Vault-13

FIRST TR EXCHANGE TRADED FD FXU

UTILITIES ALPH · ETP · CUSIP 33734X184

198 institutional holders +9 vs Q3 2025
35,452,96035.5m shares reported held*
$1.6bnreported value*
23 new 85 added 50 reduced 16 sold out net bought ≈ $109.7m (+2.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $45.01.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 108Q4 22: 113Q1 23: 104Q2 23: 97Q3 23: 98Q4 23: 99Q1 24: 102Q2 24: 111Q3 24: 120Q4 24: 139Q1 25: 170Q2 25: 199Q3 25: 189Q4 25: 198198Q3 22Q2 23Q1 24Q4 24Q4 25
Numbers
QuarterHolders
Q3 2022108
Q4 2022113
Q1 2023104
Q2 202397
Q3 202398
Q4 202399
Q1 2024102
Q2 2024111
Q3 2024120
Q4 2024139
Q1 2025170
Q2 2025199
Q3 2025189
Q4 2025198

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 24: 40 bought or addedQ1 24: 48 cut or sold outQ2 24: 51 bought or addedQ2 24: 40 cut or sold outQ2 24Q3 24: 70 bought or addedQ3 24: 38 cut or sold outQ4 24: 58 bought or addedQ4 24: 57 cut or sold outQ4 24Q1 25: 103 bought or addedQ1 25: 52 cut or sold outQ2 25: 116 bought or addedQ2 25: 57 cut or sold outQ2 25Q3 25: 89 bought or addedQ3 25: 89 cut or sold outQ4 25: 108 bought or addedQ4 25: 66 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 20244048
Q2 20245140
Q3 20247038
Q4 20245857
Q1 202510352
Q2 202511657
Q3 20258989
Q4 202510866

Biggest buyers

FIRST TRUST ADVISORS LP Added +849,177+849.2k
EARNED WEALTH ADVISORS, LLC New +373,507+373.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +357,112+357.1k
&PARTNERS New +263,064+263.1k
WCG Wealth Advisors LLC Added +235,296+235.3k
MORGAN STANLEY Added +213,428+213.4k
LPL Financial LLC Added +134,092+134.1k
Quadrature Capital Ltd New +133,322+133.3k
Cetera Investment Advisers Added +116,240+116.2k
UBS Group AG Added +103,737+103.7k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -219,915-219.9k
Rockport Wealth LLC Reduced -162,585-162.6k
NewSquare Capital LLC Reduced -154,740-154.7k
GREENUP STREET WEALTH MANAGEMENT LLC Sold out -81,616-81.6k
NewEdge Advisors, LLC Reduced -64,699-64.7k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -52,874-52.9k
Financial Management Professionals, Inc. Sold out -50,550-50.5k
Integrated Wealth Concepts LLC Sold out -42,682-42.7k
Advisory Services Network, LLC Reduced -34,372-34.4k
Cambridge Investment Research Advisors, Inc. Reduced -24,933-24.9k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.6%, 2026-02-06)

