.5k $332.7k $332.7k 0.08% Added +743 +743
57 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 8,2888.3k $325.4k $325.4k 0.00% Added +2.1k +2,094
58 Kowal Investment Group, LLC 0.09% of their portfolio BROOKFIELD, WI 8,1928.2k $321.6k $321.6k 0.09% Reduced -7.5k -7,501
59 Accel Wealth Management 0.17% of their portfolio WAVERLY, IA 7,8467.8k $308.0k $308.0k 0.17% Added +2.3k +2,293
60 Arete Wealth Advisors, LLC 0.03% of their portfolio CHICAGO, IL 7,6457.6k $300.0k $300.0k 0.03% New
61 INSIGNEO ADVISORY SERVICES, LLC 0.06% of their portfolio MIAMI, FL 7,5557.6k $296.6k $296.6k 0.06% New
62 Whitaker-Myers Wealth Managers, LTD. 0.20% of their portfolio Mansfield, OH 7,5437.5k $296.1k $296.1k 0.20% Reduced -1.7k -1,669
63 WORLD EQUITY GROUP, INC. 0.08% of their portfolio SCHAUMBURG, IL 6,7406.7k $264.6k $264.6k 0.08% Added +839 +839
64 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 6,3916.4k $250.9k $250.9k 0.01% Reduced -1.7k -1,669
65 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 6,2656.3k $246.0k $246.0k 0.02% Reduced -414 -414
66 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 6,0676.1k $238.2k $238.2k 0.01% New
67 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 5,8055.8k $227.9k $227.9k 0.00% Reduced -606 -606
68 Onyx Bridge Wealth Group LLC 0.05% of their portfolio TARRYTOWN, NY 5,7855.8k $227.1k $227.1k 0.05% New
69 RAINEY & RANDALL WEALTH ADVISORS INC. 0.07% of their portfolio Celebration, FL 5,7385.7k $225.3k $225.3k 0.07% Unchanged
70 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 5,5055.5k $216.1k $216.1k 0.00% Reduced -9.7k -9,658
71 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 5,3745.4k $211.0k $211.0k 0.00% Reduced -2.3k -2,318
72 Mariner, LLC 0.00% of their portfolio Overland Park, KS 5,3165.3k $208.7k $208.7k 0.00% Reduced -224 -224
73 Savior LLC 0.73% of their portfolio WELLESLEY HILLS, MA 4,5924.6k $180.3k $180.3k 0.73% Reduced -54.0k -54,029
74 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2,6742.7k $101.3k $101.3k 0.00% Added +1.2k +1,167
75 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,6062.6k $102.3k $102.3k 0.00% Reduced -658 -658
76 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,5002.5k $98.0k $98.0k 0.00% Reduced -107 -107
77 CLEAR INVESTMENT RESEARCH, LLC 0.12% of their portfolio ALPHARETTA, GA 1,8251.8k $71.7k $71.7k 0.12% Unchanged
78 Sandy Spring Bank 0.00% of their portfolio Olney, MD 1,6081.6k $63.1k $63.1k 0.00% Unchanged
79 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,5641.6k $61.4k $61.4k 0.00% Added +1.4k +1,401
80 PCA Investment Advisory Services Inc. 0.04% of their portfolio CINCINNATI, OH 1,4971.5k $58.8k $58.8k 0.04% New
81 HARBOR INVESTMENT ADVISORY, LLC 0.01% of their portfolio LUTHERVILLE, MD 1,1211.1k $44.0k $44.0k 0.01% Unchanged
82 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 1,0621.1k $93.6k $93.6k 0.00% Added +98 +98
83 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 822822 $32.3k $32.3k 0.00% Unchanged
84 Wagner Wealth Management, LLC 0.01% of their portfolio GREENVILLE, SC 819819 $32.2k $32.2k 0.01% Unchanged
85 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 503503 $19.7k $19.7k 0.00% Reduced -19 -19
86 Baker Avenue Asset Management, LP 0.00% of their portfolio SAN FRANCISCO, CA 447447 $17.5k $17.5k 0.00% Unchanged
87 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 410410 $16.1k $16.1k 0.00% Unchanged
88 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 300300 $11.8k $11.8k 0.00% Reduced -2 -2
89 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 300300 $11.8k $11.8k 0.00% Unchanged
90 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 230230 $9.0k $9.0k 0.00% Unchanged
91 Founders Financial Alliance, LLC 0.00% of their portfolio RALEIGH, NC 174174 $6.8k $6.8k 0.00% New
92 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 101101 $4.0k $4.0k 0.00% Unchanged
93 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 7676 $3.0k $3.0k 0.00% Added +1 +1
94 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 5757 $2.2k $2.2k 0.00% Unchanged
95 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 5252 $2.0k $2.0k 0.00% Unchanged
96 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $39 $39 0.00% Reduced -283 -283
97 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged