Vault-13

FIRST TR EXCHANGE TRADED FD FPXI

INTL EQUITY OPP · ETP · CUSIP 33734X853

109 institutional holders -4 vs Q3 2022
4,190,7584.2m shares reported held*
$162.9mreported value*
8 new 24 added 55 reduced 16 sold out net sold ≈ $65.5m (-1.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $38.86.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 113Q4 22: 109109Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022113
Q4 2022109

Biggest buyers

Octavia Wealth Advisors, LLC Added +94,159+94.2k
Kestra Advisory Services, LLC Added +55,050+55.0k
OSAIC HOLDINGS, INC. Added +51,054+51.1k
CITADEL ADVISORS LLC Added +34,159+34.2k
BENJAMIN F. EDWARDS & COMPANY, INC. Added +33,233+33.2k
Mariner, LLC New +32,460+32.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +15,797+15.8k
CWM, LLC Added +14,597+14.6k
MONEY CONCEPTS CAPITAL CORP Added +9,606+9.6k
Csenge Advisory Group New +5,557+5.6k

Biggest sellers

TOTAL INVESTMENT MANAGEMENT INC Sold out -634,719-634.7k
GREAT VALLEY ADVISOR GROUP, INC. Sold out -275,256-275.3k
Baker Avenue Asset Management, LP Reduced -242,725-242.7k
Kowal Investment Group, LLC Reduced -140,147-140.1k
LPL Financial LLC Reduced -91,871-91.9k
Cetera Advisors LLC Reduced -76,592-76.6k
Cambridge Investment Research Advisors, Inc. Reduced -73,036-73.0k
MORGAN STANLEY Reduced -55,077-55.1k
JANE STREET GROUP, LLC Reduced -49,265-49.3k
Private Advisor Group, LLC Sold out -47,491-47.5k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.2 pts · filed 2026-10-19 19.1% -1.2 pts 792.1k≈ $66.3m 2026-10-19

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 519,515519.5k $20.2m $20.2m 0.02% Reduced -91.9k -91,871
2 Octavia Wealth Advisors, LLC 4.07% of their portfolio CINCINNATI, OH 424,722424.7k $16.5m $16.5m 4.07% Added +94.2k +94,159
3 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 351,569351.6k $13.7m $13.7m 0.03% Added +51.1k +51,054
4 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 304,952305.0k $11.9m $11.9m 0.00% Reduced -6.1k -6,102
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 236,161236.2k $9.2m $9.2m 0.00% Reduced -55.1k -55,077
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 227,264227.3k $8.8m $8.8m 0.00% Reduced -17.7k -17,663
7 CWM, LLC 0.03% of their portfolio OMAHA, NE 102,269102.3k $4.0m $4.0m 0.03% Added +14.6k +14,597
8 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 93,19493.2k $3.6m $3.6m 0.03% Added +55.0k +55,050
9 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 91,74491.7k $3.6m $3.6m 0.01% Reduced -49.3k -49,265
10 Bickling Financial Services, Inc. 2.14% of their portfolio LEXINGTON, MA 88,16188.2k $3.4m $3.4m 2.14% Reduced -38.5k -38,464
11 Kowal Investment Group, LLC 0.94% of their portfolio BROOKFIELD, WI 81,07081.1k $3.2m $3.2m 0.94% Reduced -140.1k -140,147
12 UBS Group AG 0.00% of their portfolio ZURICH, V8 75,17675.2k $2.9m $2.9m 0.00% Reduced -2.9k -2,920
13 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 73,74473.7k $2.9m $2.9m 0.01% Reduced -73.0k -73,036
14 Lane & Associates LLC 2.70% of their portfolio MOORESTOWN, NJ 73,34473.3k $2.9m $2.9m 2.70% First filing
15 Integrity Financial Corp /WA 2.69% of their portfolio JACKSON, WY 72,28272.3k $2.8m $2.8m 2.69% Added +3.5k +3,474
16 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 66,29466.3k $2.6m $2.6m 0.01% Reduced -1.5k -1,455
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 66,28366.3k $2.6m $2.6m 0.01% Added +15.8k +15,797
18 Savior LLC 2.03% of their portfolio WELLESLEY HILLS, MA 58,55858.6k $2.3m $2.3m 2.03% Reduced -89 -89
19 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 57,33457.3k $2.2m $2.2m 0.00% Reduced -7.3k -7,327
20 Sebold Capital Management, Inc. 1.67% of their portfolio LISLE, IL 52,20752.2k $2.0m $2.0m 1.67% First filing
21 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 50,33450.3k $2.0m $2.0m 0.00% Added +34.2k +34,159
22 Asset Allocation Strategies LLC 1.32% of their portfolio FARMINGTON, MI 50,06250.1k $1.9m $1.9m 1.32% First filing
23 Ten Capital Wealth Advisors, LLC 0.78% of their portfolio SPOKANE, WA 49,87549.9k $1.9m $1.9m 0.78% Reduced -5.8k -5,759
24 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 44,59244.6k $1.7m $1.7m 0.00% Reduced -34.8k -34,809
25 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 41,51541.5k $1.6m $1.6m 0.00% Reduced -10.3k -10,341
26 Owen LaRue, LLC 1.77% of their portfolio ELIZABETHTOWN, KY 40,93340.9k $1.6m $1.6m 1.77% First filing
27 CAPITAL WEALTH MANAGEMENT, LLC 1.06% of their portfolio W. WARWICK, RI 40,24240.2k $1.6m $1.6m 1.06% Reduced -1.6k -1,565
28 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 39,29039.3k $1.5m $1.5m 0.00% Reduced -7.9k -7,878
29 SFI Advisors, LLC 1.58% of their portfolio Montclair, NJ 37,39037.4k $1.5m $1.5m 1.58% Reduced -7.0k -7,021
30 BENJAMIN F. EDWARDS & COMPANY, INC. 0.06% of their portfolio ST. LOUIS, MO 35,59135.6k $1.4m $1.4m 0.06% Added +33.2k +33,233
31 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 34,02934.0k $1.3m $1.3m 0.00% Reduced -6.9k -6,942
32 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 33,12533.1k $1.3m $1.3m 0.02% Reduced -76.6k -76,592
33 Mariner, LLC 0.00% of their portfolio Overland Park, KS 32,46032.5k $1.3m $1.3m 0.00% New
34 Prospera Financial Services Inc 0.06% of their portfolio Dallas, TX 29,34029.3k $1.1m $1.1m 0.06% Reduced -8.4k -8,385
35 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 26,64426.6k $1.0m $1.0m 0.02% Reduced -998 -998
36 LINCOLN NATIONAL CORP 0.02% of their portfolio RADNOR, PA 20,59120.6k $800.2k $800.2k 0.02% Added +3.4k +3,386
37 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 19,65519.7k $763.8k $763.8k 0.00% Reduced -8.3k -8,297
38 WealthCare Investment Partners, LLC 0.51% of their portfolio PORTSMOUTH, RI 19,43319.4k $755.2k $755.2k 0.51% Reduced -10.8k -10,774
39 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 19,38119.4k $753.1k $753.1k 0.01% Added +1.7k +1,686
40 WCG Wealth Advisors LLC 0.10% of their portfolio LAS VEGAS, NV 18,73018.7k $727.8k $727.8k 0.10% Reduced -197 -197
41 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 17,95118.0k $697.6k $697.6k 0.01% Reduced -6.6k -6,611
42 Dynamic Advisor Solutions LLC 0.05% of their portfolio PHOENIX, AZ 17,92117.9k $696.4k $696.4k 0.05% Reduced -333 -333
43 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 16,60316.6k $645.2k $645.2k 0.01% Reduced -986 -986
44 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 16,39916.4k $637.3k $637.3k 0.00% Reduced -5.8k -5,819
45 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 16,31516.3k $634.0k $634.0k 0.02% Reduced -2.6k -2,648
46 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 15,96316.0k $620.3k $620.3k 0.00% Added +400 +400
47 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 14,42714.4k $560.6k $560.6k 0.03% Reduced -13.1k -13,053
48 Southland Equity Partners LLC 0.20% of their portfolio WILDWOOD, MO 13,39313.4k $520.5k $520.5k 0.20% Reduced -100 -100
49 Meridian Financial Advisors, LLC 0.55% of their portfolio HOLLISTON, MA 13,38213.4k $520.1k $520.1k 0.55% Reduced -1.1k -1,149
