Vault-13

FIRST TR EXCHANGE TRADED FD CIBR

NASDAQ CYB ETF · ETP · CUSIP 33734X846

415 institutional holders +18 vs Q4 2022
54,977,76555.0m shares reported held*
$2.3bnreported value*
49 new 118 added 165 reduced 30 sold out net sold ≈ $135.5m (-3.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $42.71. Options: 4 managers hold calls ($6.5m notional), 4 hold puts ($3.9m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 392Q4 22: 397Q1 23: 415415Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022392
Q4 2022397
Q1 2023415

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 138 bought or addedQ4 22: 209 cut or sold outQ4 22Q1 23: 167 bought or addedQ1 23: 195 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022138209
Q1 2023167195

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 22 calls: $4.9mQ3 22 puts: $2.7mQ3 22P/C 0.55Q4 22 calls: $5.6mQ4 22 puts: $2.4mQ4 22P/C 0.42Q1 23 calls: $6.5mQ1 23 puts: $3.9mQ1 23P/C 0.60
Numbers
QuarterCallsPutsP/C
Q3 2022$4.9m$2.7m0.55
Q4 2022$5.6m$2.4m0.42
Q1 2023$6.5m$3.9m0.60

Biggest buyers

CX Institutional Added +214,686+214.7k
CITIGROUP INC Added +212,757+212.8k
PRUDENTIAL PLC Added +161,036+161.0k
EPG Wealth Management LLC Added +85,523+85.5k
Quaker Wealth Management, LLC Added +80,972+81.0k
TPG Financial Advisors, LLC New +62,033+62.0k
MILLENNIUM MANAGEMENT LLC Added +59,971+60.0k
Sowell Financial Services LLC Added +53,431+53.4k
Krilogy Financial LLC New +39,273+39.3k
FLOW TRADERS U.S. LLC New +35,098+35.1k

Biggest sellers

JANE STREET GROUP, LLC Sold out -873,167-873.2k
Harel Insurance Investments & Financial Services Ltd. Reduced -385,088-385.1k
BANK OF AMERICA CORP /DE/ Reduced -359,340-359.3k
WELLS FARGO & COMPANY/MN Reduced -316,673-316.7k
MORGAN STANLEY Reduced -311,934-311.9k
OLD MISSION CAPITAL LLC Reduced -289,899-289.9k
Composition Wealth, LLC Sold out -181,517-181.5k
LPL Financial LLC Reduced -163,276-163.3k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -142,633-142.6k
UBS Group AG Reduced -127,575-127.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $4.1m96.8k shares
CITADEL ADVISORS LLC Added $2.1m48.4k shares
PEAK6 Investments LLC Reduced $252.2k5.9k shares
Cutler Group LLC / CA Reduced $6.0k9.2k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.7m62.0k shares
CITADEL ADVISORS LLC Added $876.4k20.5k shares
PEAK6 Investments LLC Added $337.7k7.9k shares
Cutler Group LLC / CA Added $9.0k6.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 9,403,6799.4m $402.0m $402.0m 0.04% Reduced -311.9k -311,934
2 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 7,241,6257.2m $309.6m $309.6m 0.04% Reduced -359.3k -359,340
3 UBS Group AG 0.09% of their portfolio ZURICH, V8 4,654,1354.7m $199.0m $199.0m 0.09% Reduced -127.6k -127,575
4 PRUDENTIAL PLC 1.69% of their portfolio LONDON, X0 3,363,1453.4m $143.8m $143.8m 1.69% Added +161.0k +161,036
5 CITIGROUP INC 0.17% of their portfolio NEW YORK, NY 2,999,6773.0m $128.2m $128.2m 0.17% Added +212.8k +212,757
6 LPL Financial LLC 0.09% of their portfolio FORT MILL, SC 2,593,5962.6m $110.9m $110.9m 0.09% Reduced -163.3k -163,276
7 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 2,188,7802.2m $93.6m $93.6m 0.03% Reduced -50.0k -49,994
8 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,584,2251.6m $67.7m $67.7m 0.02% Reduced -316.7k -316,673
9 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 831,679831.7k $35.6m $35.6m 0.03% Added +19.6k +19,641
10 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 772,641772.6k $33.0m $33.0m 0.06% Reduced -15.0k -15,002
11 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 760,264760.3k $32.5m $32.5m 0.01% Reduced -14.0k -13,978
12 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 720,659720.7k $30.7m $30.7m 0.06% Reduced -88.5k -88,518
13 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 669,083669.1k $28.6m $28.6m 0.06% Reduced -116.9k -116,934
14 J.P. Morgan Private Wealth Advisors LLC 0.05% of their portfolio SAN FRANCISCO, CA 558,384558.4k $23.9m $23.9m 0.05% Reduced -46.5k -46,511
15 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 544,303544.3k $23.3m $23.3m 0.00% Added +21.7k +21,720
16 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 527,366527.4k $22.5m $22.5m 0.03% Reduced -35.5k -35,548
17 FIRST TRUST ADVISORS LP 0.02% of their portfolio Wheaton, IL 500,580500.6k $21.4m $21.4m 0.02% Reduced -50 -50
18 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 410,146410.1k $17.5m $17.5m 0.01% Reduced -15.7k -15,703
19 Cambridge Investment Research Advisors, Inc. 0.08% of their portfolio FAIRFIELD, IA 399,429399.4k $17.1m $17.1m 0.08% Reduced -18.3k -18,332
20 Kestra Advisory Services, LLC 0.18% of their portfolio AUSTIN, TX 381,177381.2k $16.3m $16.3m 0.18% Reduced -32.5k -32,519
21 Private Advisor Group, LLC 0.13% of their portfolio MORRISTOWN, NJ 324,664324.7k $13.9m $13.9m 0.13% Reduced -41.9k -41,866
22 Harel Insurance Investments & Financial Services Ltd. 0.26% of their portfolio Ramat Gan, L3 295,760295.8k $12.6m $12.6m 0.26% Reduced -385.1k -385,088
23 CX Institutional 0.61% of their portfolio AUBURN, IN 270,090270.1k $11.5m $11.5m 0.61% Added +214.7k +214,686
24 PINNACLE ASSOCIATES LTD 0.23% of their portfolio NEW YORK, NY 266,718266.7k $11.4m $11.4m 0.23% Reduced -6.1k -6,110
25 NewEdge Advisors, LLC 0.14% of their portfolio NEW ORLEANS, LA 264,986265.0k $11.1m $11.1m 0.14% Reduced -12.5k -12,517
26 Sargent Investment Group, LLC 2.97% of their portfolio BETHESDA, MD 264,696264.7k $11.3m $11.3m 2.97% Reduced -2.8k -2,802
27 American Financial Advisors, LLC 1.82% of their portfolio Marietta, GA 261,743261.7k $11.2m $11.2m 1.82% Reduced -3.8k -3,832
28 Bulltick Wealth Management, LLC 2.85% of their portfolio Miami, FL 253,487253.5k $10.8m $10.8m 2.85% Unchanged
29 Clearwater Capital Advisors, LLC 1.25% of their portfolio HOFFMAN ESTATES, IL 239,783239.8k $10.3m $10.3m 1.25% Reduced -5.8k -5,765
30 Spectrum Wealth Advisory Group, LLC 13.04% of their portfolio GRANITE BAY, CA 226,388226.4k $9.7m $9.7m 13.04% Added +799 +799
31 Bank Julius Baer & Co. Ltd, Zurich 0.06% of their portfolio ZURICH, V8 225,319225.3k $9.6m $9.6m 0.06% Added +20.6k +20,595
32 MML INVESTORS SERVICES, LLC 0.07% of their portfolio SPRINGFIELD, MA 221,959222.0k $9.5m $9.5m 0.07% Reduced -16.8k -16,804
33 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 209,727209.7k $9.0m $9.0m 0.04% Reduced -8.0k -8,012
34 Sweet Financial Partners, LLC 2.34% of their portfolio FAIRMONT, MN 197,589197.6k $8.4m $8.4m 2.34% Added +532 +532
35 Migdal Insurance & Financial Holdings Ltd. 0.17% of their portfolio Petach Tikva, L3 184,223184.2k $7.8m $7.8m 0.17% Added +5.2k +5,198
36 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 180,893180.9k $7.7m $7.7m 0.01% Reduced -25.8k -25,824
37 FDx Advisors, Inc. 0.30% of their portfolio BERWYN, PA 180,016180.0k $7.0m $7.0m 0.30% Unchanged
38 Jaffetilchin Investment Partners, LLC 0.87% of their portfolio TAMPA, FL 179,501179.5k $7.7m $7.7m 0.87% Added +14.0k +14,037
39 Procyon Advisors, LLC 1.24% of their portfolio SHELTON, CT 175,008175.0k $7.5m $7.5m 1.24% Added +4.6k +4,587
40 Destiny Wealth Partners, LLC 1.51% of their portfolio TAVARES, FL 170,197170.2k $7.3m $7.3m 1.51% Added +11.8k +11,820
41 BANK HAPOALIM BM 1.00% of their portfolio TEL AVIV, L3 169,768169.8k $7.3m $7.3m 1.00% Reduced -32.8k -32,772
42 Cetera Advisors LLC 0.12% of their portfolio DENVER, CO 162,752162.8k $7.0m $7.0m 0.12% Reduced -9.0k -9,020
43 B. Riley Wealth Advisors, Inc. 0.17% of their portfolio MEMPHIS, TN 153,578153.6k $6.6m $6.6m 0.17% Reduced -19.4k -19,352
44 Equitable Holdings, Inc. 0.10% of their portfolio NEW YORK, NY 152,873152.9k $6.5m $6.5m 0.10% Added +3.9k +3,902
45 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 144,632144.6k $6.2m $6.2m 0.01% Reduced -17.1k -17,114
46 BENJAMIN F. EDWARDS & COMPANY, INC. 0.26% of their portfolio ST. LOUIS, MO 142,743142.7k $6.1m $6.1m 0.26% Added +4.3k +4,339
47 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 134,553134.6k $5.8m $5.8m 0.01% Reduced -4.0k -4,026
48 Ashton Thomas Private Wealth, LLC 0.49% of their portfolio SCOTTSDALE, AZ 132,135132.1k $5.6m $5.6m 0.49% Added +1.3k +1,290
49 Plotkin Financial Advisors, LLC 5.17% of their portfolio CHEVY CHASE, MD 129,914129.9k $5.6m $5.6m 5.17% Reduced -3.6k -3,558
50 AVANTAX ADVISORY SERVICES, INC. 0.06% of their portfolio DALLAS, TX 124,075124.1k $5.3m $5.3m 0.06% Reduced -1.4k -1,424
51 MARSHALL WACE, LLP 0.01% of their portfolio LONDON, X0 120,307120.3k $5.1m $5.1m 0.01% Reduced -10.0k -10,034
52 U.S. Capital Wealth Advisors, LLC 0.24% of their portfolio AUSTIN, TX 120,218120.2k $5.1m $5.1m 0.24% Reduced -12.0k -12,029
53 Mutual Advisors, LLC 0.19% of their portfolio OMAHA, NE 109,930109.9k $4.7m $4.7m 0.19% Reduced -25.7k -25,739
54 EPG Wealth Management LLC 1.46% of their portfolio ATLANTA, GA 107,963108.0k $4.6m $4.6m 1.46% Added +85.5k +85,523
55 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 105,995106.0k $4.5m $4.5m 0.03% Reduced -6.5k -6,535
56 Frisch Financial Group, Inc. 1.74% of their portfolio MELVILLE, NY 104,625104.6k $4.5m $4.5m 1.74% Reduced -7.2k -7,155
57 D.A. DAVIDSON & CO. 0.05% of their portfolio GREAT FALLS, MT 104,128104.1k $4.5m $4.5m 0.05% Added +26.7k +26,683
58 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 102,716102.7k $4.4m $4.4m 0.04% Added +22.4k +22,365
59 APPLETON PARTNERS INC/MA 0.39% of their portfolio BOSTON, MA 102,059102.1k $4.4m $4.4m 0.39% Added +8.3k +8,321
60 BBJS FINANCIAL ADVISORS, LLC 1.73% of their portfolio SEATTLE, WA 99,03099.0k $4.2m $4.2m 1.73% Added +7.2k +7,199
61 Concentrum Wealth Management 3.13% of their portfolio SAN JOSE, CA 98,82498.8k $4.2m $4.2m 3.13% Reduced -1.3k -1,257
62 SFI Advisors, LLC 4.08% of their portfolio Montclair, NJ 95,01395.0k $4.1m $4.1m 4.08% Reduced -1.9k -1,940
63 INDEPENDENT FINANCIAL GROUP, LLC 0.31% of their portfolio SAN DIEGO, CA 91,43591.4k $3.9m $3.9m 0.31% Added +4.8k +4,782
64 Quaker Wealth Management, LLC 1.82% of their portfolio MOORESTOWN, NJ 91,27991.3k $3.9m $3.9m 1.82% Added +81.0k +80,972
65 Pinnacle Wealth Management Advisory Group, LLC 0.50% of their portfolio RED BANK, NJ 87,01087.0k $3.7m $3.7m 0.50% Added +2.3k +2,285
66 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 81,54181.5k $3.5m $3.5m 0.00% Reduced -142.6k -142,633
67 Triumph Capital Management 1.77% of their portfolio DENVER, CO 80,92980.9k $3.5m $3.5m 1.77% Added +3.3k +3,301
68 NTV Asset Management LLC 0.64% of their portfolio Charleston, WV 79,91079.9k $3.4m $3.4m 0.64% Reduced -110 -110
69 NORTHSTAR ASSET MANAGEMENT Co 1.00% of their portfolio BLUE BELL, PA 79,42079.4k $3.4m $3.4m 1.00% Reduced -33.0k -33,015
70 LFA - Lugano Financial Advisors SA 2.53% of their portfolio LUGANO, V8 78,84778.8k $3.4m $3.4m 2.53% Reduced -332 -332
71 Sigma Planning Corp 0.11% of their portfolio ANN ARBOR, MI 78,51178.5k $3.4m $3.4m 0.11% Reduced -11.3k -11,252
72 PALLADIEM, LLC 3.48% of their portfolio BRYN MAWR, PA 76,46276.5k $3.3m $3.3m 3.48% Reduced -4.9k -4,860
73 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 76,18476.2k $3.3m $3.3m 0.02% Added +4.2k +4,248
74 HRT FINANCIAL LP 0.04% of their portfolio NEW YORK, NY 74,72274.7k $3.2m $3.2m 0.04% Reduced -65.2k -65,195
75 Granite Investment Partners, LLC 0.13% of their portfolio EL SEGUNDO, CA 74,59574.6k $3.2m $3.2m 0.13% Reduced -1.2k -1,200
76 Belpointe Asset Management LLC 0.17% of their portfolio RENO, NV 74,27574.3k $3.2m $3.2m 0.17% Reduced -7.0k -7,005
77 Financial Advocates Investment Management 0.23% of their portfolio OLYMPIA, WA 71,68971.7k $3.1m $3.1m 0.23% Reduced -8.2k -8,241
78 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 70,27070.3k $3.0m $3.0m 0.00% Added +60.0k +59,971
79 RFG Advisory, LLC 0.14% of their portfolio BIRMINGHAM, AL 69,09969.1k $3.0m $3.0m 0.14% Added +2.7k +2,684
80 Sowell Financial Services LLC 0.23% of their portfolio NORTH LITTLE ROCK, AR 68,84468.8k $2.9m $2.9m 0.23% Added +53.4k +53,431
81 Laurel Wealth Advisors LLC 0.63% of their portfolio CHARLOTTE, NC 68,72868.7k $2.9m $2.9m 0.63% Reduced -4.2k -4,250
82 Mariner, LLC 0.01% of their portfolio Overland Park, KS 66,95667.0k $2.9m $2.9m 0.01% Reduced -3.2k -3,170
83 OPPENHEIMER & CO INC 0.06% of their portfolio NEW YORK, NY 66,90866.9k $2.9m $2.9m 0.06% Reduced -16.2k -16,165
84 Veltria Advisors Corp. 1.13% of their portfolio MIAMI, FL 65,68265.7k $2.8m $2.8m 1.13% Unchanged
85 J.W. COLE ADVISORS, INC. 0.20% of their portfolio TAMPA, FL 64,64464.6k $2.8m $2.8m 0.20% Added +2.2k +2,244
86 WEDBUSH SECURITIES INC 0.14% of their portfolio PASADENA, CA 64,63564.6k $2.8m $2.8m 0.14% Reduced -11.7k -11,683
87 Black Swift Group, LLC 0.96% of their portfolio BOULDER, CO 64,44564.4k $2.7m $2.7m 0.96% Reduced -23.2k -23,155
88 Ameritas Advisory Services, LLC 0.14% of their portfolio Lincoln, NE 63,97764.0k $2.7m $2.7m 0.14% Reduced -31.0k -30,996
89 TPG Financial Advisors, LLC 1.45% of their portfolio PORTLAND, OR 62,03362.0k $2.7m $2.7m 1.45% New
90 CASCADE INVESTMENT GROUP, INC. 2.57% of their portfolio Colorado Springs, CO 60,99961.0k $2.6m $2.6m 2.57% Reduced -550 -550
91 Snowden Capital Advisors LLC 0.10% of their portfolio New York, NY 60,70960.7k $2.6m $2.6m 0.10% Added +829 +829
92 WealthPLAN Partners, LLC 0.29% of their portfolio OMAHA, NE 59,49459.5k $2.5m $2.5m 0.29% Reduced -1.7k -1,740
93 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 59,37359.4k $2.5m $2.5m 0.00% Added +19.6k +19,550
94 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 58,10258.1k $2.5m $2.5m 0.01% Added +2.6k +2,609
95 CWM, LLC 0.02% of their portfolio OMAHA, NE 57,93357.9k $2.5m $2.5m 0.02% Reduced -2.9k -2,895
96 Waverly Advisors, LLC 0.13% of their portfolio BIRMINGHAM, AL 57,71157.7k $2.5m $2.5m 0.13% Unchanged
97 PECAUT & CO. 1.12% of their portfolio SIOUX CITY, IA 57,47557.5k $2.5m $2.5m 1.12% Added +1.6k +1,632
98 SFMG, LLC 0.26% of their portfolio PLANO, TX 55,66055.7k $2.4m $2.4m 0.26% Added +1.7k +1,688
99 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 54,04254.0k $2.3m $2.3m 0.01% Added +974 +974
100 Pitti Group Wealth Management, LLC 2.58% of their portfolio VICTOR, NY 53,97054.0k $2.3m $2.3m 2.58% Reduced -76 -76