Vault-13

FIRST TR EXCHANGE TRADED FD CIBR

NASDAQ CYB ETF · ETP · CUSIP 33734X846

550 institutional holders +16 vs Q2 2024
56,550,63856.6m shares reported held*
$3.3bnreported value*
53 new 211 added 171 reduced 41 sold out net sold ≈ $193.1m (-3.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($393.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $59.23. Options: 5 managers hold calls ($10.8m notional), 3 hold puts ($5.1m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 392Q4 22: 397Q1 23: 415Q2 23: 413Q3 23: 435Q4 23: 488Q1 24: 518Q2 24: 534Q3 24: 550550Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022392
Q4 2022397
Q1 2023415
Q2 2023413
Q3 2023435
Q4 2023488
Q1 2024518
Q2 2024534
Q3 2024550

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 138 bought or addedQ4 22: 209 cut or sold outQ1 23: 167 bought or addedQ1 23: 195 cut or sold outQ1 23Q2 23: 165 bought or addedQ2 23: 200 cut or sold outQ3 23: 195 bought or addedQ3 23: 188 cut or sold outQ3 23Q4 23: 227 bought or addedQ4 23: 202 cut or sold outQ1 24: 307 bought or addedQ1 24: 179 cut or sold outQ1 24Q2 24: 269 bought or addedQ2 24: 207 cut or sold outQ3 24: 264 bought or addedQ3 24: 212 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022138209
Q1 2023167195
Q2 2023165200
Q3 2023195188
Q4 2023227202
Q1 2024307179
Q2 2024269207
Q3 2024264212

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ4 23 calls: $16.7mQ4 23 puts: $16.7mQ4 23P/C 1.00Q1 24 calls: $23.6mQ1 24 puts: $12.9mQ1 24P/C 0.55Q2 24 calls: $12.0mQ2 24 puts: $4.8mQ2 24P/C 0.40Q3 24 calls: $10.8mQ3 24 puts: $5.1mQ3 24P/C 0.47
Numbers
QuarterCallsPutsP/C
Q4 2023$16.7m$16.7m1.00
Q1 2024$23.6m$12.9m0.55
Q2 2024$12.0m$4.8m0.40
Q3 2024$10.8m$5.1m0.47

Biggest buyers

AXXCESS WEALTH MANAGEMENT, LLC Added +541,373+541.4k
UBS Group AG Added +353,856+353.9k
LPL Financial LLC Added +171,297+171.3k
AMERIPRISE FINANCIAL INC Added +160,685+160.7k
PNC Financial Services Group, Inc. Added +148,000+148.0k
BENJAMIN EDWARDS INC New +124,710+124.7k
EPG Wealth Management LLC Added +97,781+97.8k
MILLENNIUM MANAGEMENT LLC New +87,639+87.6k
ROYAL BANK OF CANADA Added +86,736+86.7k
CWM, LLC Added +86,074+86.1k

Biggest sellers

Tredje AP-fonden Sold out -2,042,506-2.0m
PRUDENTIAL PLC Sold out -1,863,599-1.9m
MORGAN STANLEY Reduced -272,473-272.5k
Kestra Advisory Services, LLC Reduced -270,413-270.4k
BANK OF AMERICA CORP /DE/ Reduced -239,890-239.9k
Marks Wealth, LLC Sold out -201,665-201.7k
Spectrum Wealth Advisory Group, LLC Reduced -80,566-80.6k
Quadrature Capital Ltd Sold out -75,869-75.9k
San Luis Wealth Advisors LLC Sold out -66,804-66.8k
ENVESTNET ASSET MANAGEMENT INC Reduced -58,501-58.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $5.2m87.9k shares
CITADEL ADVISORS LLC Reduced $3.5m59.3k shares
Belvedere Trading LLC Added $1.2m20.7k shares
Cubist Systematic Strategies, LLC Reduced $503.5k8.5k shares
PEAK6 Investments LLC Reduced $367.2k6.2k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.4m57.8k shares
CITADEL ADVISORS LLC Added $1.3m21.9k shares
Belvedere Trading LLC Added $396.8k6.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 10,972,07411.0m $649.9m $649.9m 0.05% Reduced -272.5k -272,473
2 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 7,080,8597.1m $419.4m $419.4m 0.04% Reduced -239.9k -239,890
3 UBS Group AG 0.09% of their portfolio ZURICH, V8 5,441,3775.4m $322.3m $322.3m 0.09% Added +353.9k +353,856
4 LPL Financial LLC 0.09% of their portfolio FORT MILL, SC 3,333,4283.3m $197.4m $197.4m 0.09% Added +171.3k +171,297
5 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 2,303,2082.3m $136.4m $136.4m 0.03% Reduced -31.7k -31,683
6 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,776,6981.8m $105.2m $105.2m 0.00% Reduced -18.4k -18,382
7 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,691,0601.7m $100.2m $100.2m 0.02% Added +86.7k +86,736
8 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,263,9741.3m $74.9m $74.9m 0.02% Added +160.7k +160,685
9 COMMONWEALTH EQUITY SERVICES, LLC 0.08% of their portfolio WALTHAM, MA 884,668884.7k $52.4m $52.4m 0.08% Reduced -24.0k -23,956
10 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 820,570820.6k $48.6m $48.6m 0.03% Reduced -2.6k -2,628
11 FIRST TRUST ADVISORS LP 0.04% of their portfolio Wheaton, IL 701,630701.6k $41.6m $41.6m 0.04% Reduced -11.6k -11,581
12 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 656,302656.3k $38.9m $38.9m 0.05% Added +29.0k +28,959
13 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 571,531571.5k $33.9m $33.9m 0.01% Reduced -58.5k -58,501
14 Capital Asset Advisory Services LLC 1.66% of their portfolio Williamston, MI 551,103551.1k $33.2m $33.2m 1.66% Added +47.6k +47,645
15 AXXCESS WEALTH MANAGEMENT, LLC 0.82% of their portfolio CARLSBAD, CA 547,583547.6k $32.4m $32.4m 0.82% Added +541.4k +541,373
16 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 464,331464.3k $27.5m $27.5m 0.06% Added +31.1k +31,062
17 CITIGROUP INC 0.03% of their portfolio NEW YORK, NY 458,267458.3k $27.1m $27.1m 0.03% Reduced -7.9k -7,905
18 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 445,039445.0k $26.4m $26.4m 0.06% Reduced -41.7k -41,748
19 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 436,432436.4k $25.9m $25.9m 0.03% Added +11.6k +11,575
20 Private Advisor Group, LLC 0.15% of their portfolio MORRISTOWN, NJ 405,646405.6k $24.0m $24.0m 0.15% Added +7.9k +7,878
21 Cambridge Investment Research Advisors, Inc. 0.08% of their portfolio FAIRFIELD, IA 382,857382.9k $22.7m $22.7m 0.08% Reduced -3.4k -3,403
22 Rockefeller Capital Management L.P. 0.06% of their portfolio NEW YORK, NY 365,020365.0k $21.6m $21.6m 0.06% Added +40.0k +40,033
23 Kestra Advisory Services, LLC 0.10% of their portfolio AUSTIN, TX 314,478314.5k $18.6m $18.6m 0.10% Reduced -270.4k -270,413
24 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 265,637265.6k $15.7m $15.7m 0.01% Added +148.0k +148,000
25 PINNACLE ASSOCIATES LTD 0.24% of their portfolio NEW YORK, NY 264,457264.5k $14.2m $14.2m 0.24% Reduced -8.5k -8,521
26 CX Institutional 0.66% of their portfolio AUBURN, IN 249,410249.4k $14.8m $14.8m 0.66% Added +6.1k +6,092
27 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 247,190247.2k $14.6m $14.6m 0.04% Reduced -24.5k -24,483
28 American Financial Advisors, LLC 1.98% of their portfolio Marietta, GA 244,654244.7k $14.5m $14.5m 1.98% Reduced -4.2k -4,213
29 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 240,827240.8k $14.3m $14.3m 0.05% Reduced -6.2k -6,187
30 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 223,249223.2k $13.2m $13.2m 0.02% Added +16.3k +16,311
31 Clearwater Capital Advisors, LLC 1.22% of their portfolio HOFFMAN ESTATES, IL 211,262211.3k $12.5m $12.5m 1.22% Added +2.9k +2,882
32 CWM, LLC 0.05% of their portfolio OMAHA, NE 209,210209.2k $12.4m $12.4m 0.05% Added +86.1k +86,074
33 Sargent Investment Group, LLC 2.22% of their portfolio BETHESDA, MD 208,466208.5k $12.3m $12.3m 2.22% Reduced -5.5k -5,505
34 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 199,610199.6k $11.8m $11.8m 0.01% Added +10.6k +10,629
35 KESTRA PRIVATE WEALTH SERVICES, LLC 0.20% of their portfolio AUSTIN, TX 183,530183.5k $10.9m $10.9m 0.20% Reduced -52.4k -52,412
36 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 166,258166.3k $9.8m $9.8m 0.01% Added +26.0k +26,048
37 Joseph Group Capital Management 3.72% of their portfolio COLUMBUS, OH 164,238164.2k $9.7m $9.7m 3.72% Added +5.2k +5,171
38 Legacy Edge Advisors, LLC 1.55% of their portfolio SYOSSET, NY 163,676163.7k $9.7m $9.7m 1.55% Added +19.2k +19,175
39 Procyon Advisors, LLC 0.65% of their portfolio SHELTON, CT 159,454159.5k $9.4m $9.4m 0.65% Added +2.7k +2,708
40 Ashton Thomas Private Wealth, LLC 0.50% of their portfolio SCOTTSDALE, AZ 157,146157.1k $9.3m $9.3m 0.50% Added +1.0k +1,000
41 Sweet Financial Partners, LLC 2.00% of their portfolio FAIRMONT, MN 156,166156.2k $9.2m $9.2m 2.00% Reduced -3.5k -3,519
42 Beacon Pointe Advisors, LLC 0.10% of their portfolio NEWPORT BEACH, CA 145,817145.8k $8.6m $8.6m 0.10% Reduced -5.9k -5,911
43 APPLETON PARTNERS INC/MA 0.61% of their portfolio BOSTON, MA 138,877138.9k $8.2m $8.2m 0.61% Added +5.1k +5,080
44 Destiny Wealth Partners, LLC 1.37% of their portfolio TAVARES, FL 132,011132.0k $7.8m $7.8m 1.37% Reduced -37.9k -37,869
45 Equitable Holdings, Inc. 0.07% of their portfolio NEW YORK, NY 124,721124.7k $7.4m $7.4m 0.07% Reduced -14.2k -14,215
46 BENJAMIN EDWARDS INC 0.11% of their portfolio Clayton, MO 124,710124.7k $7.4m $7.4m 0.11% New
47 INDEPENDENT FINANCIAL GROUP, LLC 0.27% of their portfolio SAN DIEGO, CA 123,652123.7k $7.3m $7.3m 0.27% Added +3.5k +3,468
48 Silverleafe Capital Partners, LLC 2.51% of their portfolio GERMANTOWN, TN 119,678119.7k $7.1m $7.1m 2.51% Reduced -1.9k -1,897
49 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 117,445117.4k $7.0m $7.0m 0.01% Added +47 +47
50 Plotkin Financial Advisors, LLC 4.13% of their portfolio CHEVY CHASE, MD 116,583116.6k $6.9m $6.9m 4.13% Reduced -5.5k -5,471
51 Hobart Private Capital, LLC 1.74% of their portfolio CHARLOTTE, NC 114,867114.9k $6.8m $6.8m 1.74% Added +2.6k +2,551
52 Sanctuary Advisors, LLC 0.05% of their portfolio INDIANAPOLIS, IN 113,896113.9k $7.2m $7.2m 0.05% Added +2.7k +2,664
53 Avestar Capital, LLC 0.72% of their portfolio New York, NY 111,850111.8k $6.6m $6.6m 0.72% Reduced -3.4k -3,362
54 Mutual Advisors, LLC 0.19% of their portfolio OMAHA, NE 109,235109.2k $6.7m $6.7m 0.19% Reduced -2.2k -2,222
55 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 107,743107.7k $6.4m $6.4m 0.04% Reduced -5.0k -4,988
56 Obsidian Personal Planning Solutions LLC 3.19% of their portfolio ROCKVILLE, MD 101,473101.5k $6.1m $6.1m 3.19% Added +11.6k +11,610
57 &PARTNERS 0.12% of their portfolio NASHVILLE, TN 101,200101.2k $6.0m $6.0m 0.12% Added +46.4k +46,434
58 Pinnacle Wealth Management Advisory Group, LLC 0.57% of their portfolio RED BANK, NJ 100,270100.3k $5.9m $5.9m 0.57% Added +4.5k +4,530
59 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 100,147100.1k $5.9m $5.9m 0.01% Reduced -1.7k -1,690
60 D.A. DAVIDSON & CO. 0.05% of their portfolio GREAT FALLS, MT 100,041100.0k $5.9m $5.9m 0.05% Added +724 +724
61 OPPENHEIMER & CO INC 0.09% of their portfolio NEW YORK, NY 99,67599.7k $5.9m $5.9m 0.09% Reduced -2.3k -2,272
62 EPG Wealth Management LLC 1.46% of their portfolio ATLANTA, GA 97,78197.8k $5.8m $5.8m 1.46% Added +97.8k +97,781
63 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 97,45297.5k $5.8m $5.8m 0.04% Reduced -20.0k -19,953
64 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 97,01797.0k $5.7m $5.7m 0.01% Reduced -10.0k -10,035
65 NTV Asset Management LLC 0.76% of their portfolio Charleston, WV 95,57795.6k $5.7m $5.7m 0.76% Added +600 +600
66 U.S. Capital Wealth Advisors, LLC 0.20% of their portfolio AUSTIN, TX 95,17795.2k $5.6m $5.6m 0.20% Reduced -25.1k -25,055
67 StoneCrest Wealth Management, Inc. 3.97% of their portfolio CHANDLER, AZ 92,02892.0k $5.5m $5.5m 3.97% Added +925 +925
68 Jaffetilchin Investment Partners, LLC 0.41% of their portfolio TAMPA, FL 90,38690.4k $5.4m $5.4m 0.41% Added +6.5k +6,502
69 SFI Advisors, LLC 3.78% of their portfolio Montclair, NJ 89,51589.5k $5.3m $5.3m 3.78% Added +45 +45
70 IAM Advisory, LLC 1.32% of their portfolio EASTON, PA 88,44088.4k $5.2m $5.2m 1.32% Reduced -3.2k -3,250
71 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 87,63987.6k $5.2m $5.2m 0.00% New
72 Frisch Financial Group, Inc. 1.56% of their portfolio MELVILLE, NY 87,59987.6k $5.2m $5.2m 1.56% Reduced -1.5k -1,469
73 Quaker Wealth Management, LLC 1.88% of their portfolio MOORESTOWN, NJ 86,60386.6k $5.1m $5.1m 1.88% First filing
