Vault-13

FIRST TR EXCHANGE TRADED FD CIBR

NASDAQ CYB ETF · ETP · CUSIP 33734X846

488 institutional holders +53 vs Q3 2023
66,922,34266.9m shares reported held*
$3.6bnreported value*
67 new 160 added 162 reduced 40 sold out net bought ≈ $694.4m (+12.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $53.84. Options: 6 managers hold calls ($16.7m notional), 5 hold puts ($16.7m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 392Q4 22: 397Q1 23: 415Q2 23: 413Q3 23: 435Q4 23: 488488Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022392
Q4 2022397
Q1 2023415
Q2 2023413
Q3 2023435
Q4 2023488

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 138 bought or addedQ4 22: 209 cut or sold outQ4 22Q1 23: 167 bought or addedQ1 23: 195 cut or sold outQ1 23Q2 23: 165 bought or addedQ2 23: 200 cut or sold outQ2 23Q3 23: 195 bought or addedQ3 23: 188 cut or sold outQ3 23Q4 23: 227 bought or addedQ4 23: 202 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022138209
Q1 2023167195
Q2 2023165200
Q3 2023195188
Q4 2023227202

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ1 23 calls: $6.5mQ1 23 puts: $3.9mQ1 23P/C 0.60Q2 23 calls: $10.0mQ2 23 puts: $2.9mQ2 23P/C 0.29Q3 23 calls: $10.2mQ3 23 puts: $2.3mQ3 23P/C 0.23Q4 23 calls: $16.7mQ4 23 puts: $16.7mQ4 23P/C 1.00
Numbers
QuarterCallsPutsP/C
Q1 2023$6.5m$3.9m0.60
Q2 2023$10.0m$2.9m0.29
Q3 2023$10.2m$2.3m0.23
Q4 2023$16.7m$16.7m1.00

Biggest buyers

MORGAN STANLEY Added +10,360,252+10.4m
JPMORGAN CHASE & CO Added +1,354,119+1.4m
Price Capital Management, Inc. New +196,550+196.6k
WELLS FARGO & COMPANY/MN Added +196,272+196.3k
PRUDENTIAL PLC Added +172,069+172.1k
KESTRA PRIVATE WEALTH SERVICES, LLC Added +132,888+132.9k
D.A. DAVIDSON & CO. Added +113,607+113.6k
LPL Financial LLC Added +106,250+106.2k
Beacon Pointe Advisors, LLC Added +86,423+86.4k
Obsidian Personal Planning Solutions LLC New +80,871+80.9k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -135,640-135.6k
NewEdge Advisors, LLC Reduced -105,006-105.0k
RAYMOND JAMES & ASSOCIATES Reduced -76,335-76.3k
Raymond James Financial Services Advisors, Inc. Reduced -74,822-74.8k
Triumph Capital Management Sold out -58,879-58.9k
Florin Court Capital LLP Reduced -44,500-44.5k
Norris Financial Group, LLC Sold out -34,003-34.0k
HRT FINANCIAL LP Sold out -33,233-33.2k
BANK OF MONTREAL /CAN/ Reduced -31,804-31.8k
Concentrum Wealth Management Reduced -31,297-31.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $7.6m141.4k shares
CITADEL ADVISORS LLC Added $7.0m130.3k shares
Belvedere Trading LLC New $1.1m20.9k shares
PEAK6 Investments LLC New $522.2k9.7k shares
WOLVERINE TRADING, LLC New $446.9k8.3k shares
Cutler Group LLC / CA Reduced $10.0k1.4k shares

Biggest puts

Teca Partners, LP New $7.6m141.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $6.1m113.4k shares
CITADEL ADVISORS LLC Added $2.9m53.8k shares
PEAK6 Investments LLC New $75.4k1.4k shares
Cutler Group LLC / CA Added $01.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 19,813,96619.8m $1.1bn $1.1bn 0.05% Added +10.4m +10,360,252
2 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 6,856,2136.9m $369.1m $369.1m 0.04% Reduced -135.6k -135,640
3 UBS Group AG 0.10% of their portfolio ZURICH, V8 4,804,8944.8m $258.7m $258.7m 0.10% Added +2.3k +2,260
4 PRUDENTIAL PLC 1.57% of their portfolio LONDON, X0 2,732,3012.7m $147.1m $147.1m 1.57% Added +172.1k +172,069
5 CITIGROUP INC 0.19% of their portfolio NEW YORK, NY 2,722,8662.7m $146.6m $146.6m 0.19% Reduced -10.5k -10,484
6 LPL Financial LLC 0.09% of their portfolio FORT MILL, SC 2,695,2372.7m $145.1m $145.1m 0.09% Added +106.2k +106,250
7 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 2,096,2882.1m $112.9m $112.9m 0.03% Added +51.1k +51,079
8 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,910,4501.9m $102.9m $102.9m 0.01% Added +1.4m +1,354,119
9 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,753,6361.8m $94.4m $94.4m 0.03% Added +196.3k +196,272
10 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 864,392864.4k $46.5m $46.5m 0.08% Added +41.2k +41,203
11 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 774,823774.8k $41.6m $41.6m 0.01% Added +35.5k +35,524
12 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 755,698755.7k $40.7m $40.7m 0.03% Reduced -76.3k -76,335
13 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 702,872702.9k $37.8m $37.8m 0.07% Added +17.5k +17,467
14 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 693,287693.3k $37.3m $37.3m 0.06% Reduced -74.8k -74,822
15 FIRST TRUST ADVISORS LP 0.03% of their portfolio Wheaton, IL 529,406529.4k $28.5m $28.5m 0.03% Added +5.8k +5,778
16 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 493,060493.1k $26.5m $26.5m 0.01% Added +20.2k +20,196
17 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 459,457459.5k $24.7m $24.7m 0.03% Reduced -21.1k -21,102
18 Cambridge Investment Research Advisors, Inc. 0.09% of their portfolio FAIRFIELD, IA 401,272401.3k $21.6m $21.6m 0.09% Reduced -19.7k -19,656
19 Kestra Advisory Services, LLC 0.15% of their portfolio AUSTIN, TX 347,480347.5k $18.7m $18.7m 0.15% Added +25.3k +25,298
20 Bulltick Wealth Management, LLC 4.21% of their portfolio Miami, FL 341,867341.9k $18.4m $18.4m 4.21% Reduced -9.4k -9,390
21 Private Advisor Group, LLC 0.13% of their portfolio MORRISTOWN, NJ 316,765316.8k $17.1m $17.1m 0.13% Added +2.9k +2,925
22 BANK HAPOALIM BM 2.17% of their portfolio TEL AVIV, L3 294,538294.5k $15.9m $15.9m 2.17% Reduced -7.4k -7,380
23 PINNACLE ASSOCIATES LTD 0.24% of their portfolio NEW YORK, NY 264,457264.5k $14.2m $14.2m 0.24% Reduced -533 -533
24 Bank Julius Baer & Co. Ltd, Zurich 0.06% of their portfolio ZURICH, V8 259,239259.2k $14.0m $14.0m 0.06% Added +23.2k +23,234