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.55% of their portfolio Wheaton, IL 16,901,24216.9m $760.7m $760.7m 0.55% Added +849.2k +849,177
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,172,1783.2m $142.8m $142.8m 0.01% Added +213.4k +213,428
3 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,707,2561.7m $76.8m $76.8m 0.02% Added +134.1k +134,092
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,665,6981.7m $75.0m $75.0m 0.01% Reduced -219.9k -219,915
5 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 969,162969.2k $43.6m $43.6m 0.01% Added +36.8k +36,768
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 871,496871.5k $39.2m $39.2m 0.00% Added +9.9k +9,879
7 UBS Group AG 0.00% of their portfolio ZURICH, V8 547,161547.2k $24.6m $24.6m 0.00% Added +103.7k +103,737
8 Nilsine Partners, LLC 1.95% of their portfolio GREENWOOD VILLAGE, CO 499,969500.0k $22.5m $22.5m 1.95% Added +15.4k +15,433
9 NewEdge Advisors, LLC 0.08% of their portfolio NEW ORLEANS, LA 466,244466.2k $21.0m $21.0m 0.08% Reduced -64.7k -64,699
10 Advisory Services Network, LLC 0.27% of their portfolio ATLANTA, GA 417,989418.0k $18.8m $18.8m 0.27% Reduced -34.4k -34,372
11 EARNED WEALTH ADVISORS, LLC 1.19% of their portfolio WALNUT CREEK, CA 373,507373.5k $16.8m $16.8m 1.19% New
12 WCG Wealth Advisors LLC 0.47% of their portfolio LAS VEGAS, NV 371,681371.7k $16.7m $16.7m 0.47% Added +235.3k +235,296
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 365,290365.3k $16.4m $16.4m 0.02% Added +357.1k +357,112
14 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 326,539326.5k $14.7m $14.7m 0.01% Added +13.7k +13,667
15 NewSquare Capital LLC 1.24% of their portfolio NEWTOWN SQUARE, PA 312,244312.2k $14.1m $14.1m 1.24% Reduced -154.7k -154,740
16 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 306,980307.0k $13.8m $13.8m 0.02% Reduced -2.7k -2,737
17 BENJAMIN EDWARDS INC 0.15% of their portfolio Clayton, MO 299,523299.5k $13.5m $13.5m 0.15% Reduced -15.4k -15,423
18 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 296,097296.1k $13.3m $13.3m 0.01% Added +116.2k +116,240
19 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 264,536264.5k $11.9m $11.9m 0.02% Added +25.7k +25,701
20 &PARTNERS 0.06% of their portfolio NASHVILLE, TN 263,064263.1k $11.8m $11.8m 0.06% New
21 Csenge Advisory Group 0.50% of their portfolio CLEARWATER, FL 243,279243.3k $10.9m $10.9m 0.50% Added +8.7k +8,675
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 222,884222.9k $10.0m $10.0m 0.00% Added +15.0k +14,997
23 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 178,767178.8k $8.0m $8.0m 0.00% Added +20.9k +20,859
24 PGIM Custom Harvest LLC 0.11% of their portfolio NEWARK, NJ 172,215172.2k $7.8m $7.8m 0.11% Reduced -10.0k -9,965
25 Summit Financial, LLC 0.11% of their portfolio PARSIPPANY, NJ 160,041160.0k $7.2m $7.2m 0.11% Added +3.7k +3,687
26 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 159,589159.6k $7.2m $7.2m 0.01% Reduced -52.9k -52,874
27 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 157,317157.3k $7.1m $7.1m 0.02% Added +16.4k +16,404
28 Delos Wealth Advisors, LLC 4.62% of their portfolio DALLAS, TX 155,511155.5k $7.0m $7.0m 4.62% Added +2.7k +2,716
29 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 143,282143.3k $6.4m $6.4m 0.02% Reduced -24.9k -24,933
30 DAYMARK WEALTH PARTNERS, LLC 0.20% of their portfolio CINCINNATI, OH 136,213136.2k $6.1m $6.1m 0.20% Reduced -1.1k -1,065
31 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 133,721133.7k $6.0m $6.0m 0.00% Added +18.0k +18,044
32 Quadrature Capital Ltd 0.06% of their portfolio LONDON, X0 133,322133.3k $6.0m $6.0m 0.06% New
33 Vestmark Advisory Solutions, Inc. 0.08% of their portfolio Wakefield, MA 127,886127.9k $5.8m $5.8m 0.08% Reduced -2.9k -2,914
34 Milestones Private Investment Advisors LLC 3.66% of their portfolio FAIRPORT, NY 118,378118.4k $5.3m $5.3m 3.66% Reduced -8.2k -8,157
35 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 102,899102.9k $4.6m $4.6m 0.03% Added +1.2k +1,197
36 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 100,925100.9k $4.5m $4.5m 0.01% Reduced -6.4k -6,443
37 World Investment Advisors 0.07% of their portfolio LINCROFT, NJ 99,22799.2k $4.5m $4.5m 0.07% Reduced -7.0k -7,003
38 Foundations Investment Advisors, LLC 0.05% of their portfolio PHOENIX, AZ 92,70392.7k $4.2m $4.2m 0.05% Added +1.4k +1,380
39 OPPENHEIMER & CO INC 0.06% of their portfolio NEW YORK, NY 92,44992.4k $4.2m $4.2m 0.06% Added +11.5k +11,489
40 Sigma Planning Corp 0.11% of their portfolio ANN ARBOR, MI 86,59786.6k $3.9m $3.9m 0.11% Reduced -845 -845
41 Arkadios Wealth Advisors 0.07% of their portfolio ATLANTA, GA 79,12279.1k $3.6m $3.6m 0.07% Added +72.8k +72,789
42 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 67,20067.2k $3.0m $3.0m 0.00% Added +32.3k +32,253
43 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 66,94066.9k $3.0m $3.0m 0.01% Added +9.6k +9,574
44 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 64,59664.6k $2.9m $2.9m 0.02% Added +5.2k +5,170
45 CWM, LLC 0.01% of their portfolio OMAHA, NE 62,72762.7k $2.8m $2.8m 0.01% Reduced -10.8k -10,814
46 Fiduciary Alliance LLC 0.18% of their portfolio GREENVILLE, SC 60,35760.4k $2.7m $2.7m 0.18% New
47 Merit Financial Group, LLC 0.02% of their portfolio ALPHARETTA, GA 57,39857.4k $2.6m $2.6m 0.02% New
48 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 56,78156.8k $2.6m $2.6m 0.00% Reduced -541 -541
49 Proactive Wealth Strategies LLC 0.97% of their portfolio MARIETTA, GA 54,21454.2k $2.4m $2.4m 0.97% Reduced -1.2k -1,192
50 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 50,20950.2k $2.3m $2.3m 0.00% Added +209 +209
51 TriaGen Wealth Management LLC 0.58% of their portfolio Calabasas, CA 50,10450.1k $2.3m $2.3m 0.58% Reduced -1.1k -1,109
52 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 49,39049.4k $2.2m $2.2m 0.01% Added +15.5k +15,539
53 Transamerica Financial Advisors, LLC 0.18% of their portfolio CEDAR RAPIDS, IA 47,94047.9k $2.2m $2.2m 0.18% Reduced -1.8k -1,802
54 Kovack Advisors, Inc. 0.09% of their portfolio FT. LAUDERDALE, FL 40,21740.2k $1.8m $1.8m 0.09% Added +31.9k +31,908
55 KINGSWOOD WEALTH ADVISORS, LLC 0.09% of their portfolio SAN DIEGO, CA 39,70939.7k $1.8m $1.8m 0.09% Added +8.1k +8,144
56 GTS SECURITIES LLC 0.06% of their portfolio NEW YORK, NY 36,88036.9k $1.7m $1.7m 0.06% New
57 PKS Advisory Services, LLC 0.37% of their portfolio ALBANY, NY 35,77635.8k $1.6m $1.6m 0.37% Added +9.9k +9,929
58 Davis Investment Partners, LLC 0.53% of their portfolio CHARLOTTE, NC 33,24933.2k $1.5m $1.5m 0.53% Added +1.0k +1,030
59 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 32,89732.9k $1.5m $1.5m 0.03% Reduced -4.4k -4,388
60 J.W. COLE ADVISORS, INC. 0.04% of their portfolio TAMPA, FL 32,67932.7k $1.5m $1.5m 0.04% Added +4.9k +4,938
61 Cyndeo Wealth Partners, LLC 0.08% of their portfolio ST. PETERSBURG, FL 32,15732.2k $1.4m $1.4m 0.08% Reduced -940 -940
62 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 31,63931.6k $1.4m $1.4m 0.00% Added +505 +505
63 Regal Investment Advisors LLC 0.08% of their portfolio KENTWOOD, MI 30,64630.6k $1.4m $1.4m 0.08% Added +5.4k +5,435
64 Asset Allocation Strategies LLC 0.25% of their portfolio FARMINGTON, MI 30,35330.4k $1.4m $1.4m 0.25% Reduced -897 -897
65 Element Wealth, LLC 0.55% of their portfolio RIDGELAND, MS 29,74129.7k $1.3m $1.3m 0.55% Added +4.2k +4,227
66 Concurrent Investment Advisors, LLC 0.02% of their portfolio Tampa, FL 29,51329.5k $1.3m $1.3m 0.02% Added +3.9k +3,907
67 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 28,34328.3k $1.3m $1.3m 0.01% Added +861 +861