74 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.11% of their portfolio TOKYO, M0 84,86584.9k $5.0m $5.0m 0.11% Added +7.1k +7,089
75 Sigma Planning Corp 0.15% of their portfolio ANN ARBOR, MI 80,77080.8k $4.8m $4.8m 0.15% Reduced -271 -271
76 Mariner, LLC 0.01% of their portfolio Overland Park, KS 80,09680.1k $4.7m $4.7m 0.01% Added +9.0k +8,971
77 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 79,67879.7k $4.7m $4.7m 0.01% Added +8.1k +8,132
78 Buska Wealth Management, LLC 1.63% of their portfolio WAUSAU, WI 79,04079.0k $4.7m $4.7m 1.63% Reduced -11.2k -11,183
79 Waverly Advisors, LLC 0.09% of their portfolio BIRMINGHAM, AL 78,95479.0k $4.7m $4.7m 0.09% Reduced -523 -523
80 LFA - Lugano Financial Advisors SA 3.15% of their portfolio LUGANO, V8 78,33978.3k $4.6m $4.6m 3.15% Added +2.0k +1,951
81 BANK HAPOALIM BM 0.70% of their portfolio TEL AVIV, L3 78,05978.1k $4.6m $4.6m 0.70% Reduced -5.7k -5,724
82 Concentrum Wealth Management 1.74% of their portfolio SAN JOSE, CA 75,49475.5k $4.5m $4.5m 1.74% Added +1.0k +1,030
83 BECK CAPITAL MANAGEMENT, LLC 1.18% of their portfolio AUSTIN, TX 74,27274.3k $4.4m $4.4m 1.18% Added +1.5k +1,514
84 J.W. COLE ADVISORS, INC. 0.18% of their portfolio TAMPA, FL 74,22274.2k $4.4m $4.4m 0.18% Added +3.5k +3,462
85 TWIN PEAKS WEALTH ADVISORS, LLC 2.02% of their portfolio SAN FRANCISCO, CA 74,12874.1k $4.4m $4.4m 2.02% Reduced -367 -367
86 Prosperity Financial Group, Inc. 2.42% of their portfolio San Ramon, CA 72,85472.9k $4.3m $4.3m 2.42% Reduced -1.5k -1,517
87 Prospera Financial Services Inc 0.11% of their portfolio Dallas, TX 72,63072.6k $4.3m $4.3m 0.11% Reduced -33.9k -33,921
88 Granite Investment Partners, LLC 0.18% of their portfolio EL SEGUNDO, CA 71,14571.1k $4.2m $4.2m 0.18% Reduced -5.2k -5,250
89 RFG Advisory, LLC 0.13% of their portfolio BIRMINGHAM, AL 70,54270.5k $4.2m $4.2m 0.13% Reduced -6.6k -6,596
90 Florin Court Capital LLP 3.36% of their portfolio London, X0 70,50070.5k $4.2m $4.2m 3.36% Added +19.4k +19,400
91 Enclave Advisors LLC 0.69% of their portfolio AUSTIN, TX 69,03069.0k $4.1m $4.1m 0.69% First filing
92 LANARK FINANCIAL, INC. 0.33% of their portfolio BIRMINGHAM, AL 67,04167.0k $4.0m $4.0m 0.33% Reduced -823 -823
93 Strategic Blueprint, LLC 0.25% of their portfolio ATLANTA, GA 66,47366.5k $3.9m $3.9m 0.25% Added +2.3k +2,343
94 Vivid Wealth Management, LLC 2.05% of their portfolio West Des Moines, IA 66,26966.3k $3.9m $3.9m 2.05% Added +2.1k +2,059
95 OLD MISSION CAPITAL LLC 0.09% of their portfolio CHICAGO, IL 66,20966.2k $3.9m $3.9m 0.09% New
96 Arkadios Wealth Advisors 0.22% of their portfolio ATLANTA, GA 65,09065.1k $3.9m $3.9m 0.22% Added +21.6k +21,561
97 Prime Capital Investment Advisors, LLC 0.05% of their portfolio OVERLAND PARK, KS 64,73464.7k $3.8m $3.8m 0.05% Reduced -947 -947
98 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 63,85663.9k $3.8m $3.8m 0.04% Added +612 +612
99 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 63,63063.6k $3.8m $3.8m 0.01% Added +49.0k +49,030
100 STEPHENS INC /AR/ 0.05% of their portfolio LITTLE ROCK, AR 63,07563.1k $3.7m $3.7m 0.05% Added +5.1k +5,102