25 CX Institutional 0.73% of their portfolio AUBURN, IN 254,278254.3k $13.7m $13.7m 0.73% Reduced -4.0k -3,978
26 Sargent Investment Group, LLC 2.83% of their portfolio BETHESDA, MD 240,301240.3k $12.9m $12.9m 2.83% Reduced -6.5k -6,515
27 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 236,856236.9k $12.8m $12.8m 0.06% Added +36.9k +36,893
28 American Financial Advisors, LLC 1.81% of their portfolio Marietta, GA 227,814227.8k $12.3m $12.3m 1.81% Reduced -5.3k -5,260
29 D.A. DAVIDSON & CO. 0.11% of their portfolio GREAT FALLS, MT 216,925216.9k $11.7m $11.7m 0.11% Added +113.6k +113,607
30 Clearwater Capital Advisors, LLC 1.29% of their portfolio HOFFMAN ESTATES, IL 214,123214.1k $11.5m $11.5m 1.29% Reduced -9.8k -9,769
31 KESTRA PRIVATE WEALTH SERVICES, LLC 0.29% of their portfolio AUSTIN, TX 208,801208.8k $11.2m $11.2m 0.29% Added +132.9k +132,888
32 Jaffetilchin Investment Partners, LLC 1.07% of their portfolio TAMPA, FL 203,731203.7k $11.0m $11.0m 1.07% Added +9.2k +9,191
33 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 200,081200.1k $10.8m $10.8m 0.03% Added +3.2k +3,238
34 Price Capital Management, Inc. 4.69% of their portfolio LAFAYETTE, LA 196,550196.6k $10.6m $10.6m 4.69% New
35 Destiny Wealth Partners, LLC 1.78% of their portfolio TAVARES, FL 184,250184.2k $9.5m $9.5m 1.78% Added +5.8k +5,795
36 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 184,176184.2k $9.9m $9.9m 0.02% Added +40.1k +40,108
37 Sweet Financial Partners, LLC 2.27% of their portfolio FAIRMONT, MN 177,354177.4k $9.5m $9.5m 2.27% Reduced -12.0k -12,028
38 Procyon Advisors, LLC 0.78% of their portfolio SHELTON, CT 171,621171.6k $9.2m $9.2m 0.78% Reduced -14.3k -14,331
39 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 167,706167.7k $9.0m $9.0m 0.01% Reduced -1.8k -1,759
40 Florin Court Capital LLP 9.31% of their portfolio London, X0 163,500163.5k $8.8m $8.8m 9.31% Reduced -44.5k -44,500
41 Joseph Group Capital Management 4.97% of their portfolio COLUMBUS, OH 158,983159.0k $8.6m $8.6m 4.97% Reduced -342 -342
42 Cetera Advisors LLC 0.12% of their portfolio DENVER, CO 158,662158.7k $8.5m $8.5m 0.12% Reduced -18.8k -18,788
43 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 154,360154.4k $8.3m $8.3m 0.05% Added +3.2k +3,168
44 FDx Advisors, Inc. 0.64% of their portfolio BERWYN, PA 154,066154.1k $8.3m $8.3m 0.64% Reduced -14.8k -14,827
45 Beacon Pointe Advisors, LLC 0.10% of their portfolio NEWPORT BEACH, CA 148,027148.0k $8.0m $8.0m 0.10% Added +86.4k +86,423
46 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 146,293146.3k $7.9m $7.9m 0.01% Added +146 +146
47 Ashton Thomas Private Wealth, LLC 0.48% of their portfolio SCOTTSDALE, AZ 142,687142.7k $7.7m $7.7m 0.48% Added +6.1k +6,097
48 Equitable Holdings, Inc. 0.09% of their portfolio NEW YORK, NY 138,158138.2k $7.4m $7.4m 0.09% Added +17.3k +17,315
49 Spectrum Wealth Advisory Group, LLC 8.99% of their portfolio GRANITE BAY, CA 135,380135.4k $7.3m $7.3m 8.99% Added +221 +221