68 StoneX Group Inc. 0.05% of their portfolio NEW YORK, NY 27,86927.9k $1.3m $1.3m 0.05% Reduced -1.8k -1,821
69 Ausdal Financial Partners, Inc. 0.06% of their portfolio Davenport, IA 27,70127.7k $1.2m $1.2m 0.06% Added +2.2k +2,201
70 TRUST CO OF OKLAHOMA 0.34% of their portfolio TULSA, OK 26,24126.2k $1.2m $1.2m 0.34% Unchanged
71 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.06% of their portfolio CEDAR RAPIDS, IA 25,68025.7k $1.2m $1.2m 0.06% Added +6.0k +5,972
72 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 23,56423.6k $1.1m $1.1m 0.00% Added +11.0k +11,046
73 Quantinno Capital Management LP 0.00% of their portfolio NEW YORK, NY 23,01723.0k $1.0m $1.0m 0.00% Added +348 +348
74 HFG Advisors, Inc. 0.69% of their portfolio CINCINATTI, OH 21,03221.0k $946.6k $946.6k 0.69% Reduced -18 -18
75 Englebert Financial Advisers, LLC 1.04% of their portfolio Allentown, PA 20,04320.0k $902.1k $902.1k 1.04% First filing
76 COMERICA BANK 0.00% of their portfolio DALLAS, TX 19,18319.2k $863.4k $863.4k 0.00% Added +1.4k +1,425
77 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 18,30418.3k $823.9k $823.9k 0.00% Added +5.5k +5,476
78 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 18,15918.2k $817.3k $817.3k 0.00% Added +1.8k +1,788
79 Sound Income Strategies, LLC 0.04% of their portfolio FT LAUDERDALE, FL 17,65217.7k $820.8k $820.8k 0.04% New
80 MGB Wealth Management, LLC 0.22% of their portfolio ADDISON, TX 17,04417.0k $767.1k $767.1k 0.22% Added +9.9k +9,923
81 Apeiron RIA LLC 0.16% of their portfolio Dallas, TX 17,03817.0k $785.0k $785.0k 0.16% Added +1.2k +1,160
82 Dynamic Advisor Solutions LLC 0.02% of their portfolio PHOENIX, AZ 16,45216.5k $740.5k $740.5k 0.02% New
83 WINEBRENNER CAPITAL MANAGEMENT LLC 0.49% of their portfolio LOUISVILLE, KY 16,35116.4k $735.9k $735.9k 0.49% Reduced -463 -463
84 MinichMacGregor Wealth Management, LLC 0.13% of their portfolio Saratoga Springs, NY 16,24116.2k $731.0k $731.0k 0.13% Added +788 +788
85 Realta Investment Advisors 0.23% of their portfolio WILMINGTON, DE 15,82015.8k $712.1k $712.1k 0.23% Added +577 +577
86 Waverly Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 15,05515.1k $677.6k $677.6k 0.01% Added +6.4k +6,425
87 Trueblood Wealth Management, LLC 0.26% of their portfolio LIMA, OH 14,89014.9k $670.2k $670.2k 0.26% Added +108 +108
88 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.05% of their portfolio ORLANDO, FL 14,76514.8k $664.6k $664.6k 0.05% Added +5.9k +5,868
89 Garden State Investment Advisory Services LLC 0.16% of their portfolio Red Bank, NJ 14,70514.7k $661.9k $661.9k 0.16% Added +885 +885
90 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 14,32714.3k $645.0k $645.0k 0.01% Added +837 +837
91 Tudor Financial Inc. 0.33% of their portfolio DAYTON, OH 14,17414.2k $638.0k $638.0k 0.33% Added +6.4k +6,352
92 CARLSON FINANCIAL, INC. 0.36% of their portfolio CANBY, OR 13,97314.0k $628.9k $628.9k 0.36% First filing
93 HB Wealth Management, LLC 0.00% of their portfolio Atlanta, GA 13,64713.6k $614.3k $614.3k 0.00% Added +3.1k +3,073
94 Asset One Wealth Management LLC 0.09% of their portfolio BELLEVUE, WA 13,49813.5k $621.9k $621.9k 0.09% First filing
95 CENTAURUS FINANCIAL, INC. 0.03% of their portfolio ANAHEIM, CA 13,45213.5k $605.0k $605.0k 0.03% Added +1.2k +1,164
96 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 13,06213.1k $587.9k $587.9k 0.00% Added +3.6k +3,620
97 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 12,68412.7k $570.9k $570.9k 0.01% Reduced -800 -800
98 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 12,66712.7k $570.2k $570.2k 0.00% Reduced -9.6k -9,569
99 FLAGSHIP HARBOR ADVISORS, LLC 0.03% of their portfolio BOSTON, MA 12,48012.5k $561.7k $561.7k 0.03% New
100 HBW ADVISORY SERVICES LLC 0.06% of their portfolio SIMI VALLEY, CA 12,17312.2k $547.9k $547.9k 0.06% Added +2.3k +2,315