50 Braun-Bostich & Associates Inc. 1.41% of their portfolio CANONSBURG, PA 12,55312.6k $487.8k $487.8k 1.41% Added +821 +821
51 National Wealth Management Group, LLC 0.56% of their portfolio CINCINNATI, OH 11,96312.0k $464.9k $464.9k 0.56% Reduced -2.5k -2,453
52 Whitaker-Myers Wealth Managers, LTD. 0.43% of their portfolio Mansfield, OH 11,46811.5k $445.6k $445.6k 0.43% First filing
53 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 11,45311.5k $445.0k $445.0k 0.00% Reduced -564 -564
54 Belpointe Asset Management LLC 0.03% of their portfolio RENO, NV 11,09311.1k $431.1k $431.1k 0.03% Added +3.5k +3,491
55 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 10,93210.9k $425.0k $425.0k 0.00% Reduced -767 -767
56 WINTRUST INVESTMENTS LLC 0.06% of their portfolio CHICAGO, IL 10,31410.3k $401.0k $401.0k 0.06% Reduced -93 -93
57 MONEY CONCEPTS CAPITAL CORP 0.02% of their portfolio PALM BEACH GARDENS, FL 10,14910.1k $394.4k $394.4k 0.02% Added +9.6k +9,606
58 Advisor OS, LLC 0.10% of their portfolio CHICAGO, IL 10,01510.0k $389.2k $389.2k 0.10% Reduced -2.8k -2,816
59 HBW ADVISORY SERVICES LLC 0.10% of their portfolio SIMI VALLEY, CA 9,95310.0k $387.0k $387.0k 0.10% Added +764 +764
60 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 9,4099.4k $366.0k $366.0k 0.02% Added +4.0k +4,031
61 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 9,2369.2k $358.9k $358.9k 0.02% Added +2.5k +2,511
62 Cedar Brook Financial Partners, LLC 0.09% of their portfolio CLEVELAND, OH 8,6468.6k $336.0k $336.0k 0.09% Reduced -896 -896
63 WORLD EQUITY GROUP, INC. 0.08% of their portfolio SCHAUMBURG, IL 8,5648.6k $332.8k $332.8k 0.08% Added +24 +24
64 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 7,8627.9k $305.5k $305.5k 0.02% Reduced -601 -601
65 Private Portfolio Partners LLC 0.08% of their portfolio PARAMUS, NJ 7,4457.4k $289.3k $289.3k 0.08% Added +1.7k +1,660
66 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 7,2257.2k $280.8k $280.8k 0.00% Added +111 +111
67 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 6,6786.7k $259.5k $259.5k 0.02% Reduced -433 -433
68 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 6,6456.6k $258.2k $258.2k 0.02% Added +213 +213
69 Empire Life Investments Inc. 0.02% of their portfolio Toronto, A6 6,6006.6k $256.0k $256.0k 0.02% Reduced -400 -400
70 StoneX Group Inc. 0.03% of their portfolio NEW YORK, NY 6,4586.5k $251.0k $251.0k 0.03% Reduced -326 -326
71 Arkadios Wealth Advisors 0.03% of their portfolio ATLANTA, GA 6,4106.4k $249.1k $249.1k 0.03% Reduced -4.8k -4,753
72 Accel Wealth Management 0.11% of their portfolio WAVERLY, IA 5,9295.9k $230.4k $230.4k 0.11% Reduced -19.4k -19,354
73 RAINEY & RANDALL WEALTH ADVISORS INC. 0.08% of their portfolio Celebration, FL 5,7335.7k $222.8k $222.8k 0.08% Added +2 +2
74 Csenge Advisory Group 0.02% of their portfolio CLEARWATER, FL 5,5575.6k $215.9k $215.9k 0.02% New
75 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 5,5285.5k $214.8k $214.8k 0.00% Added +340 +340
76 U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio AUSTIN, TX 4,4504.5k $172.9k $172.9k 0.01% New
77 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 3,0643.1k $119.1k $119.1k 0.00% Unchanged
78 CLEAR INVESTMENT RESEARCH, LLC 0.18% of their portfolio ALPHARETTA, GA 2,4332.4k $94.0k $94.0k 0.18% Unchanged
79 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 1,9592.0k $76.1k $76.1k 0.00% Reduced -2.2k -2,175
80 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,9522.0k $77.0k $77.0k 0.00% Reduced -6.2k -6,151
81 Sandy Spring Bank 0.00% of their portfolio Olney, MD 1,6031.6k $62.3k $62.3k 0.00% Reduced -2.3k -2,272
82 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,4191.4k $17.8k $17.8k 0.00% Reduced -11.5k -11,484
83 HARBOR INVESTMENT ADVISORY, LLC 0.01% of their portfolio LUTHERVILLE, MD 1,1211.1k $43.6k $43.6k 0.01% Unchanged
84 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 1,1001.1k $42.0k $42.0k 0.00% New
85 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 822822 $31.9k $31.9k 0.00% Reduced -71 -71
86 Wagner Wealth Management, LLC 0.02% of their portfolio GREENVILLE, SC 819819 $31.8k $31.8k 0.02% Reduced -68 -68
87 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 752752 $29.2k $29.2k 0.00% Reduced -94 -94
88 FMR LLC 0.00% of their portfolio BOSTON, MA 702702 $27.3k $27.3k 0.00% Added +631 +631
89 Baker Avenue Asset Management, LP 0.00% of their portfolio SAN FRANCISCO, CA 448448 $17.4k $17.4k 0.00% Reduced -242.7k -242,725
90 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 410410 $15.9k $15.9k 0.00% Unchanged
91 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 302302 $11.7k $11.7k 0.00% Unchanged
92 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 300300 $11.7k $11.7k 0.00% Unchanged
93 FREEDOM WEALTH ALLIANCE, LLC 0.01% of their portfolio BROOKFIELD, WI 250250 $9.7k $9.7k 0.01% First filing
94 Plante Moran Financial Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 230230 $8.9k $8.9k 0.00% New
95 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 230230 $8.9k $8.9k 0.00% Unchanged
96 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 211211 $7.5k $7.5k 0.00% Unchanged
97 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 200200 $7.8k $7.8k 0.00% Unchanged
98 Founders Financial Alliance, LLC 0.00% of their portfolio RALEIGH, NC 174174 $6.8k $6.8k 0.00% Unchanged
99 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 111111 $4.3k $4.3k 0.00% First filing
100 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 101101 $3.9k $3.9k 0.00% Unchanged