50 AVANTAX ADVISORY SERVICES, INC. 0.07% of their portfolio DALLAS, TX 134,646134.6k $7.2m $7.2m 0.07% Added +23.8k +23,840
51 BENJAMIN F. EDWARDS & COMPANY, INC. 0.14% of their portfolio ST. LOUIS, MO 130,567130.6k $7.0m $7.0m 0.14% Reduced -12.6k -12,556
52 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 127,417127.4k $6.9m $6.9m 0.01% Added +60.6k +60,558
53 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 125,938125.9k $6.8m $6.8m 0.02% Added +5.5k +5,546
54 U.S. Capital Wealth Advisors, LLC 0.27% of their portfolio AUSTIN, TX 125,357125.4k $6.7m $6.7m 0.27% Reduced -2.9k -2,948
55 APPLETON PARTNERS INC/MA 0.54% of their portfolio BOSTON, MA 124,206124.2k $6.7m $6.7m 0.54% Added +850 +850
56 Plotkin Financial Advisors, LLC 4.96% of their portfolio CHEVY CHASE, MD 121,074121.1k $6.5m $6.5m 4.96% Reduced -476 -476
57 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 120,825120.8k $6.5m $6.5m 0.01% Added +51.8k +51,777
58 NewEdge Advisors, LLC 0.06% of their portfolio NEW ORLEANS, LA 119,773119.8k $6.7m $6.7m 0.06% Reduced -105.0k -105,006
59 IAM Advisory, LLC 1.96% of their portfolio EASTON, PA 115,845115.8k $6.2m $6.2m 1.96% Added +330 +330
60 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 109,268109.3k $5.9m $5.9m 0.01% Reduced -4.5k -4,483
61 Legacy Edge Advisors, LLC 1.33% of their portfolio SYOSSET, NY 108,060108.1k $5.8m $5.8m 1.33% First filing
62 Mutual Advisors, LLC 0.20% of their portfolio OMAHA, NE 107,411107.4k $5.8m $5.8m 0.20% Reduced -823 -823
63 TPG Financial Advisors, LLC 2.86% of their portfolio PORTLAND, OR 107,011107.0k $5.6m $5.6m 2.86% Added +1.6k +1,605
64 EPG Wealth Management LLC 1.61% of their portfolio ATLANTA, GA 106,338106.3k $6.1m $6.1m 1.61% Reduced -3.5k -3,468
65 StoneCrest Wealth Management, Inc. 5.26% of their portfolio CHANDLER, AZ 101,942101.9k $5.5m $5.5m 5.26% First filing
66 CWM, LLC 0.03% of their portfolio OMAHA, NE 100,996101.0k $5.4m $5.4m 0.03% Added +9.5k +9,545
67 INDEPENDENT FINANCIAL GROUP, LLC 0.29% of their portfolio SAN DIEGO, CA 100,190100.2k $5.4m $5.4m 0.29% Added +4.3k +4,322
68 OPPENHEIMER & CO INC 0.10% of their portfolio NEW YORK, NY 100,113100.1k $5.4m $5.4m 0.10% Added +14.0k +13,956
69 Avestar Capital, LLC 0.64% of their portfolio New York, NY 95,78395.8k $5.2m $5.2m 0.64% Reduced -4.1k -4,094
70 Migdal Insurance & Financial Holdings Ltd. 0.10% of their portfolio Petach Tikva, L3 92,74692.7k $5.0m $5.0m 0.10% Reduced -4.0k -3,995
71 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 92,13292.1k $5.2m $5.2m 0.03% Reduced -3.5k -3,490
72 Quaker Wealth Management, LLC 2.22% of their portfolio MOORESTOWN, NJ 91,60691.6k $4.9m $4.9m 2.22% Reduced -200 -200
73 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 91,42191.4k $4.9m $4.9m 0.04% Added +1.5k +1,498
74 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 89,94689.9k $4.8m $4.8m 0.01% Added +19.8k +19,780
75 SFI Advisors, LLC 4.09% of their portfolio Montclair, NJ 88,87788.9k $4.8m $4.8m 4.09% Added +69 +69
76 Pinnacle Wealth Management Advisory Group, LLC 0.56% of their portfolio RED BANK, NJ 88,87188.9k $4.8m $4.8m 0.56% Reduced -296 -296
77 Frisch Financial Group, Inc. 1.77% of their portfolio MELVILLE, NY 87,24087.2k $4.7m $4.7m 1.77% Added +2.0k +2,024
78 B. Riley Wealth Advisors, Inc. 0.13% of their portfolio MEMPHIS, TN 87,23087.2k $4.7m $4.7m 0.13% Reduced -7.5k -7,487
79 Obsidian Personal Planning Solutions LLC 3.31% of their portfolio ROCKVILLE, MD 80,87180.9k $4.4m $4.4m 3.31% New
80 Stratos Wealth Partners, LTD. 0.08% of their portfolio BEACHWOOD, OH 79,64679.6k $4.3m $4.3m 0.08% Added +24.2k +24,188
81 NTV Asset Management LLC 0.72% of their portfolio Charleston, WV 79,55579.6k $4.3m $4.3m 0.72% Reduced -200 -200
82 LFA - Lugano Financial Advisors SA 3.32% of their portfolio LUGANO, V8 78,55778.6k $4.2m $4.2m 3.32% Reduced -4.9k -4,854
83 TWIN PEAKS WEALTH ADVISORS, LLC 2.69% of their portfolio SAN FRANCISCO, CA 78,33078.3k $4.2m $4.2m 2.69% First filing
84 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 77,06777.1k $4.1m $4.1m 0.01% Reduced -3.4k -3,443
85 Granite Investment Partners, LLC 0.16% of their portfolio EL SEGUNDO, CA 76,39576.4k $4.1m $4.1m 0.16% Unchanged
86 Crown Wealth Group, LLC 2.43% of their portfolio Charlotte, NC 75,07675.1k $4.0m $4.0m 2.43% Added +33.7k +33,686
87 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.12% of their portfolio TOKYO, M0 72,68372.7k $3.9m $3.9m 0.12% Added +20.9k +20,922
88 J.W. COLE ADVISORS, INC. 0.22% of their portfolio TAMPA, FL 70,28170.3k $3.8m $3.8m 0.22% Added +836 +836
89 Prime Capital Investment Advisors, LLC 0.06% of their portfolio OVERLAND PARK, KS 70,07670.1k $3.8m $3.8m 0.06% Reduced -458 -458
90 BECK CAPITAL MANAGEMENT, LLC 1.29% of their portfolio AUSTIN, TX 69,67669.7k $3.8m $3.8m 1.29% Added +31.8k +31,808
91 Vivid Wealth Management, LLC 2.51% of their portfolio West Des Moines, IA 68,55368.6k $3.7m $3.7m 2.51% First filing
92 RFG Advisory, LLC 0.14% of their portfolio BIRMINGHAM, AL 66,83066.8k $3.6m $3.6m 0.14% Added +998 +998
93 Concentrum Wealth Management 1.87% of their portfolio SAN JOSE, CA 66,55666.6k $3.6m $3.6m 1.87% Reduced -31.3k -31,297
94 Robertson Stephens Wealth Management, LLC 0.22% of their portfolio San Francisco, CA 66,30766.3k $3.6m $3.6m 0.22% New
95 Prospera Financial Services Inc 0.12% of their portfolio Dallas, TX 66,03266.0k $3.6m $3.6m 0.12% Added +19.1k +19,111
96 NORTHSTAR ASSET MANAGEMENT Co 0.94% of their portfolio BLUE BELL, PA 65,97066.0k $3.6m $3.6m 0.94% Reduced -5.6k -5,575
97 COMERICA BANK 0.02% of their portfolio DALLAS, TX 64,78764.8k $3.5m $3.5m 0.02% Reduced -321 -321
98 Veltria Advisors Corp. 1.14% of their portfolio MIAMI, FL 63,45463.5k $3.4m $3.4m 1.14% Unchanged
99 Laurel Wealth Advisors LLC 0.65% of their portfolio CHARLOTTE, NC 62,97763.0k $3.4m $3.4m 0.65% Reduced -2.2k -2,226
100 Strategic Blueprint, LLC 0.28% of their portfolio ATLANTA, GA 62,85262.9k $3.4m $3.4m 0.28% Reduced -791 -791